THE TWO HYPOTHESIS OF SOCIAL CAPITAL: THE CASE OF ACCOUNTING SCIENCES IN BRAZIL Silvio Salej Higgins UFMG (Universidade Federal de Minas Gerais [Federal University of Minas Gerais]) - Department of Sociology João Estevão Barbosa UNIFAL (Universidade Federal de Alfenas [Federal University of Alfenas]) - Institute of Applied Social Sciences Antônio Carlos Ribeiro UFMG – Center of Social Science Quantitative Research Jacqueline Veneroso Alves da Cunha UFMG - Department of Accounting Sciences Grupo Interdisciplinar de Pesquisa em Análise de Redes Sociais CONTENT 1. Social capital : two hypotheses 2. The case study: the academic co-authorship networks of accounting science programs in Brazil during the period from 2002-2010. 3. Data collection 4 and 5. Study hypothesis 6. Results and conclusions 1. Social capital: two hypotheses in an instrumental sense With regards to social capital, and from the minimalist point of view, there are two well established hypotheses in social sciences : (A) The density hypothesis (Coleman, 1992) The individual’s advantages result from closure in networks. (B) The structural hole hypothesis (Burt, 2005) The individual’s advantages result from structural holes in networks. R Pearson O ALGORITMO C Seja zij número de vezes que i convida j. Burt começa por mensurar a proporção de relações de i investidas no contato q. piq z iq z qi / z ij z ji j i Ele calcula depois a « pressão » o « constraint » de j sobre i, dito em forma simples, a soma de seus contatos diretos e 2 indiretos. cij pij piq pqj q i , j A « pressão » global que pesa sobre i é então a soma das « pressões » vindas de cada um de seus contatos: Ci cij j CIA=(1/6+1/6*1/3+1/6*1/2+1/6*1/2)²=0.1512 LOCAL CLUSTERING COEFFICIENT C= número tríades fechadas/ número total de tríades na vizinhança C=1 C=0,33 C=0 2. The case study: the academic co-authorship network of accounting science programs in Brazil during the period from 2002-2010 1. Progression of the number of postgraduate programs in Brazil 2. Publication of articles by faculty members of postgraduate programs in accounting sciences in Brazil 4. Output in co-authorship by university in the period 2002-2010 programs in Brazil Publication output 3. Progression of the number of authors per article from 2002 to 2010 University 3. Data collection Data sources Stage 1 Survey of the faculty body. Stage 2 Compilation of data extracted from the faculty members' CVs contained in the CNPq Lattes database. Stage 3 Profile of programs and faculty body. Stage 4 Stage 5 Reconstruction of cooperation networks between faculty members of the programs. Analysis of the dynamics of the construction of scientific knowledge in the field of accounting sciences. Procedures Analysis of the number and affiliations of faculty members connected with the studied programs. Organization of the positional elements of individuals whose characteristics were analyzed. Analysis of characteristics collected in the previous stage to define academic and scientific profiles of both the programs and the faculty members who were the objects of the analysis. Analysis of network morphology . Interpretation of the information collected in the previous stages. Stage Description Final number of articles 1st Collection of all articles, including repeated articles. 3442 2nd Elimination of duplicate articles. 2890 3rd Elimination of articles according to the criteria program inception date and entry of faculty members. 2132 4th Elimination of articles that were not authored by two or more faculty members. 455 4. Structural hole hypothesis – Negative correlation From an instrumental point of view, social capital is an essential explanatory factor. More productive individuals exploit their position – specifically, their structural autonomy – within the relational universe (Burt, 2000). This morphological property of the network constitutes an advantage that permits greater ownership of the resources in circulation. Thus, we might expect that the most productive authors in the field of Brazilian accounting sciences would have an inverse relationship to their degree of structural autonomy within the network; the more productive authors will have lower C (constraint factors) within the network. Without doubt, this means that the author at the edge of a structural hole may access more and better information/partners that will encourage greater scientific productivity. 5. Density hypothesis – Positive correlation From an instrumental point of view, social capital is an essential explanatory factor. More productive individuals exploit their dense relational universe (Coleman, 1992). This morphological property of the network constitutes an advantage that permits greater ownership of the resources in circulation. Thus, we might expect that the most productive authors in the field of Brazilian accounting sciences would have an direct relationship to their local clustering coefficient; the more productive authors will have a greater local clustering coefficient.. 6. Results: structural autonomy and local clustering coefficient The structural hole hypothesis was tested with algorithm C . The constraint C that the network exerts on i is the sum of all c from each of their contacts: equals 1 when i has a single contact and approaches 0 when i's contacts are numerous and not very interconnected. Graph N°5 Evidence in favor of the structural hole hypothesis: Inverse function – Constraint x Output: qualis score A constant (-0.009) and Beta coefficient (0.026) at a 99% significance level was observed. The determination coefficient, R2 (0.434), was considered a modest result. Scatterplot of new log- linear variable output quails and constraint CORRELATIONS ALL THREE VARIABLES Correlations Coeffclust Coeffclust Pearson Correlation constr -,373** prod ,242** ,000 ,001 176 176 176 -,373** 1 -,563** 1 Sig. (2-tailed) N constr prod Pearson Correlation Sig. (2-tailed) ,000 N 176 176 176 ,242** -,563** 1 Sig. (2-tailed) ,001 ,000 N 176 176 Pearson Correlation **. Correlation is significant at the 0.01 level (2-tailed). ,000 176 PARTIAL CORRELATION -I- Correlations Control Variables Coeffclust constr prod Correlation Significance (2tailed) df Correlation Significance (2tailed) df constr 1,000 . 0 -,525 ,000 . 173 prod -,525 ,000 173 1,000 0 PARTIAL CORRELATION -II- Correlations Control Variables constr prod Coeffclust Correlation Significance (2tailed) df Correlation Significance (2tailed) df . prod Coeffclust 1,000 ,042 ,580 0 ,042 ,580 . 173 173 1,000 0 Thanks so much Any questions?