Early holocene lithic projectile points from the Amazon Klaus Hilbert1 FUMDHAMentos VII - Klaus Hilbert 364 Abstract The main purpose of this paper is to discuss briefly models about early peopling of the Amazon and the use of bifacial points as diagnostic artifacts to define pre-ceramic archaeological cultures. Key-words: early Holocene hunter-gatherer, Amazon, projectile points. FUMDHAMentos VII - Klaus Hilbert 365 Until some years ago, material evidence related to the late Pleistocene and early Holocene huntergatherer societies were limited to few lithic projectile points: eight were found in the lower and middle Tapajós River, (Katzer 1909:39; Simões, 1976:5-6; Hilbert, 1986:3125, MPEG, 1986:115, 117; Prous, 1991:431; Roosevelt, 1996:373); two originated from the Xingú River (Coudreau, 1977:68); two from the Cotijuba island in the proximities of Belém, the capital of Pará State located at the mouth of the Amazon; and one from a site near Manaus the capital of the Amazonas State. Except for the specimen found in context at the Dona Stella site and dated 8,000 B.P., which was found in 2003 by researches from the University of the State of São Paulo (USP) during a project directed by Eduardo Goes Neves, all the projectile points presented here were donated in the 1950s and 1960s to the archaeological collection of the Museu Paraense Emílio Goeldi. Besides these points mentioned above, others are known from British Guiana. Evans and Meggers (1960:21) published four examples and mentioned others that belong to the collection of the Museum of British Guiana. One projectile point is known from the Ireng River and three from the Cuyuni, province of Essequibo. The archaeological context of all these points is unknown. They were found by local residents and donated to the museums, which kept them from disappearing in some obscure private collection. There have been a number of explanations for the reduced number of Amazonian archaeological sites with pre-ceramic occupations. Some scholars blame the dense vegetation of the tropical forest, which makes systematic field research difficult, and the lack of adequate raw material for the manufacture of flaked artifacts (Evans and Meggers, 1960:21; Simões, 1976:2). Others refer to the low archaeological visibility of hunter-gather camp-sites and the use of tools made of wood or bone, which rapidly disintegrates because of the tropical climatic conditions (Hilbert, 1968:255). Still others suggest that the archaeological sites located in the flood plain were eroded or covered underneath the fluvial deposits, which makes them inaccessible for any research (Prous, 1991:430). But, agreeing with Roosevelt (1996:375) the principal motive for the limited number of known sites is the lack of research and scientific attention until recent years. The vast majority of the archaeological sites, mainly those from the flood plains of the Amazon River and its tributaries (várzea), are habitation sites of ceramic cultures that always attracted the attention of researchers. The knowledge of the lithic industry, however, is reduced to artistic and ritual objects or polished artifacts, such as spindles or ax blades. Evidences for a late Pleistocene or early Holocene occupation are comparatively rare. One very interesting account about projectile points is known from the Brazilian naturalist Alexandre Rodrigues Ferreira. He found, during his studies at the Rio Negro in 1783 in São Felipe (Içana) near the Uaupés River, some projectile points, which he attributed to an ancient population. Unfortunately most of his archaeological and ethnographic collection disappeared during the occupation of Portugal in the Napoleonic war (Wassén, 1970), so we are unsure whether Ferreira observed lithic bifacial points or some stone flakes, frequently used by the indigenous population of the area as projectile points (Ferreira, 1885:188). The observations made by Ferreira and his interpretations; however, show that he made a direct connection between ancient and actual societies suggesting a historical and cultural continuity in the process of the peopling of the Amazon. In contrast to Figueira, the French explorer Henri Coudreau (1977:68) reported finding a big bifacial point in his accounts of an expedition to the Xingú River in 1896. He didn’t connect this find to any prehistoric or contemporary group from the Amazon, but he did interpret his artifact as an exotic element that originated from the southern part of the continent, suggesting a southern migration route for the peopling of the Amazon. FUMDHAMentos VII - Klaus Hilbert 366 The German geologist Friedrich Katzer (1909:39) presented, in an ethnographic publication, three bifacial points without a stem, together with polished axe blades from the Cupary river, in lower Tapajós River. He donated these artifacts to the ethnographic collection of the Museu Paraense Emílio Goeldi in Belém, identifying them as being from the Mundurukú tribe. Katzer didn’t even take into consideration the possibility that these points could be from a prehistoric period. On the contrary, he made a direct affiliation between archaeological material culture and the ethnic group who occupied the area at the time of his stay. Although Katzer was doing geological research, he did not consider that the Amazonian groups could have been living in the region for a long period. Mário Simões (1976) pubished two bifacial points from the middle Tapajós River. Despite the lack of material evidence, the wide dispersion of the sites, the visible differences in form and shape of these artifacts and the complete absence of an archaeological context, Simões uses these tools as diagnostic types, defining archaeological cultures and chronologies. But without an exact knowledge of the archaeological contexts and the conditions under which these artifacts were found, those points only document the existence of a category of lithic instruments and not necessarily the actual presence of a specific hunter-gatherer group such as Paleoindian. To prove an early Holocene peopling of the Amazon, new research strategies must be applied. The hunter-gather sites must be found and systematically excavated. But the search for open-air sites in the tropical forest is a difficult task. The difficulty in studying the camp-sites of early Holocene hunter-gather societies inside the tropical Amazon induced many researchers to look for rock shelters and caves as potential paleoindian sites (Prous, 1991:430). This is certainly a promising strategy since the conditions of preservation are better and the visibility greater. The majority of sites dated in the late Pleistocene and early Holocene period are cave-sites such as the “Abrigo do Sol” with a C 14 date of 14,700±195 B. P., “Gruta do Gavião” at the “Serra do Carajás” with a date of 8,140±130 B. P., and the “Caverna da Pedra Pintada” located in the Monte Alegre region with dates around 11,145±135 B. P. The archaeological site of “Abrigo do Sol” (MT-GU-1), located along the eastern slopes of the “Chapada do Parisis” near the Guaporé River, State of Mato Grosso, was excavated by Eurico Miller in 1977 (Miller, 1987:41). As part of the PROPA project (Paleoindian Project), Miller observed two different geo-stratigraphic units. The first unit, until a depth of 4.3 meters, is formed by a sandy, light gray soil with a few small fragments of sandstone. In the upper part of this unit, potsherds and lithic artifacts made from basalt and sandstone were found. One C 14 date of 7,970±75 B. P. (Si3475) was taken from this level. The second stratigraphic unit was excavated until a depth of 8 meters, without reaching the bed rock of the rock shelter. In the transition of the two stratigraphic units, Miller observed a paleosoil that was dated between 8,930±100 B. P. (Si 3736) and 10,600±130 B. P. (N-3223). From the segment right below this paleosoil, between 5.4 and 5.5 meters, Miller recovered from a gray colored sandy sediment, two charcoal samples, which were dated to 11,800± B. P. (N-3226) and 12,300±95 B. P. (Si-3477). Two more charcoal samples date the transition layers of this grayish soil to light gray sediment between 14,470±450 B. P. (Si-3738) and 14,700±195 B. P. (N-2359). The lithic artifacts found in this second stratigraphic unit were made from local basalt and a metamorphic quartzite. Artifacts in basalt represent the majority of this industry. Less frequent are specimens made in quartz and chalcedony. Retouched instruments are extremely rare but the identified tools consist of simple scrapers, flakes with use-marks, and hammer stones. The “Gruta do Gavião” site was discovered in the mid 1980s during the archaeological rescue-project of the “Serra do Carajás” directed by researchers of the Museu Paraense Emílio Goeldi (Lopes, 1985; Lopes et al, 1985; Simões, 1986; Hilbert 1989; Magalhães, 1989, 1993, 1994). Two geo-stratigraphic FUMDHAMentos VII - Klaus Hilbert 367 units, corresponding to two different occupation periods, were differentiated. The first, which extend down to approximately 10 centimeters, contained potsherds on the surface and flaked lithic material in the context of fire places, which provided the samples for one C14 date of 2,900±90 B. P. The second unit extended to about 35 centimeters in depth and had a large quantity of flaked material and an associated C 14 date of 8,140±130 B. P. Among the ceramic artifacts, small global-shaped cooking pots dominate and are decorated with simple linear incisions along the rim. The lithic industry of the preceramic unit is based on hyaline quartz crystals, amethyst, and citrine. The crystals were exclusively flaked in the bipolar technique. Among the few retouched instruments, end- and lateral-scrapers are dominant. No bifacial projectile points or other bifacial instruments were found. Besides the lithic and ceramic artifacts, organic material was observed in the top layers of the second stratigraphic unit that included charred animal bones, bark, leaves and seeds, which reveal important aspects of the huntergatherers of the “Serra do Carajás” and their habits of food-processing (Imasio, 1994). The cave and rock shelters in the sandstone complex of Monte Alegre have been known since the 19th century (Wallace, 1889; Hartt 1898; Katzer, 1903, Consens, 1989). As part of her Lower Amazon research project, Ana Roosevelt (1996) excavated part of the “Pedra Pintada” cave. She defined four geoarchaeological units, divided into twenty different geo-stratigraphic layers. The first unit, within 65 centimeters, belongs to a sequence of three occupations that contained ceramic. The most recent occupation is related to the “Incised-punctated” cultural horizon. The second correspond to the Aroxí culture of the formative cultural period, which is dated between 3,230 and 4,000 B. P. Along with the ceramic fragments, Roosevelt found evidence of manioc cultivation. The oldest occupation with ceramic evidence is dated by C14 to 7,500 B.P. and by thermoluminescence to 4,710±375 B. P. and corresponds to the local Paituna culture. The vessels are globular in shape, sand tempered, and decorated with simple incisions and deep punctations. The next unit has a depth of 30 centimeters and was archaeologically sterile. The units attributed to a paleoindian occupation is divided into two layers: the first is characterized by a grayish sand, between 5 and 20 centimeters thick, and the other, inferior layer is composed of blackish sand, measuring between 10 and 25 centimeters. Four different paleoindian periods were defined, based on typological and technical criteria of the lithic material. The dominant raw material (about 30,000 fragments) used by the paleoindian knapper is chalcedony and quartz. Among the few instruments found in this unit, ten show bifacial modification and fourteen artifacts show unifacial retouch. The C 14 dates oscillate between 11,145±135 B. P. (GX17413) and 10,000±60 B. P. (GX19539CAMS). The rock paintings that cover part of the cave are attributed to the paleoindian occupation called by the researchers as “Monte Alegre culture.” The last geo-stratigraphic unit starts at about 50 centimeters and is composed of sand and rocks, which fell from the roof of the cave. In this last unit no archaeological evidence was found. With more than fifty C 14 dates and several detailed analyses of the organic material, Roosevelt presents a large quantity of data and for the first time it is possible to reconstruct, in a more detailed manner, a paleoindian culture of the Amazon. The following is a description of the bifacial projectile points found in the Amazon area. Point 1: It is a long triangular point made of a dark green quartzite with a small tapered shoulder. The tip and the small stem have broken off. The blade edges show a continuous, regular and alternated retouched sequence. The façonnage flaking scars are relatively big, and rarely go beyond the center of FUMDHAMentos VII - Klaus Hilbert 368 the artifact. In cross section, this flaking technique gives the point a massive oval shape. The stem was shaped by two profound notches without secondary retouch. This artifact was found, together with point number 2, and donated to the archaeological collection of The Museu Paraense Emílio Goeldi in 1977.This point was found at the “Fazenda do Arruda” at the Cotijuba Island. (Length: 71mm, width: 28mm, thickness: 11mm, weight: 22g.). Point 2: The long triangular bifacial point was made of a dark brown flint with grey blots, probably caused by secondary fire. The point is fractured at the tip, at the stem and on one barb. The edges show a regular reciprocal retouch on both the ventral and dorsal side. The façonnage flaking is random and surpasses the medial portion of the surface. Just like on the point number 1, deep notches form the small pointed stem. A slight inside curving of the edges might be the result of resharpening of the point while it was hafted. This artifact was found together with the specimen number 1 at the “Fazenda do Arruda” at the Cotijuba Island near the town of Belém. (Length: 61mm, width: 34mm, thickness: 9mm, weight: 16g.). Point 3: A small bifacial artifact made of brown flint, classified as projectile point in the collection of the Museu Paraense Emílio Goeldi. This artifact was found on a beach of the Tapajós River near the town of Santarém. Point 4: This huge bifacial stemmed point was made of flint. The surface was eroded by water and there has been some color change. The stem is comparatively short with regular lateral retouches and is fluted on both sides. The façonnage flaking is collateral and involving. The cross section is without a medial ridge. The lateral edge shows a slight irregular retouch, composed of short scars on both surfaces. Henri Coudreau found this point in 1896, together with other objects inside an abandoned habitation of the Jurúna Indians on the Xingú River near the rapids of “Cachoeira Comprida”. The dark coloration indicates that it was submerged in water for a long time. It is quite possible that the Jurúna found this point inside the river but left it behind, together with some other wooden sculptures and “toys”. (Length: 174mm, width: 58mm, thickness: 10mm). Point 5: The large triangular point without stem was made out of dark brown flint. The surface is eroded and a deep patina can be observed. The base of the point is concave with invasive façonnage flakes, like fluting flakes on both sides, and small basal trimming flakes. The lateral modifications are carefully made. A sequence of an alternate retouch technique creates a slight undulation along the edge of the blade, which makes the artifact more effective. The point was found during gold mining activities in the “Gruta da Filomena” near the town of São Felix on the Xingú River and donated to the collection of the Museu Paraense Emílio Goeldi in 1985. (Length: 66mm, width: 38mm, thickness: 6mm, weight: 15g.). Point 6: This triangular stemmed point was manufactured in a light brown flint. The stem is relatively small and carefully retouched, the barbs are slightly pointed and inversely tapered and in line with the edge blade, which are carefully finished with a regular retouch. The façonnage flakes are random and invasive crossing over to the other edge. The stem is separated from the shoulder by a short and abrupt notching. This artifact was found in the gravel of a cassiterite (tinstone) mining, located on the Tucano River, one of the tributary rivers of the Tapajós. A group of geologists, who worked for the “Instituto de Desenvolvimento Econômico e social do Pará” bought this point from a local miner in 1967 and donated it to the Museu Paraense Emílio Goeldi. (Length: 86mm, width: 40mm, thickness: 7mm, weight: 19g). Point 7: This bifacial triangular stemmed point was made in hyaline quartz. Regular and well controlled modifications form a short and pointed stem and large symmetric inversely tapered barbs. FUMDHAMentos VII - Klaus Hilbert 369 The façonnage flaking are irregular, transposing the central portion of the artifact’s surface, while the lateral retouches form an alternate sequence between the ventral and dorsal faces. These final retouches are short and abrupt. Father Francisco Angélico Milliert donated this beautiful point to the Museu Paraense Emílio Goeldi in 1958. According to his account, the artifact was found on the left margin of the Tapajós River, on a beach near the “Chacorão” rapids. (Length: 64mm, width: 48mm, thickness: 10mm, weight: 26g). Point 8: The leaf-shaped point was made in milky colored quartz. The bifacial façonnage flaking is quite irregular as is the lateral retouching. The manufacturing traces show little control of the gesture during the flaking process. The final retouch occurred mainly on the ventral surface, while the dorsal surface was modified with a series of short and abrupt negatives. In this manner the blade edge has an irregular and unfinished aspect, which can influence the function of this point, suggesting that it might have been used for cutting. This artifact was found, together with the point number 9, by the end of the 1950s on the Mission of the Carurú River, tributary of the Tapajós River. The Franciscan monk Alberto Kruse, head of the mission, donated this point to Peter Paul Hilbert (Length: 60mm, width: 35mm, thickness: 12mm, weight: 21g). Point 9: This leaf shaped point, manufactured from a brown flint, has a regular lateral retouch predominantly orientated on the ventral face of the artifact, while the basal trimming flakes, on the contrary, are orientated on the dorsal face. Some of the hinges and fractures on the central portion of the artifact show signs of polish, probably to facilitate hafting. The short and irregular negatives on the blade edge are possible sign of a resharpening. This artifact was found, together with the specimen number 8, near the end of the 1950s in the mission of the Cururú River, tributary of the Tapajós River by the Franciscan monk Alberto Kruse. (Length: 50mm, width: 26mm, thickness: 8mm, weight: 9g). Final considerations The archaeological data presented here demonstrates the little that is known about the peopling of the Amazon region. We have less than twenty projectile points for the whole Amazonian region, all but one without any archaeological context. The points are of different forms, shapes and sizes, and are found in diverse places between the flood plains (várzea), Ferra Firme and the Planalto Central of Brazil. Only during the last fifteen years have we been able to add some important new data obtained from systematic excavations in caves and rock shelters. We mentioned the “Abrigo do Sol” from the state of Mato Grosso, the “Gruta do Gavião” located at the Serra do Carajás and the cave of “Pedra Pintada near Monte Alegre in the State of Pará. Unfortunately, the data we have at our disposal are from preliminary notes and research reports only. Despite the limited evidence, Simões (1976) suggests, based only on projectile points, an early peopling of the Amazon by a paleoindian culture. Roosevelt (1996) supports this model by using these artifacts as diagnostic types and correlating them chronologically with the crude bifacial artifacts she has found at “Pedra Pintada”. She constructs, in this way, a new archaeological context for these scattered points. But these points show a large techno-typological diversity and great spatial distribution. These points could belong to any number of other archaeological cultural contexts from other regions. In regards to the lithic material of the “Pedra Pintada” cave presented by Roosevelt (1996:378), our impression is that the artifacts show a greater similarity to the lithic industry from the Itaparica cultural tradition, known from the FUMDHAMentos VII - Klaus Hilbert 370 Central Brazil area, than to any of the bifacial industries shown here and known from other regions of central and south Brazil. (Schmitz, 1987a, 1987b; Prous, 1991). We believe that the lack of a systematic research of the early peopling of the Amazon area is evident. The reanalysis and the publication of already excavated material cultures and stratigraphic data from sites such as the “Gruta do Gavião” or “Abrigo do Sol” rock shelters could contribute to a more solid discussion about the early peopling if the Amazon. FUMDHAMentos VII - Klaus Hilbert 371 Localization of the archaeological sites: 1. Cachoeira do Chacorão, rio Tapajós (PA), MPEG, cat.: 1273. 2. Gruta do Caçaba, garimpo Maloquinha, rio Tapajós (PA), MPEG, cat.: 1491 3. Carreira Comprida, rio Xingú (PA), MPEG, cat.: 5548. 4. Garimpo do Cica, São Félix do Xingú (PA), cat.: 2479. 5. Missão do rio Cururú, rio Tapajós (PA), (Hilbert, 1986, p. 3125). 6. Praia de Santarém (PA), MPEG, cat.: 1490. 7. Fazenda do Arruda, Ilha de Cotijuba (PA), MPEG, cat.: 1901. 8. Fazenda do Arruda, Ilha de Cotijuba (PA), MPEG, cat.: 1902. 9. Caverna da Pedra Pintada, Monte Alegre (PA), (Roosevelt, 1996). 10. Ireng River, Rupununi District, Guiana, (Evans; Meggers, 1960). 11. Cuyuni River, Mazuruni District, Guiana, (Evans; Meggers, 1960). 12. Abrigo do Sol (MT-GU-1), (Miller, 1987). 13. Gruta do Gavião (PA-AT-69), (Simões, 1986; Hilbert, 1989; Magalhães, 1993). 14. Missão do rio Cururú, rio Tapajós (PA), (Hilbert, 1986, p. 3125). FUMDHAMentos VII - Klaus Hilbert 372 FUMDHAMentos VII - Klaus Hilbert 373 FUMDHAMentos VII - Klaus Hilbert 374 FUMDHAMentos VII - Klaus Hilbert 375 FUMDHAMentos VII - Klaus Hilbert 376 Footnotes 1 Pontifícia Universidade Católica do Rio Grande do Sul, Departamento de História. [email protected] Bibliographical references Consens, Mario 1989. Arte rupestre no Pará: análise de alguns sítios de Monte Alegre. Dédalo. 1:265-278. São Paulo, Universidade de São Paulo, Publicação Avulsa, (Anais de 4a. Reunião Científica da Sociedade de Arqueologia Brasileira). Coudreau, Henri 1977. Viagem ao Xingu (1896). Editora da Universidade de São Paulo, São Paulo. Evans, Clifford and Meggers, Betty J. 1960. 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Estudo sobre estratégias de subsistência de caçadores-coletores pré-históricos do sítio Gruta do Gavião, Carajás (Pará). M. A. Dissertação - Faculdade de Filosofia, Letras e Ciências Humanas, Universidade de São Paulo. Katzer, Friedrich 1903. Grundzüge der Geologie des unteren Amazonas-Gebietes (des Staates Pará in Brasilien). Max Weg, Leipzig. Katzer, Friedrich 1909. Zur Ethnographie des Rio Tapajós. Globus, 79:37-41, Braunschweig. Lopes, Daniel F. 1985. Salvamento arqueológico em Carajás (PA). Sexto relatório preliminar. Museu Paraense Emílio Goeldi, Projeto Carajás, (research report). Lopes, Daniel F. and Magalhães, Marcos P., Silveira, Maura I. 1985. Salvamento arqueológico em Carajás, PA: Considerações preliminares. In REUNIÃO ANUAL DA SOCIEDADE BRASILEIRA DE ARQUEOLOGIA, Goiânia. Magalhães, Marcos P. 1989. Oito mil anos antes do presente. M. A. Dissertation Universidade Federal do Rio de Janeiro. FUMDHAMentos VII - Klaus Hilbert 377 Magalhães, Marcos P. 1993. O tempo arqueológico. (Coleção Eduardo Galvão), Museu Paraense Emílio Goeldi, Belém do Pará. Magalhães, Marcos P. 1994. Archaeology of Carajás. The prehistoric presence of man in Amazonia. Companhia Vale do Rio Doce, Rio de Janeiro. Miller, Eurico Th. 1987. Pesquisas arqueológicas paleoindígenas no Brasil Ocidental. In Investigaciones Paleoindias al sur de la línea Ecuatorial edited by L. Nuñes and B. J. Meggers, vol. 8, pp. 37-61. Estudios Atacameños, Universidad de Norte de San Pedro de Atacama. Museu Paraense Emílio Goeldi. (MPEG) 1986. Banco Safra, São Paulo. Prous, André 1991. Arqueologia Brasileira. Editora da Universidade, Brasília Roosevelt, Anna C. 1996. Paleoindian cave dwellers in the Amazon: The peopling of the Americas. Science, 272:373383. Schmitz, Pedro I. 1987a. Caçadores antigos no sudoeste de Goiás, Brasil. In Investigaciones Paleoindias al sur de la línea Ecuatorial edited by L. Nuñes and B. J. Meggers, vol. 8, pp. 16-35. Estudios Atacameños, Universidad de Norte de San Pedro de Atacama. Schmitz, Pedro I. 1987b. Prehistoric hunters and gatherers of Brazil. Journal of World Prehistory, 1(1):53-120. Simões, Mário F. 1976. Nota sobre duas pontas-de-projétil da bacia do Tapajós (PA). Boletim do Museu Paraense Emílio Goeldi, Antropologia, Belém do Pará. Simões, Mário F. 1986. Salvamento arqueológico de Carajás. In Desafio político, ecologia e desenvolvimento edited by J. M. Gonçalves Almeida, pp. 534-559, Brasiliense São Paulo. Wallace, A. R. 1889. A narrative of travels on the Amazon and rio Negro, with an account of the native tribes. Ward, Lock & Co, London. Wassén, Henri 1970. A naturalist’s lost ethnographic collection from Brazil- or the case 1787. A contribution to the study of South American indian drugs. Etnografiska Museet, 1960:32-52, Arstryck, Göteborg. FUMDHAMentos VII - Klaus Hilbert 378