The points of view expressed in the boxes throughout this report are copyrighted and do not necessarily reflect the views and institutional position of FAO. FAO encourages the use, reproduction and dissemination of this publication. Except when expressly restricted in contrary, the material may be copied, downloaded and printed for purposes of study, research and use in courses or other non-commercial use, since guaranteed the citation of FAO’s author. Text: Anne W. Kepple ColaboraTORS: Alan Bojanic Alexander Cambraia Nascimento Vaz Alexandro Rodrigues Pinto Ana Carolina Feldenheimer Silva Ana Paula Bortoletto Martins Ana Maria Segall Corrêa Arnoldo Anacleto de Campos Caio Galvão França Carmem Priscila Bocchi Cássia Amaral Buon Carlo Cafiero Carlos Augusto Monteiro Débora Bosco Silva Denise Direito Eduardo Augusto Fernandes Elizabetta Recine Fernando Gaiger Francisca de Fátima de Araújo Lucena Gustavo Chianca Juliane Helriguel de Melo Perini Leonor Pacheco Luciana Monteiro Vasconcelos Sardinha Luisete Moraes Bandeira Mariana Danelon Marília Leão Mauro Eduardo Del Grossi Michele Lessa de Oliveira Paulo de Martino Jannuzzi Patrícia Chaves Gentil Patrícia Constante Jaime Renato Maluf Ricardo França Rosane Nascimento Graphic Design: Katia Ozorio Tarcísio Silva publishing : Tarcísio Silva THE STATE OF FOOD AND NUTRITION SECURITY IN BRAZIL A Multi-dimensional Portrait 2014 REPORT BRASÍLIA THE STATE OF FOOD AND NUTRITION AUGUST, 2014 SECURITY IN BRAZIL A Multi-dimensional Portrait 3 PRESENTATION Annually, the Food and Agriculture Organization of the United Nations (FAO) makes a thorough study of the situation of food security in the world. The publication The State of Food Insecurity in the World (SOFI) measures progress of nations in the quest to eradicate extreme poverty and hunger. FAO estimates can provide guidance to those responsible for the formulation of public policies, and the development and implementation of effective measures to fight food insecurity and malnutrition. The dimensions of food security - availability, access, utilization and stability – are best understood when presented by a set of indicators. In the recently published edition of SOFI, FAO estimates that 805 million people in the world suffer from hunger. That means that daily they do not eat enough to lead an active and healthy life. It is worth highlighting that many countries have adopted policies to change this picture. Brazil is one of them. In recent years the Brazilian programs, actions and strategies have enabled effective measures to make the number of food insecure people in the country decrease considerably. This first report presents a specific study on the strategies of governance adopted by Brazil in order to ensure access to food for all, moreover, an analysis of food production and availability, and other aspects such as health and the various food security indicators. Today, Brazil is already an international reference for fighting hunger. Successful experiences as income transfer, direct purchases for the acquisition of food, the technical capacity of small producers, among others, are being transferred to other countries. Such an attitude only expresses that the numbers generated from these results should be closely observed. Unify the information means presenting the closest to real as possible, to the changes that these actions are causing in the Brazilians day by day. The society is experiencing a period in which the search for a healthier and more sustainable world becomes an important commitment in all government agendas. FAO has in its mandate this important goal that is to be the guiding thread of information and successful experiments. The report, The State of Food and Nutrition Security in Brazil - A Multidimensional Portrait, follows this path in terms of assuring elements capable of directly acting in the reduction of hunger, as a long term commitment that passes through the integration of food and nutrition security, in the policies, indicators and public programs in general. This work combines FAO efforts, but I also cannot fail to mention, the important and relevant collaboration of many partners who contributed uniquely to the preparation of this study, among them the Ministry of Social Development and Fight Against Hunger, the Ministry of Agrarian Development, the Brazilian Institute of Geography and Statistics, as well as researchers and academics. Finally, I could not fail to pay my thanks to Anne Kepple, FAO Consultant who coordinated the elaboration of this report, and to all the experts who kindly contributed in the discussion of the chapters. Have a nice reading! Alan Bojanic - Representative in Brazil THE STATE OF FOOD AND NUTRITION SECURITY IN BRAZIL A MULTI-DIMENSIONAL PORTRAIT 5 1 2 3 4 INTRODUCTION 12 Food and Nutrition 14 Security: concept, dimensions, and monitoring Food and Nutrition Security Governance in 30 Brazil Food and Nutrition Security in Brazil: 42 a multi-dimensional portrait Critical and emerging agendas for Food 62 and Nutrition Security monitoring in Brazil References cited 68 12 • Dimensions of Food and Nutrition Security 16 • Determinants and consequences of Food and Nutrition Security: conceptual framework to guide monitoring 18 • Food insecurity and obesity: the paradox myth 20 • Food and nutrition security monitoring in Brazil and in the world 21 • Food and Nutrition Security Programs in Brazil 33 • Government commitment to Food and Nutrition Security monitoring in Brazil 39 • Food production 44 • Food availability 47 • Income/access and food expenditures 48 • Access to adequate food 52 • Health and access to health services 54 • Advances and challenges 60 • Implications for Food and Nutrition Security monitoring 66 • Closing remarks 67 68 THE STATE OF FOOD AND NUTRITION SECURITY IN BRAZIL A Multi-dimensional Portrait 7 introDuction The past ten years in Brazil have been characterized by the consolidation and institutionalization of successful policies aimed at fighting hunger and promoting food and nutrition security (FNS) guided by the principle of the Human Right to Food (HRF). A decade of governmental political commitment, manifested in a participatory, inter-sectoral strategy and large public investments, resulted in significant reductions in hunger and poverty. Brazil has already accomplished and surpassed the Millennium Development Goals for reducing hunger and poverty1. FAO has been a partner with the Brazilian government in this process through technical cooperation agreements. Civil society plays an important role in Brazil in the formulation, implementation, and monitoring of policies to end hunger and promote the progressive realization of the HRF. Social participation was prioritized and promoted by the Federal Government through institutional 1 IPEA, 2014 structures and arrangements that today are consolidated in the National Food and Nutrition Security System (Sistema Nacional de Segurança Alimentar e Nutricional, or SISAN). With policies and institutional structures in place to protect advances made in reducing hunger and promoting FNS, the Federal Government is taking stock of the challenges that lie ahead. New and persistent challenges are on the agenda, such as ways of facing the growing prevalence of overweight and obesity in the Brazilian population, and modifying unhealthy trends in food habits. There are many possible perspectives from which to tell this Brazilian story. Many aspects of the experience can serve as examples to other governments, including the evolution of inter-sectoral governance of FNS, and the institutional structures that promote the participation of diverse actors and sectors. One aspect of the story that deserves to be told, because of the participatory process that characterizes it and the impressive results, is the evolution of the FNS monitoring system. A government priority since the launch of the Zero Hunger strategy in 2003, the FNS monitoring system was shaped and refined in partnership with civil society and incorporated into the National FNS Policy. The evolution of Brazil´s FNS monitoring system converges with the international discussion regarding goals and indicators related to hunger for the Post-2015 Development Agenda, where there is consensus that a suite of indicators is needed to monitor the diverse dimensions of FNS. At the same, Brazil´s FNS monitoring system reflects national priorities specific to the Brazilian context. The objective of the present report is to portray the current state of FNS in Brazil based on diverse indicators, and to discuss the Brazilian experience of FNS monitoring, as well as critical and emergent agendas, in the context of the international discussion regarding FNS monitoring. A broad portrait of FSN in Brazil is presented, beginning with a conceptual discussion of the different dimensions of FNS and indicators used internationally and in Brazil. Chapter two describes the evolution of FNS governance in Brazil, which was propelled by a vigorous discussion between government and civil society that led to the passage of the National Food and Nutrition Security Law in 2006. The legal landmarks, institutional structures, and programs implemented by the Federal Government to address the challenges outlined in the National FNS Law are summarized. Chapter three presents a multi-dimensional portrait of FNS in Brazil based on a broad set of indicators. The final chapter summarizes some of the challenges that emerge from this portrait as critical agendas for the 21st century. THE STATE OF FOOD AND NUTRITION SECURITY IN BRAZIL A MULTI-DIMENSIONAL PORTRAIT 9 1 FOOD AND NUTRITION SECURITY: CONCEPT, DIMENSIONS, AND MONITORING The concept of food and nutrition security (FNS) democratically defined in Brazil reflects a broad and integrated perspective: “Food and nutrition security is the realization of everyone’s right to regular and permanent access to enough food of good quality without compromising access to other basic necessities, and based on food practices that promote health, respect cultural diversity, and are environmentally, culturally, economically, and socially sustainable.”2 The breadth of this definition presents a challenge for FNS measurement and monitoring – a “monitoring nightmare,” as one specialist from FAO recently observed. However, in the words of a representative from the National FNS Secretariat, “It is not a technical concept; it is a political concept, constructed with intense social participation.” 2 National Food and Nutrition Security Law (Law No. 11.346 of September 2006). 3 According to FAO (2013) and the document presented to the Committee on World Food Security, “Food security exists when all people at all times have physical, social, and economic access to sufficient, safe and nutritious food to meet their dietary needs and food preferences for an active and healthy life (CFS, 2012, p.5). “Nutrition security exists when food security is combined with a sanitary environment, adequate health services, and proper care and feeding practices to ensure a healthy life for all household members” (CFS, 2012, p.6). The recommendation was not approved in Plenary Session, and it was decided to maintain the distinction between food security and nutrition security. 4 GROSS et al., 2000; CFS, 2012; FAO, 2011. In spite of the technical challenge, this broad definition promotes a more integrated perspective and understanding of the interrelations among the diverse dimensions of FNS – a perspective that has contributed to integrated, inter-sectoral policies in Brazil. In keeping the nutritional aspect in the concept of FNS, Brazil converges with the recommendation presented to the Committee on World Food Security to adopt the terminology food and nutrition security because it “best reflects the conceptual linkages between food security and nutrition security, while also expressing a single integrated development goal to help guide policy and programmatic action effectively.”3 In Brazil, the integral nature of the two aspects is established in the definition, in people´s consciousness, and in FNS policies, contributing to reveal the basic causes that are common to both, which are associated with the unbalanced food system imbedded in an economic system that promotes inequality, the unrestrained predominance of the market, and disregard for the environment. Dimensions of Food and Nutrition Security Many conceptual frameworks have been proposed to guide technical and political discussions regarding this broad concept of FNS. Analysis of the different components and dimensions of FNS helps to reveal the determinants and consequences of hunger and food insecurity. A shared understanding is necessary to inform the discussion of indicators for monitoring FNS, their inter-relationships, and the various policies aimed at promoting FNS and the realization of the HRF. Four dimensions of food security recognized internationally are availability, access, utilization, and stability.4 Figure 1. Four dimensions of food security Availability Access Stability U.liza.on 1 Guaranteeing food availability for the population involves questions related to food production, international and national commerce, and food supply and distribution. Physical and economic access exists when everyone is able to obtain food in a socially acceptable manner, for example through purchase, production, hunting, or barter. This dimension of food security involves prices of food (and other basic necessities that compete with food) and the broad range of things that affect the set of resources available to people. Food utilization refers to the biological utilization of the food consumed, which is influenced by health status, water and sanitation conditions, and microbiological and chemical safety of the food. However, this dimension also includes nutritional knowledge, food habits, child feeding practices, and the social role of food in the family and in the community. Stability refers to the temporal element of the other three dimensions. Problems with food availability, access and utilization can be chronic, seasonal, or transitory, with different implications for public policy as well as the strategies adopted by the population. The six dimensions that form the basis for the FNS Monitoring System in Brazil correspond closely with the dimensions recognized internationally, although more explicit emphasis is given to health and access to health services in Brazil (Figure 2). Health and sanitation are among the main determinants of nutrition security, together with food access and care and feeding.5 As mentioned above, stability is a dimension that cuts across all the others. Figure 2: Counterparts of the dimensions of the Food and Nutrition Security Monitoring System in Brazil and the dimensions adopted internationally Brazilian FNS Monitoring System: 6 Dimensions AVAILABILITY • Food produc*on • Food availability ACCESS • Income • Access to food UTILIZATION • Health and access to health services ACCESS/UTILIZATION • Educa*on 5 Food and Nutrition Security: concept, dimensions, and monitoring CFS, 2012. 13 Determinants and consequences of Food and Nutrition Security: a conceptual framework to guide monitoring When thinking about the different dimensions of FNS discussed above, it is important to keep in mind that FNS is influenced by factors at all socio-demographic levels: global, national, regional, local, household, and individual. The food security of households and those who live in them depends on various household-level factors, which are in turn influenced by a set of local and regional determinants, which cannot be understood disassociated from the national and global contexts. Some determinants and factors associated with FNS at these different socio-demographic levels are presented in Figure 3. Thinking of FNS in terms of the distinct levels illustrated in Figure 3 helps call attention to some of the basic, underlying causes of food insecurity at the global and national levels and their ramifications at other levels. It also can serve to guide FNS monitoring by illustrating the need for identifying indicators for the various determinants of FNS at the different socio-demographic levels. Figure 3 illustrates “Household/individual food security” as an ultimate outcome of determinants at various socio-demographic levels. This refers to a concept of FNS restricted to food access at the household or individual level. Grounded in research conducted in the USA to better understand and measure the lived experience of hunger and limited food access,6 it is characterized by components that a later study suggested are “universal” 7: sufficient food quantity; adequate dietary quality; and lack of worry regarding ability to obtain food. Figure 3: Global, national, regional, local, and household determinants of household and individual food security (adapted from Kepple & Segall-Corrêa, 2011). 1. Global and na.onal factors Poli*cal-‐economic system; development model; world trade Agricultural and environmental policies (food produc*on, sustainability, support for family farmers, climate change) Economic and social policies Commitment to realiza*on of the Human Right to Food 2. Regional and local factors Food produc*on, availability, and prices Access to land Availability and prices of healthy foods Poli*cal stability Ethnic/racial prejudice and inequali*es Health and educa*on services Costs of basic necessi*es Livelihood strategies Jobs – wages, formality, stability Food culture Social assistance network Water and basic sanita*on Food inspec*on services 3. Household factors 6 RADIMER et al., 1992. 7 SWINDALE et al., 2006. Demographic profile of household unit Gender and educa*on level of head of household Health status of residents Nutri*on knowledge and food habits Income/financial stability Mothers employment and *me Par*cipa*on in social programs Social network Food security (household/ indivídual) 1 the latter often associated with lack of access to water and basic sanitation. This concept, and having a way to measure it, are useful for various reasons. While household and individual food security is the consequence of a set of determinants like those presented in Figure 3, it is also itself a determinant of various potential consequences for people´s physical, mental and social well-being (Figure 4). Understanding regarding the potential negative effects of household food insecurity has evolved in recent years, revealing consequences that are nutritional as well as non-nutritional in nature.8 There is ample evidence of negative cognitive and psycho-social effects, regardless of nutritional impacts.9 Figure 4 is thus intended to illustrate coherent ways of using different food security indicators together in studies to shed light on determinants and consequences of household and individual food insecurity. With respect to the “Determinants” on the left of the figure (which corresponds to determinants presented in Figure 3), many indicators are available and in use. To measure household and individual food security (food access), experience-based food security scales have gained recognition as valid instruments that are easy to apply. To measure food consumption, appropriate instruments include food frequency questionnaires, dietary diversity scores, and 24hour recall, as well as food acquisition surveys. These instruments are useful for monitoring trends in consumption of food types, energy, and macro and micro nutrients. With respect to indicators of nutritional status, commonly used measures include anthropometry, as well as clinical and biochemical indicators. Regarding potential impacts of food insecurity on nutritional status, it is widely known that food insecurity is associated with nutritional deficiencies and undernutrition as well as overweight and obesity.10 When considering this relationship, it is also essential to bear in mind that nutritional status is influenced by many factors other than food access, including food habits, nutrition knowledge, child feeding habits, and infectious diseases, Figure 4: Potential Consequences of Food (in)Security (access to food) in the household. Determinants Consequences Household/individual Global and na.onal determinants Regional and local determinants Household determinants Water and sanita.on Health services Food Security Food access: Quan.ty Quality Certainty Individual Food consump-‐ .on Physical, mental and social WELLBEING Quan.ty Quality Nutri.onal status Nutrient d eficiencies Undernutri.on Overweight/obesity Biological u.liza.on of food Psychosocial and effects cogni.ve 8 FRONGILLO, 2013. 9 NANAMA & FRONGILLO, 2012; PÉREZ-ESCAMILLA & VIANNA, 2012. 10 NRC, 2006; FRONGILLO, 2013; GHATTAS, 2014. Food and Nutrition Security: concept, dimensions, and monitoring 15 It is evident that it is only possible to account for the breadth of FNS through the complementary use of diverse indicators. While indicators of food consumption and of nutritional status constitute essential tools for monitoring food access and utilization, it is worth noting that they capture only some of the potential consequences of household/ individual food insecurity. Experiencebased food security scales, applied together with other indicators, can help to shed light on the relationship between determinants of household food security and the effects of food insecurity in the population. Food insecurity and obesity: the paradox myth Understanding the inclusion of overweight and obesity in the conceptual framework of FNS as a potential consequence of household food insecurity is counterintuitive for many people. Initially it appears to be paradoxical, as though hunger and overweight were opposites. The rapid increase in the prevalence of overweight and obesity – and the chronic diseases associated with them – have perplexed public opinion and policy makers who question the need to prioritize policies to address hunger. 11 GHATTAS, 2014. 12 PÉREZ-ESCAMILLA, 2014; ADAM & EPEL, 2007; EPEL et al., 2012. 13 OLSON, 1999; ALAIMO, 2001; CABALLERO, 2005; KAIN, 2003. However there are various explanations for the increase in the prevalence of overweight and obesity among lower income populations as well as for the co-existence of overweight and food insecurity in the same household.11 The distinct explanations point to the need for a set of policies aimed at addressing the growing obesity rate. The first explanation is the one that is most often cited and more in-line with common sense. Faced with restricted resources to spend on food, people make rational choices: they consume more low-cost, high-energy dense foods. Fruits and vegetables are often the first foods to be excluded from the diet because of their high cost. Another explanation has gained legitimacy as research reveals the neurological mechanisms: the anxiety and stress associated with poverty and involuntary food restriction can lead to eating disorders characterized by increased consumption of high energy-dense foods.12 There is also ample evidence of metabolic adaptations in response to long and recurrent periods of fasting, even prior to birth.13 When the body suffers repeated episodes of insufficient food, metabolic adaptions may take place to save energy, increasing the risk of developing overweight and metabolic disorders such as diabetes and hypertension after food access is restored. People who experience hunger in childhood may be more prone to developing overweight/obesity and chronic diseases in adulthood. These explanations make it clear that hunger and obesity are not opposites; lack of food can lead to nutritional deficiencies but it can also lead to nutritional excesses. For this reason, caution should be used when adopting anthropometric measures as indicators of consequences of food insecurity (or of program impacts), as the relationship between food insecurity and child weight-for-age, for example, can be ambiguous. The various explanations for the association between food insecurity and overweight point to different solutions. Nutrition education, which is often considered a priority action for addressing obesity and overweight, can only be effective if allied with other policies 1 and actions aimed at the following: 1) improving the supply of and access to healthy foods; 2) regulating marketing of foods high in sugar and fat; 3) creating environments that promote healthy eating; 4) guaranteeing adequate food during pregnancy and early childhood; and 5) decreasing household and individual food insecurity that leads to psychosocial stress. Indicators must be identified and used that can contribute to monitoring these factors associated with overweight and obesity. Despite the growing epidemic of overweight and obesity among people of all social classes in industrialized as well as emerging economies, and the priority attributed to the problem in the Committee on World Food Security´s Global Strategy, it is rarely explicitly included in conceptual frameworks of FNS. The FNS monitoring system of Brazil is exemplary in this respect, as it includes indicators of overweight and obesity. Food and nutrition security monitoring in Brazil and in the world At the international level, the discussion about food security monitoring is moving toward consensus regarding a suite of indicators with proven validity and international comparability that account for the various dimensions of food security. In Brazil, the evolution of FNS monitoring has kept pace with – and at times surpassed – progress at the international level, providing a showcase where theory is put into practice through public policy and institutional structures for FNS governance. On the occasion of the II National FNS Conference in 2004, the following proposal regarding “Monitoring, evaluation, and indicators” was given priority approval: Create a National FNS Information system [...] that takes into account: a) food security, with indicators related to food production, availability, commerce, access and consumption of healthy food; and b) nutrition security, with indicators related to food habits and biological utilization of food (anthropometric and biochemical indicators, etc.) throughout the life cycle […].14 Thus, delegates to the conference – representatives of civil society, social movements, research institutions, and government – affirmed the indivisibility of the food and nutrition components of FNS and recognized that no single indicator can represent the broad concept adopted for Brazil; a set of indicators is needed to account for the various dimensions of FNS. The government worked closely with civil society to identify ways to monitor FNS in Brazil and the diverse programs and policies that compose the hunger alleviation strategy. The resulting FNS monitoring system is composed of nearly sixty indicators divided among the six dimensions of FNS presented above in Figure 2. A recent progress report on the National 2012-2015 FNS Plan, published by the National Inter-Ministerial FNS Chamber (Câmara Interministerial de Segurança Alimentar e Nutritional – CAISAN), presented a multi-dimensional analysis based on diverse indicators that compose the FNS monitoring system.15 Thus, FNS monitoring in Brazil mirrors the debate at the international level where there is growing consensus regarding ways of measuring and monitoring FNS.16 At the same time, however, the FNS monitoring system in Brazil reflects priorities that are specific to Brazil, defined through a participatory process. Food and Nutrition Security: concept, dimensions, and monitoring 14 CONSEA, 2004. 15 CAISAN, 2014. 16 JONES et al., 2013; COATES, 2013; FAO, 2013; FAO, 2014b. 17 Ways of conceptualizing and monitoring FNS and the indicators selected reflect different perspectives and purposes. Perspectives are likely to vary according to institutional mandate, socio-demographic level, field or sector, and even ideology. The institutional mandate of international agencies like FAO is to conduct global food security monitoring using indicators with international comparability. The Brazilian government, on the other hand, conducts FNS monitoring at the national and sub-national levels and of vulnerable population groups, aiming to inform policies and guide the investment of public resources. An analysis of indicators used for global FNS monitoring reveals that the Brazilian government uses many of the same indicators used internationally, as well as many others that specifically reflect the Brazilian context and priorities. Global Food Security monitoring: the role of Fao Statistics Division, FAO-Rome Since its foundation, Fao has been at the imports of food commodities, on one side, forefront of the task of measuring food se- and all forms of utilization, on the other. curity. Providing member countries with the data to inform FbS are obtained regu- reliable information on the state of food larly from national and international of- insecurity in the world has been one of the ficial sources, validated and integrated founding mandates of the organization, to when necessary by Fao own estimates. which it has responded by devoting considerable efforts in developing standards, methods and tools to collect, validate and publish data on many variables that bear relevance for the various dimensions of food security. the PoU is an estimate of the percentage of people that are likely to be consuming, on a regular basis, quantities of food that are insufficient to cover the needs for a normally active life. estimates are obtained through a simple, yet sufficiently national level measures of food availabil- sophisticated statistical model that uses ity and of the adequacy of food access are information on the country’s supply of the two fundamental pieces of information food, as provided by the FbS, and its distri- produced by the Fao on a regular basis. bution across the population, usually pro- traditionally, the two main vehicles used vided by large scale household consump- to convey this information on countries’ tion and expenditure surveys. these are food security status have been the Food contrasted with the levels and distribution balance Sheets (FbS) and the estimates of caloric intake that would be required for of the prevalence of undernourishment a healthy and active life, given the popula- (PoU) in the population. tions’ composition in terms of sex, age and through the FbS, an assessment of the national food supply is obtained by a careful account of all sources and various utilizations of food commodities. an estimate of the total food consumption (in dietary energy equivalent quantities) is obtained as the balance between production and body sizes to estimate the likely incidence of food deprivation. the quality (i.e., precision and reliability) of the PoU estimates strongly depend on the quality of the underlying data on food production, trade, utilization, and on the distribution of food access in the population, which points to 1 the importance of countries’ investment in severe food insecurity, obtained through basic data generation. application of the Food insecurity experi- through the differential impact that investments in agricultural production and trade can have on average food consumption, or that economic and social policies can have on the distribution of access to food across the different population strata, the PoU permits an assessment of the impact that various policies and programs have on ence Scale (FieS) in nationally representative samples of the population. the FieS is the most recent evolution of experiencebased food security measurement tools, already successfully used in several countries to provide a quick and reliable measure of individual and households’ ability to access food. food security over time, to the extent that through the voices of the hungry project, existing data sources are sufficiently up- Fao Statistics division has developed the dated to capture the relevant aspects. analytic tools needed to ensure global the relevance of Fao food security statistics for global assessments of hunger and food insecurity has been long recognized, as witnessed by the attention devoted by policy makers, international organizations and analysts throughout the world to the Fao figures. in 2012, Fao started publishing a comprehensive suite of food security indicators at national level, covering more than 180 countries, which includes many additional variables on various aspects that are related to determinants and out- comparability of experience-based food insecurity measures, and will collect food insecurity information through the FieS questionnaire in more than 150 countries, starting in 2014. these indicators will provide an effective means to monitor that “all people have access to adequate, safe, affordable, and nutritious food all year round,” the basis for one of the targets included in the recent draft of the new Sustainable development Goals for the post2015 development agenda. comes of countries’ food security. these we are confident that Fao´s recent efforts are intended to allow for more nuanced will greatly improve the collective ability analyses of the all the food security dimen- to monitor the evolution of the incidence sions, including utilization and stability, to and severity of food insecurity in a reliable contribute to better informed policies and and timely manner, a feature that will bring programs. many positive outcomes, including allow- the next addition to the Fao suite of national food security indictors will be the indicators of prevalence of moderate and ing for better assessing the impacts of crises and to inform effective solutions for a world without hunger. FOOD AND NUTRITION SECURITY: CONCEPT, DIMENSIONS, AND MONITORING 19 Indicators of FOOD PRODUCTION and AVAILABILITY With respect to food production and availability, many of the indicators in the Brazilian FNS Monitoring System are similar to those used globally, for example, indicators of the production and availability (for national consumption) of a list of key agricultural products. However, one observes a number of indicators used in Brazil that reflect other concerns: food sovereignty; sustainable food production systems; use of agricultural pesticides and genetically modified seeds; increasing occupation of land by large monocultures; participation of family farming, in terms of land occupation as well as food production. These are priorities defined in the participatory and inter-sectoral bodies responsible for FNS governance in Brazil. They are largely controversial issues on which there is no national consensus, but the inclusion of indicators in the FNS monitoring system gives them visibility and provides evidence to inform the debate. Indicators of FOOD ACCESS Prevalence of Undernourishment (FAO) 17 UNITED NATIONS, 2008. 18 IBGE, 2010. 19 CAISAN, 2014. 10 FAO, 2014a. FAO´s Prevalence of Undernourishment (POU) indicator, which has been used for decades to monitor global trends and compare countries and regions, is an estimate of the adequacy of food energy (kcalorie) consumption in the population. It is one of the indicators selected by the United Nations to monitor countries’ progress toward achievement of the Millennium Development Goal to reduce hunger by half by 2015.17 The POU is an indirect indicator of food access that is calculated based on three parameters: 1) availability of kcalories per capita (calculated based on National Food Balance Sheets); 2) an estimate of the population distribution of access to food; and 3) estimates of energy needs in the population. Since both food availability and food access are considered in the calculation, this compound indicator provides evidence related to both of these dimensions of food security. The data source used to calculate the second parameter (estimate of the population distribution of food access) varies from one country to another. In Brazil, it is based on food acquisition data from the National Family Budget Survey.18 POU estimates for Brazil published by FAO in recent years (7.1% in 2013) called the attention of authorities in the Ministry of Social Development and Fight Against Hunger (MDS) because they appeared to diverge from national indicators showing evidence of more positive impacts of social policies. A formal request to FAO from MDS for information regarding the basis for the calculation resulted in a collaborative process involving FAO, MDS, and the Brazilian Institute of Statistics and Geography (IBGE). It was found that the national data used to estimate food access in the population did not take into account the significant percentage of food consumed outside the home in Brazil, particularly meals provided by the National School Feeding Program, which benefited 43 million students in the public school system in 2012.19 Thus, food access in the population was being underestimated. Close collaboration between FAO and IBGE made it possible to use indirect data of food consumption outside the home, including school meals. The resulting revised estimates for Brazil show the POU dropping below 5% in 20042006, with continued gradual decline in the years that followed.20 1 Other indirect indicators of FOOD ACCESS Up to a given income level, it is generally observed that the proportion of household income spent on food – and risk of food insecurity - decreases as income increases. For this reason, another indicator of food insecurity used internationally is the proportion of income spent on food in poor households, which is readily available for the majority of countries. In Brazil, this information is collected periodically through the National Family Budget Survey.21 Households that are obligated to spend a larger proportion of their income on food are also more vulnerable to increases in food prices. For this reason, the domestic food price index and volatility of the domestic food price index (the latter an indicator of the “stability” dimension of food security) are also indicators of food security used internationally and in Brazil. Increases and volatility of food prices have been a growing concern in recent years in Brazil.22 In most households in the world, income is an important determining factor of the food security situation. Indicators such as per capita income, and poverty and extreme poverty levels, compose the FNS monitoring system in Brazil, but not internationally. Another aspect of FNS that assumes greater visibility in FNS monitoring in Brazil than internationally is inequality. The Gini index of income inequality is among the FNS indicators used in Brazil, as well as a number of other indicators of racial, ethnic, and gender inequalities related to risk of food insecurity. Documented evidence of higher risk of food insecurity among traditional communities (indigenous populations, communi- ties of slave descendants, and others), and in certain regions of Brazil, increases the visibility of such inequalities and helps promote policies to address them. Experience-based Food Security Scales In recent years, experience-based food security scales have been gaining recognition because of their proven validity and utility for estimating the number of people experiencing food insecurity in the population. Indicators of food access at the household or individual level, they provide estimates of the prevalence of food insecurity at different levels of severity based on interviews conducted directly with people. The questions refer to food-related behaviors and anxiety in the face of limited food access. For this reason, experience-based food security scales could be considered the indicators that come closest to measuring realization of the Right to Food. Brazil was among the first countries to develop its own experience-based scale, the Brazilian Food Insecurity Scale, which was adapted from the U.S. Household Food Security Survey Module to the Brazilian context in 2004.23 It was applied in three national population surveys from 2004 to 2009, making it possible to document trends in food insecurity severity in the country and among different subpopulations. Current plans are to include it in the continuing family budget survey beginning in 2014. Experiences with food security scales in Brazil, Colombia, and other countries in Latin America inspired a regional initiative, supported by FAO, which resulted in the Latin American and Caribbean Food Security Scale. Its application in national surveys in various countries confirmed its international validity and acceptance by national authorities.24 Food and Nutrition Security: concept, dimensions, and monitoring 21 IBGE, 2010b. 22 MALUF & SPERANZA, 2013; CONSEA, 2014a. 23 SEGALL-CORRÊA et al., 2007. 24 BALLARD et al., 2013. 21 This successful experience with a regional food security scale convinced FAO of the viability of an experience-based food security scale for global monitoring. The Voices of the Hungry Project was launched in 2013 to develop a scale with international comparability, the Food Insecurity Experience Scale (FIES), which was piloted in the same year and included, beginning in 2014, in the Gallup World Poll ®, conducted annually in more than 150 countries. The FIES is among the set of indicators being considered for global monitoring of food security in the context of the Post-2015 Development Agenda.25 Dietary Diversity Score used by the U.S. Agency for International Development. Based on self-reported food consumption data, and analyzed according to food groups, both have been shown to be valid indicators of quantity of food consumed, although evidence is lacking regarding their international comparability as indicators of dietary quality.26 Dietary diversity indexes specifically for children under two years of age and women of reproductive age have also been tested and shown to be valid indicators of dietary quality in these specific population groups, but their international comparability has yet to be tested.27 Indicators of FOOD CONSUMPTION The Food Consumption Score and Dietary Diversity Score are not included in the national FNS monitoring system because national food consumption data with good quality and periodicity is available for conducting detailed analyses of food and nutrient consumption. The priority attributed to monitoring the dietary quality in Brazil is reflected in the inclusion, in the national FNS monitoring system, of indicators related to fruit and vegetable consumption, as well as specific macro and micro nutrients. The questions that compose experiencebased food security scales address the quality of the diet and quantity of food consumed; however they are not designed to actually quantify energy and nutrient consumption. This information is typically estimated based on food expenditure or food consumption surveys. When national data on individual food consumption is available, as is the case for Brazil, it is possible to carry out more precise analyses of nutrient consumption and dietary quality. Some tools have been developed to collect information on food consumption in countries where such data is not so readily available, including the Food Consumption Score developed by the World Food Programme, and the Household 25 Rome, 2014b. 26 JONES et al., 2013. 27 Idem, ibidem. Indicators of FOOD UTILIZATION Indicators of nutritional status The second indicator selected for global monitoring of the Millennium Development Goal regarding hunger is weightfor-age in children under five years of 1 age. It is an indicator that is available for most countries, enabling global comparisons. Other measures of nutritional status that compose the set of indicators used internationally include the following: child height-for-age and weightfor-height; adult Body Mass Index; and prevalence of Vitamin A deficiency and iron-deficiency anemia in women and children. While all of the above indicators are commonly associated with consequences of food insecurity, they should be interpreted with caution for reasons discussed earlier, as food insecurity is not synonymous with malnutrition. Food insecurity may be present without measureable consequences for nutritional status, and can be associated with underweight as well as overweight. Indicators of nutritional status that are included in the national FNS monitoring system in Brazil are essentially the same as those used internationally, with two notable additions: 1) health and nutrition indicators specific to the indigenous population; and 2) indicators of overweight and obesity among children, adolescents, and adults. The former is a reflection of the severe food insecurity situation that characterizes the indigenous population in Brazil, and the priority attributed to monitoring the situation of this vulnerable population. The emphasis on monitoring overweight and obesity illustrates concerns regarding the rapid increase in the Brazilian population among all social classes. The prevalence of overweight/obesity is among the set of indicators being considered for global monitoring of the Post-1015 Development Goal “Eradicate malnutrition.”.28 Other indicators of the “Utilization” dimension of food security Percentages of the population with access to potable water, basic sanitation, and health care are important indicators of the “utilization” dimension of food security, internationally and in Brazil. One aspect that distinguishes Brazil is indicators that reveal heightened concern for monitoring the situation in rural areas. The FNS monitoring system in Brazil also includes indicators of the prevalence of breastfeeding, reflecting the importance attributed to monitoring and promotion of this key determinant of food and nutrition security. A detailed description of all food security indicators used internationally and in Brazil is beyond the scope of this report. The indicators that compose the FNS monitoring system in Brazil are presented in Table 1 according to the dimension of food security. It is evident that the path followed by Brazil to develop its FNS monitoring system converges with the trajectory at the international level. The selection of indicators was based on technical and scientific criteria, but guided by political priorities defined through a participatory process. 28 Food and Nutrition Security: concept, dimensions, and monitoring FAO, 2014b. 23 TABLe 1: Brazilian Food and Nutrition Security Monitoring System – matrix of indicators 1. FOOD PrODuCTiON 3.3. income equality – Gini co-efficient 3.4. Percent of the population in ex- 1.1. Quantity produced (tons) of the foods most consumed by the population 1.2. Quantity produced (tons) of vegetables according to pesticide use 1.3. Quantity of grains produced by family and non-family farmers 1.4. Planted area (hectares) of various crops (nuts, fruits, vegetables) 1.5. area occupied by family farmers in relation to total area of agricultural production 1.6. number of family farms in relation treme poverty 3.5. Percentage of household income spent on food 3.5.1 Percentage of household income spent on food consumed at home 3.5.2. Percentage of household income spent on food outside the home 3.5.3 Percentage of non-monetary food acquisition 3.6. Price indexes 3.6.1 Consumer price index to total number of farms 3.6.2 broad consumer price index 1.7. number of people employed in farming 3.6.3 Producer price index 2. FOOD AVAiLABiLiTY 4. ACCeSS TO ADeQuATe FOOD 2.1. availability for domestic consump- 4.1. Percentages of total food energy tion of various agricultural and livestock consumption according to macronutri- products ents 2.2. Quantity of fruits and vegetables 4.2. household food availability – food sold, according to each product acquired for home consumption 2.3. evolution of domestic consumption 4.3. Prevalence of mild, moderate, and of fish severe household food insecurity 3. INCOMe/ACCeSS AND FOOD eXPeNDiTureS 4.4. mean consumption of macro and micronutrients per capita 4.4.1. mean household consumption of macro and micronutrients per capita 3.1. household per capita income 3.2. employment rate 4.4.2. mean consumption of macro and micronutrients per capita outside the home 1 5. HeALTH AND ACCeSS TO HeALTH SerViCeS 5.1.anthropometric measurements at all stages of life 5.1.1. nutritional status of children up to 5 years old 5.1.1.1. Child weight-for-age 5.1.1.2 Child height-for-age 5.9.1 Contamination of foods with agricultural pesticides – percentage of irregular samples 5.9.2 monitoring of veterinary medication residues in foods of animal origin 5.10. basic sanitation 5.10.1 Percentage of households connected to public water supply 5.10.2 Percentage of households with solid waste collection services 5.10.3 Percentage of households served 5.1.2. nutritional status of adolescents– by public sewer systems or septic sys- 10 to 19 years old tems 5.1.3. nutritional status of adults– 20 to 5.11. water and sanitation in the schools 59 years of age 5.1.4. nutritional status of pregnant women 5.2. low birth weight 5.3. Prevalence of breastfeeding 5.4. access to prenatal care 5.5. infant mortality rate 5.6. Prevalence of iron-deficiency anemia in children under 5 years old 5.6.1. monitoring of fortification of flour with folic acid and iron 5.11.1 Percentage of schools served by public water supply 5.11.2 Percentage of schools served by public sewer systems or septic systems . EDuCATiON 6.1. years of schooling of the head of household 6.2. literacy rate in adults 15 years old and older 6.3. Percentage of children 5 to 17 years 5.7. Prevalence of vitamin a deficiency of age who do not attend school 5.8. monitoring of iodine levels in salt 6.4. Percent of direct public investment 5.9. Food safety in education as a percentage of GnP Soure: CaiSan FOOD AND NUTRITION SECURITY: CONCEPT, DIMENSIONS, AND MONITORING 25 2 FOOD AND NUTRITION SECURITY GOVERNANCE AND POLICIES IN BRAZIL Governance of food and nutrition security evolved significantly during the decade from 2003 to 2013 in Brazil. Through a series of legal milestones, consolidation of institutional arrangements by the Federal Government, and effective promotion of the participation of diverse stakeholders, a government strategy to eradicate hunger is now reflected in a National Food Security and Nutrition Policy aimed at promoting and protecting the Human Right to Food (HRF). Networks of well-organized social movements allied with religious leaders and members of academic communities from diverse fields first pushed hunger and food insecurity onto the public policy agenda in the early 1990s, leading to the formation of the first National Food and Nutrition Security Council (CONSEA) in 1993. Although this CONSEA had a short political life, social movements and institutions continued to mobilize, and when Luiz Inácio Lula da Silva was elected President in 2003, ending hunger became the government’s number one priority. 29 FAO, 2011 30 Brasil, 2010. The CONSEA was reinstated in 2003 as an advisory council with a direct institutional link to the Presidency, and an Extraordinary Ministry of Food and Nutrition Security (Ministério Extraordinário de Segurança Alimentar - MESA) was formed. The Zero Hunger Strategy was launched the same year. The MESA was merged one year later with two other ministries to improve integration of poverty and hunger alleviation policies and programs, resulting in the Ministry of Social Development and Fight against Hunger (MDS), which today is responsible for a significant portion of FNS policies and programs. The Zero Hunger Strategy was composed of more than thirty integrated programs spanning nineteen government ministries, with poverty alleviation as one key aspect of a much broader approach to promoting food and nutrition security – a strategy very much in line with the twintrack approach promoted by FAO.29 The programs that composed the Zero Hunger strategy were organized according to four priority areas: 1) food access; 2) strengthening family farming; 3) income generation; and 4) social mobilization and participation.30 The ambitious conditional income transfer program, Bolsa Família, comprised the Zero Hunger Strategy together with policies aimed at job creation, income generation, minimum wage increases, social protection, support for family farmers, and intensification of agrarian reform. Nutrition programs, such as the National School Feeding Program, Vitamin A and iron supplementation programs, and food assistance for vulnerable populations were aimed at addressing hunger and malnutrition directly, along with government programs that supported food banks, community kitchens, and low-cost popular restaurants. A water-cistern construction program was created to promote access to water in the semi-arid region of Brazil The success of the Zero Hunger Strategy can be largely attributed to the political commitment at the level of the Office 2 of the President, which promoted the involvement of diverse sectors at all levels of government and created institutional arrangements that ensured the participation of civil society. The main one was the CONSEA, already cited above, which constitutes a space for participatory democracy where diverse stakeholder perspectives and interests are debated. The President and two-thirds of the members of the CONSEA are representatives of civil society, and one-third is composed of governmental representatives. The CONSEA has been integrally involved in the evolution and monitoring of the Zero Hunger Strategy. It played a key role in promoting FNS policies, institutional structures, and laws that transformed key aspects of the strategy into governmental policy to promote and protect the HRF. The CONSEA shepherded the passage of the National Food and Nutrition Security Law of 2006 (Lei Orgânica de Segurança Alimentar e Nutricional – Law No. 11.346), which instituted the National Food and Nutrition Security System (SISAN), founded on the principle that promotion and protection of the HRF is an obligation of the State. The objectives of the SISAN include formulation, implementation, and monitoring of FNS policies through a decentralized approach and coordination of government and civil society actions. To promote the coordination of actions pertaining to the various sectors, its structure includes two types of FNS coordinating bodies at the national level, regulated by decrees in 2007 (6.272/2007 and 6.273/2007): the CONSEA, whose president is from civil society; and the Interministerial FNS Chamber (Câmara Interministerial de Segurança Alimentar e Nutricional - CAISAN), presided over by the MDS with representatives from twenty government ministries. The CAISAN is the government body responsible for implementation and monitoring of the National FNS Policy, including coordination with FNS bodies at the state and municipal levels. Currently the CAISAN and CONSEA are working jointly to build the SISAN at these sub-national levels. The CONSEA played a key role in promoting two more important legal landmarks in 2010: the Constitutional amendment that included the Right to Food among the social rights guaranteed by the Constitution; and Decree 7.272, which instituted the National FNS Policy. In 2011, the National FNS Plan 2012/2015 was launched, drawn up by the CAISAN in consultation with the CONSEA. The plan incorporates the many FNS actions of the Federal Government into a unified plan and serves as an effective instrument for monitoring the progressive realization of the HRF. Food and Nutrition Security programs and actions in Brazil The National FNS Policy outlines eight directives which guided the development of the National FNS Plan 2012/2015. The programs that composed the Zero Hunger Strategy were complemented by others and incorporated into the plan. The principal FNS programs and actions in Brazil are presented in Table 2 according to the respective directive of the National FNS Policy. Food and Nutrition Security Governance in Brazil 29 TABLe 2: Main programs and actions according to directive of the National FNS Policy. DireCTiVe 1 – Promote universal access to adeQuate, healthy food • Food supply actions • distribution • • Bolsa Família conditional income centers for family farmer produce (mdS) Family business Support network transfer program (mdS) and the Produce and livestock mar- • disability benefits (mdS) ket modernization Program (maPa/ • national School Feeding Program (meC/Fnde) • Food banks, popular restaurants & community kitchens (mdS) • • Food for specific population groups (indigenous populations, homeless (maPa/Conab) • Promotion of rural productive activities (mdS) • Fishing and agriculture (mPa) • national agro-ecology and organic Farming Policy (mda and 9 others) rural workers, and other vulnerable groups) (mdS) minimum price guarantee program and public food stocks program Supplementary food program for workers (mte) • Conab) • agro-biodiversity management Program (mma) DireCTiVe 2 – Promote the food supply and creation of sustainable, decentralized systems of food production, extraction, processing and distribution. • national Program to Strengthen Family Farming (mda) • mdS, maPa/Conab, meC) • rural extension and technical assistance (mda) • Family Farming Crop insurance (mda) • agrarian reform (mda/inCra) • territorial development (mdt) • Financial autonomy for rural women (mda) Family Farming Food Procurement for institutional markets (mda, • • • management, control and education related to agricultural pesti- Family Farming Food Procurement cide use and genetically modified Program seeds (mS/anviSa and maPa) allocation of 30 percent of food expenditures for School meal Programs to purchase directly from family farmers • Pesticide residue analysis Program (mS/anviSa e maPa) 2 DireCTiVe 3 – Institution of permanent processes of nutrition education, research, and education regarding the Human Right to Food (MDS and MS) • • • Caring brazil (brasil Carinhoso), focused on early childhood health in the Schools Program • vitamin a and iron supplementation training for public workers regard- research in FnS (mCti) DireCTiVe 4 – eXpand and coordinate FnS actions for indigenous people and traditional communities. • inCra and FUnai) intersectoral Strategy to Control and Prevent obesity • Family health Program • regulation of food marketing • Strategy to Promote breastfeeding and infant Feeding • regularization of landownership of traditional communities (mda/ • scent (SePPir) national Food and nutrition Policy ing the right to Food (mdS) • and Communities of african de- • (meC/Fnde e mS) • develop- training of teachers and munici- Program “educating with school (meC/Fnde) • Sustainable ment Plan for traditional Peoples gardens” (meC/Fnde) Food Guide for the brazilian Popu- pal school meals council members • national DireCTiVe 5 – Strengthen food and nutrition actions at all levels of health care, in coordination With other food and nutrition security policies (mS) lation (mS) • • nutritional monitoring in the public health system • national Food and nutrition monitoring System - SiSvan national territorial and environmental management Plan for in- • indigenous health Program (mS) DireCTiVe – Promotion of universal access to enough clean Water • Commercialization of socio-biodi- • digenous lands (mJ/FUnai) • • Program to promote productive ac- catchment cisterns (mdS and mi) versity products (mma and maPa/ Conab) rainwater basic sanitation in rural areas (mS/ FUnaSa, mda/inCra) tivities (mdS) FOOD AND NUTRITION SECURITY GOVERNANCE IN BRAZIL 31 DireCTiVe – Promote food sovereignty, food and nutrition security, and the right to Food at the international level. • DireCTiVe – monitoring of the realiZation of the human right to Food. • of the multi-dimensional matrix of FnS indicators (CaiSan) humanitarian and technical FnS cooperation – mainly South-South (mre and other Federal institutions) FnS monitoring – implementation • monitoring of violations of the human right to Food (Sdh) Source: CaiSan and mdS The National FNS Plan 2012/2015 integrates dozens of actions and programs, pertaining to twenty different government ministries, related to income distribution, social protection, food supply, strengthening family farming, promotion of healthy eating, and access to enough food. The Brazil Without Extreme Poverty Plan, launched in 2011, is closely linked to the National FNS Plan, with policies that reinforce the commitment to eradicating hunger and extreme poverty in Brazil. Government expenditures on social programs more than doubled from 2000 to 2012, attaining 16.9% of GNP.31 The Federal budget for FNS programs and actions totaled approximately US$35 billion in 2013. While social protection programs account for the largest portion of Federal allocations for FNS, expenditures on programs related to food production and distribution, including an array of programs to promote family farming, accounted for one sixth of Federal spending for FNS programs in 2013.32 31 CAISAN, 2014. 32 CONSEA, 2014a. 33 CAISAN, 2014. The Bolsa Família income transfer program currently provides cash benefits, preferentially in the mother’s name, to more than 13.8 million poor and extremely poor families on the condition that children in the family remain in school and visit the local health clinic monthly for growth monitoring and immunizations. In this way, it promotes the health and education of program beneficiaries. Investments in this program tripled in ten years, reaching nearly US$11 billion in 2013.33 The Brazil without Extreme Poverty Plan introduced new, complementary policies in 2011 with the ambitious goal of eradicating extreme poverty. The Plan is focused on three priority areas: improving access to public services (education, health, social assistance, and food security); guaranteed minimum income; and inclusion in the workforce. Efforts were reinforced to include families in the Unified National Registry of Social Programs, with a focus on reaching chronically food insecure and marginalized populations. In March 2013, families in extreme poverty began receiving benefits that ensure a minimum per capita income of approximately US$1.25 per day. At the same time, the National Technical Training and Employment program was created to increase the availability of and access to professional and technology courses. The Brasil Carinhoso Program complemented the strategy further in 2012 with actions focused on promoting the education, health, and nutrition of children in their early formative years. Bolsa Família benefits were increased for chil- 2 dren and pregnant and lactating women, and access to day care and preschools was expanded. Municipal governments received increased Federal support for day care centers, preschools, and school feeding programs. Since 2011, more than 22.1 million Brazilians have been lifted out of extreme poverty as a result of the additional policies that compose the Brazil Without Extreme Poverty Plan (Figure 5).34 Another pillar of food and nutrition security policy in Brazil is the National School Feeding Program, which provides free meals to all public school pupils – a total of more than 43 million students in 2012. Public schools in Brazil serve children mainly from lower-income families, and the improved access to food provided by the program represents a substantial benefit for poorer households. Federal investment in the school meals program was US$1.5 billion in 2012 – a nearly four-fold increase in ten years.35 The program’s impact has been significant enough to reduce the estimated Prevalence of Undernourishment in Brazil by at least one-third compared with what it would likely have been without the program. 36 Another priority of the Federal government reflected in the National FNS Plan is support of family farming. The National Program to Strengthen Family Farming provides a broad array of credit programs to family farmers and farmers in agrarian reform settlements. In the 2014/2015 harvest year, resources for the program totaled more than US$10 billion. The Technical Assistance and Rural Extension system has also been re-built to promote food production by family farmers. Federal investments increased from about US$25 million to over US$420 million in 2014. The National Technical Assistance and Rural Extension Policy37 and creation of the National Technical Assistance and Rural Extension Agency38 give structure and permanency to this policy. Other policies such as the provision of crop insurance against food price risks and extreme climatic events, minimum price guarantees, specific support to Figure 5: Reduction in extreme poverty among participants of the Bolsa Família income transfer program (millions). 34 CAISAN, 2014. 35 CAISAN, 2013; 2014. 36 CBORLIZZI & CAFIERO, unpublished manuscript . 37 Law 12.188, January 11, 2010. Source: CAISAN, 2014 38 Decree nº 8.252, May 26, 2014. Food and Nutrition Security Governance in Brazil 33 women, rural development, and technical assistance aim to increase productivity and incomes while also responding to specific needs in different regions of Brazil. The innovative Family Farming Food Procurement Program, launched in 2003 as part of Zero Hunger, makes it possible for family farmers to sell their products directly to the government. Federal allocations for the program increased nearly tenfold since 2003, to exceed US$600 million in 2013.39 The food purchased through the program is used to serve people at risk of food insecurity. By strengthening family farming, reducing rural poverty, and providing food to vulnerable populations, the Family Farming Food Procurement Program constitutes an example of the twin-track approach aimed at addressing the basic causes of hunger as well as directly alleviating hunger and malnutrition. More than 185,000 farmers throughout Brazil participated in the program in 2012, including a significant number of women.40 In 2009, the National School Meals Program further expanded the institutional market for family farmers by adopting a policy requiring public schools to allocate at least 30 percent of food expenditures to direct purchases from family farmers. By 2012, 80 percent of public schools were purchasing directly from family farmers, and half had achieved the 30 percent goal.41 39 CAISAN, 2014. 40 Idem, ibidem. 41 Idem, ibidem. 42 CONSEA, 2014a. The Federal government is also implementing nutrition education in the schools and other public institutions. In 2013, the National Educational Development Fund published a resolution to carry out nutrition education activities in the schools and to improve the nutritional quality of school meals through training of school administrators and workers at the municipal level. Another program implemented in 2007, the Health in the Schools Program, is an inter-sectoral initiative based on coordinated actions of the public school system and the public health system, aimed at promoting health and nutrition of students of all ages. The Ministry of Health is responsible for a number of policies and programs that are fundamental to the promotion of FNS (Table 2), including the Basic Health Care system, the Family Health Strategy, and National Food and Nutrition Monitoring System (SISVAN). Government support for Basic Health Care increased 66% from 2010 to 2013.42 Other important FNS programs of the Ministry of Health include the Vitamin A and iron supplementation programs, which were expanded under the Brasil Carinhoso program beginning in 2012. National strategies headed by the Ministry of Health that are extremely relevant for FNS include the Strategy to Promote Breastfeeding and Infant Feeding and the Inter-sectoral Strategy to Control and Prevent Obesity. Government actions to promote the FNS of traditional populations in Brazil (indigenous people, slave descendent communities and others) include various policies to address the basic causes of hunger and vulnerability of these groups, such as policies related to land ownership and territorial demarcation, and access to health services and basic sanitation (Table 2). Environmental protection and commercialization of sociobiodiversity products are also the subjects of government policy. Of the FNS programs created in recent years, one observes an increased number of actions aimed at supporting family farming and traditional populations, as 2 well as growing emphasis on the promotion of healthy eating and prevention of overweight and obesity. A presentation of all the policies and programs that compose the National FNS Plan is beyond the scope of this report. A detailed account of all the actions in the 2012/2015 Plan was published recently by the CAISAN, with detailed descriptions of programs, number of participants, and public investments, as well as discussion of the principal achievements and remaining challenges. 43 Government commitment to Food and Nutrition Security Monitoring in Brazil Monitoring is fundamental to FNS governance in Brazil. It was declared to be a priority during the II National FNS Conference in 2004, was an integral part of the strategy to fight hunger from the beginning, and is now one of the directives of the National FNS Policy. Because it is based on the perspective of the HRF, it emphasizes monitoring of inequalities in access to basic services, legal mechanisms for protecting the HRF, and actions to inform the public regarding their rights. Thus, monitoring from the perspective of the HRF involves indicators of structures, processes, and results. The FNS Monitoring System in Brazil is largely the result of great effort on the part of the CONSEA, which formed a working group in 2005 to develop a methodology for monitoring Federal budget appropriations for programs aimed at the progressive realization of the HRF. The process familiarized CONSEA members with governmental processes and budgetary language and provided them with a clearer overview of government actions related to FNS, which in turn informed their proposals to government. In 2006, CONSEA formed an “Indicators and Monitoring” technical working group composed of representatives of government and civil society, including government ministries and research institutions, to finalize a proposal for a FNS monitoring system from the HRF perspective.44 The resulting recommendations were incorporated into the chapter on monitoring of the 2010 National FNS Policy legislation. The FNS Monitoring System is based on the principles of social participation, transparency, fairness, publicity and access to information, and is composed of indicators capable of identifying social, ethnic-racial, and gender inequalities and population groups that are at greater risk of violations of the HRF – priorities highlighted in the National FNS Policy. The information that composes the indicators is available from various public institutions that carry out research and data collection, such as the National Geography and Statistics Institute (IBGE), the Institute of Applied Research (IPEA), the Ministry of Health, and the National Food Supply Company (CONAB). Brazil´s FNS Monitoring System fully complies with the five principles of monitoring and accountability systems outlined by the Committee on World Food Security (CFS, 2013, p. 47): 1. They should be human-rights based, with particular reference to the progressive realization of the right to adequate food; 2. They should make it possible for decision-makers to be accountable; 43 CAISAN, 2014. 44 CONSEA, 2007 Food and Nutrition Security Governance in Brazil 35 3. They should be participatory and include assessments that involve all stakeholders and beneficiaries, including the most vulnerable; 4. They should be simple, yet comprehensive, accurate, timely and understandable to all, with indicators disaggregated by sex, age, region, etc., that capture impact, process and expected outcomes; 5. They should not duplicate existing systems, but rather build upon and strengthen national statistical and analytical capacities. A Technical Committee was created within the CAISAN for monitoring the National FNS Plan composed of representatives of nine government agencies/ministries and one representative of the CONSEA. A preliminary progress report presented 45 CAISAN, 2014 to the CONSEA in 2012 generated many recommendations for improving management and monitoring of the plan. A more comprehensive progress report on the National FNS Plan was published by the CAISAN in 2014, based on an analysis of the indicators in the FNS Monitoring System.45 It is the result of a decade of participatory construction of conceptual understandings, methodologies, and goals, and illustrates how the National FNS Plan serves as a mechanism for monitoring FNS policies and actions in Brazil. Another effective institutional arrangement related to FNS monitoring in Brazil is the Secretariat of Evaluation and Information Management (Secretaria de Avaliação e Gestão de Informação - SAGI) of the Ministry of Social Development and Fight Against Hunger (MDS). From 2004 to 2013, SAGI oversaw 152 program eval- 2 uation studies, the majority conducted by independent research institutions, and 44 are underway in 2014. Two meta-analyses contracted by SAGI to evaluate the impact and relevance of the evaluation studies found that they informed program decisions and correction of problems, and were used to legitimate and defend the programs; they also served as sources for consultation and influenced the conceptual thinking of policymakers over time.46 FNS policies and indicators at the state and municipal levels.48 SAGI has also worked closely with the Secretariat of FNS of the MDS and the CAISAN to develop computer-based information systems. The public can access various interactive information tools through the SAGI/MDS portal, including DATASAN47, which contains information related to the indicators in the FNS Monitoring System, and the Social Information Report, which produces graphical outputs and reports related to the principal This overview of the evolution of FNS monitoring and governance in Brazil highlights the commitment of the Federal Government, the participatory processes, and the policies and institutional structures that were consolidated over a period of a decade and are now written into law. In the chapter that follows, some results of these policies are presented, drawing on the richness and quality of the information now available due to the evolution of FNS monitoring in Brazil In addition to SAGI, many other government agencies and institutions produce FNS information, in particular the Ministry of Health, whose population surveys, like the Demographic Health Survey (DHS) and nutritional monitoring system (SISVAN), are indispensable for monitoring the nutritional status of women and children. 46 DULCI, 2010; KEPPLE & SIQUEIRA, 2012. 47 http://aplicacoes.mds.gov.br/ sagirmps/METRO/metro.php?p_ id=4 48http://aplicacoes.mds.gov.br/ sagi/RIv3/geral/index.php Food and Nutrition Security Governance in Brazil 37 3 FOOD AND NUTRITION SECURITY IN BRAZIL: A MULTIDIMENSIONAL PORTRAIT The objective of the present analysis of the state of FNS in Brazil is to examine trends over the period of a decade and identify advances to date as well as challenges for the decade ahead. The information that composes the portrait is presented according to the dimensions of FNS used in the FNS Monitoring System (Chapter 1, Figure 2). Rather than an in-depth analysis, the portrait is panoramic, ranging across the various dimensions of FNS, drawing on indicators of FNS from national to the individual levels, in an effort to illustrate the inter-relationships between the different dimensions of FNS. Food production It is well-known that Brazil is a country with considerable agricultural production and diversity of foods. Nationallevel indicators show that food production and availability do not constitute risks for the food security of the population. However, certain aspects of the agricultural production system, such as the concentration of land ownership, sustainability, regional inequalities in food production, and balance between production of commodity crops destined for the international market and food for domestic consumption, have important implications for the FNS of the population. 49 FAOSTATS, 2012. 50 USDA, 2012. 51 Cotton, peanuts, rice, beans, mamona, corn, soybeans, oats, rye, barley, sunflower seeds, sorghum, wheat. and triticale. 52 IBGE, 2012. 53 Idem, ibidem. Brazil is the world leader in production of oranges, coffee, and sugar cane; the second largest producer of soybeans, beans, and beef; third largest producer of pineapple and corn; fourth largest producer of cow’s milk; and fifth largest producer of limes and bananas.49 At the same time, a portion of the population is food insecure, which shows that the quantity of food produced in the country is not a de- termining factor of hunger. The situation is comparable in the United States, also one of the world´s largest food producers, where nearly 15% of the population has some level of food insecurity – 5.7% was severely food insecure in 2012.50 Figure 6 illustrates the abundance and the upward trends in national production of grains and cereals and productivity per hectare from 2002 to 2012.51 The year 2012 marked another record year for Brazil for the production of grains and cereals.52 Together, soybeans, sugar cane, and corn accounted for 57.7% of the total combined value of production of the twenty principal agricultural products in Brazil in 2012 (Figure 7).53 Such information prompts a reflection regarding the correct balance, from the perspective of FNS, between production of crops destined for the commodity and biofuels markets and those consumed by the population. Availability of additional information to guide this debate is improving, induced in part by the demand created by the FNS Monitoring System. Due to the commercial importance, the amount of information regarding the availability of grains and cereals (including commodities) in Brazil is currently much greater compared to information about other foods consumed by the population. However, indicators included in the FNS Monitoring System specifically emphasize the production and availability of foods consumed by Brazilians, including healthy foods. The ongoing process of up-dating the indicators in the system exerts pressure to fill the gaps in the information demanded by the FNS Monitoring system. 3 Figure : Quantity produced, planted area, and value of production of grains and cereals in Brazil – 2002-2012.. 180 160 140 120 100 80 60 40 20 0 2002 2003 2004 2005 Total Produc6on Value (billions R$) 2006 2007 2008 2009 Produc6on Quan6ty (million tons) 2010 2011 2012 Cul6vated Land (million ha) Source: ibGe, 2012 Figure : Participation of the 20 principal agricultural products in the total value of production (%) in Brazil – 2012. Soy Sugar Cane Corn Total Coffee Upland co>on Cassava Rice Beans Tabaco Orange Banana Tomato Potato Wheat Grape Pineapple Cocoa Onion Papaya Watermelon 44 Other 24,7 19,8 13,2 8,2 4,0 3,9 3,1 3,0 2,3 2,3 2,2 1,6 1,2 1,1 1,0 0,8 0,6 0,6 0,6 0,5 5,4 0 5 10 15 20 25 30 Source: ibGe, 2012 FOOD AND NUTRITION SECURITY IN BRAZIL: A MULTI-DIMENSIONAL PORTRAIT 41 Some data regarding production of foods commonly consumed by the population is readily available. Data collected annually by the Brazilian Institute of Geography and Statistics show a 100% increase in the production of corn from 2002 to 2012 and stable production of rice and beans in the same period. Production of potatoes, manioc, onions, and tomatoes also changed little during this period. With respect to fruits commonly consumed by the population, the production of bananas, oranges, and papaya remained stable during this period, while production of apples and watermelon increased 50% and 40%, respectively. Production of foods of animal origin also grew significantly from 2002 to 2012, including eggs, cow´s milk, beef, pork, and chicken54. The challenge that presents itself when monitoring agricultural and livestock production from the perspective of promoting the Human Right to Food is that available data, which refers to quantities produced and value of the production, have little meaning when analyzed in isolation, disconnected from other issues such as food consumption, geographical distribution of food production, land ownership, and Brazil´s participation in the global economy. 54 IBGE, 2012. 55 Idem, 2014. 56 CONSEA, 2014a. 57 The closer the value is to 1, the greater the concentration of land ownership.58 IBGE, 2006. 58 IBGE, 2006. 59 CONSEA, 2014a. 60 IBGE, 2006. 61 UNSCN, 2014. Regional inequalities in agricultural and livestock production stand out when analyzed from the perspective of FNS. The Midwest and South of Brazil account for 78.6% of the production of grains and cereals.55 The South produces 75% of the rice and 95% of the wheat grown in the country. The Northeast is the largest producer of manioc, although it is produced throughout the country, predominantly by small farmers. Beans are also planted mainly by small farmers distrib- uted throughout the country. A recent analysis conducted by the CONSEA alerted to a worrisome reduction in varieties of beans and rice cultivated in Brazil.56 Concentration of land ownership is a persistent challenge in Brazil. The Gini co-efficient for land ownership distribution57 changed little from 1985 to 2006 (0.857 and 0.854, respectively) due to the combination of two distinct processes: redistribution of 80 million hectares through agrarian reform programs over the past 20 years; and increasing concentration of land ownership in areas of recent agricultural expansion. In 2006, farms with less than 50 hectares corresponded to 78% of the total number of farms but occupied only 13% of farm land area. On the other hand, farms exceeding 500 hectares in size accounted for 2% of the total number of farms and 56% of total farm land area.58 The demarcation and conservation of indigenous lands and regularization of territories belonging to slave descendent communities (quilombolas), characterized by historical as well as new obstacles, are directly linked to the FNS of these vulnerable populations. Less than half of indigenous lands are regularized, and only 10% of quilombolas in Brazil have title to their land.59 According to the Agriculture and Livestock Census of 2006, 84% of agricultural establishments were family farms; however, these occupied only 24% of total farm land.60 It is important to note that family farming is responsible for producing 70% of the food consumed in the country.61 Figure 14 illustrates the significant contribution of family farming to production of a number of foods that are important in the Brazilian diet. 3 Figure : Contribution (%) of family farming to production of specific foods in Brazil, 200. Cassava 83 Beans 70 Pork 59 Milk 58 Poultry 51 Corn 46 Coffee 38 Paddy rice 33 Ca5le 30 Wheat 21 Soy 14 0 10 20 30 40 50 60 70 80 90 Source: ibGe, 2006 Another sizable challenge facing Brazil is related to the sustainability of the agricultural production models in use. Efforts are being made to promote a gradual agro-ecological transition. Brazil is the world leader in importation of agricultural pesticides.62 Information is lacking regarding organic agricultural production and amount of farm land dedicated to sustainable production systems; however this information gap has been identified and expected to be filled in the near future. Agricultural and livestock production in Brazil is expanding rapidly, dominated by commodity crops with coinciding increases in agro-chemical use. Whereas the quantity of food produced does not constitute a risk for FNS, the growing use of pesticides and chemical fertilizers is an urgent problem that must be faced. One third of the food consumed by Brazilians is contaminated with agro-chemicals, one-fourth of which are prohibited in Brazil.63 In summary, important issues related to food production that remain to be faced in Brazil include the need to advance the discussion regarding agricultural models and promotion of an agro-ecological transition, and improve distribution of land ownership. Despite these challenges, a very positive trend over the past decade is the growth in the social and economic importance of family farming. fooD aVailability As with information about food production, data regarding availability of commodities in Brazil is generally more abundant than information about the availability of many other foods commonly consumed by the population. The availability of foods for consumption depends on various factors, such as food production, imports, exports, losses, and uses for purposes other than human consumption. Food Balance Sheets, which provide this type of information, are calculated only for a limited number of FOOD AND NUTRITION SECURITY IN BRAZIL: A MULTI-DIMENSIONAL PORTRAIT 62 CARNEIRO et al., 2012. 63 CONSEA, 2014a. 43 grains and cereals. The inclusion of indicators in the FNS Monitoring System to monitor availability of foods consumed by the population, and ongoing efforts to update the information, serves to reveal the gaps in data availability and induce the creation of mechanisms to meet this demand. Data from the Food Balance Sheet in Brazil shows a progressive increase, from 1996 to 2011, in the availability of food energy per capita, from 2,840 to 3,287 kcal/person/day.64 From the perspective of FNS, however, what is needed is an analysis of the availability of different types of foods. A relative lack of data in Brazil regarding the supply of foods consumed by the population, particularly healthy foods, makes such an analysis difficult. 64 FAOSTAT: http://faostat.fao. org/site/666/default.aspx. 65 CAISAN, 2014. 66 IPEA, 2014. 67 Idem, ibidem. 68 CAISAN, 2012. 69 BRASIL, 2013. Another challenge from the perspective of FNS is interpreting food availability data in relation to food demand, i.e. the availability of foods per person and the geographic availability of foods. The geographic distribution of food stores and markets – and the sale of healthy foods in stores – is another aspect that is extremely difficult to analyze based on available data. Thus, there is a need for information regarding the availability and sale of foods consumed by the population in Brazil to inform a territorial analysis of the food supply in relation to the demand, and guide food supply policy aimed at promoting FNS. Income/access and food expenditures Evidence related to the “Income/access” dimension of FNS points to impressive improvements in access to food in Brazil over the past decade. Significant progress was made in reducing poverty and inequality, which are key determinants of hunger and food insecurity. The poverty rate in Brazil fell from 24.26% in 2002 to 8.54% in 2012, and extreme poverty was reduced from 8.81% to 3.55% in the same period (Figure 9).65 Brazil achieved and surpassed the Millennium Development Goal regarding poverty reduction – both the global goal to reduce poverty by half (compared to 1990 levels) and the more ambitious Brazilian goal of reducing it to one-fourth the 1990 level.66 One very significant advance worth highlighting is the progressive reduction in the rate of extreme poverty among children under 14 years of age, with important implications for the health and future productivity of the population. From 1990 to 2012, the extreme poverty rate among children aged 0 to 6 fell from 21.3% to 6%, with a similar reduction among children aged 7 to 14 years.67 The set of policies implemented in Brazil also contributed to decreasing inequality. The real value of the minimum wage increased 70% from 2003 to 2013.68 Income of the lowest population quintile increased at three times the rate of the richest quintile from 2001 to 2012 – 6.2% compared to 2.0%, respectively (Figure 10).69 3 Figure : Evolution of poverty and extreme poverty in Brazil, 19922012. 35 31,30 30 24,68 Percentage of population 25 20 13,57 10,55 9,79 10 8,50 4,21 Extreme poverty 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1995 1996 1994 1993 0 1992 5 3,56 2012 15 Poverty Figure 1: Growth of per capita household income by quintile in Brazil, 2001-2012. 6,2% 5,5% 4,7% 3,6% 2,0% 20% poorest 2nd quintile 3rd quintile 4th quintile 20% richest Source: PNAD/IBGE, 2013. Source: Pnad/ibGe, 2013. FOOD AND NUTRITION SECURITY IN BRAZIL: A MULTI-DIMENSIONAL PORTRAIT 45 The Gini co-efficient of income inequality improved steadily over the same period, reaching its lowest value in fifty years (Figure 11).70 According to data from the National Household Survey, the reduction in the Gini co-efficient was greater in the rural area in relation to the national index during the period from 2003 to 2009 – 8.3% compared to 6.5%, respectively.71 Rural poverty was reduced by nearly 50% in the same period.72 From 2003 to 2011, the income of households of family farmers increased 52% in real terms.73 Despite significant improvements in income inequalities in every region of Brazil from 2001 to 2011, regional differences remain, with the highest inequality in the Midwest and lowest in the South. Data from the Brazilian Institute of Geography and Statistics for the year 2010 also reveal marked racial inequalities in income, with per capita income of households headed by Whites being double that of households headed by Blacks and mulattos.74 70 CAISAN, 2014; IPEA, 2014. 71 NERI et al., 2012. 72 CAISAN, 2014. 73 MDA, 2013. 74 CONSEA, 2010; IBGE Censo Demográfico 2010. 75 IPEA, 2011 apud MALUF & SPERANZA, 2013. The proportion of household expenditures spent on food is another indirect indicator of household food security. Data from the 2008-2009 National Family Budget Survey showed that Brazilians spent 16.1% of total household expenditures on food. However, a comparison of household food expenditures accord- ing to income levels reveals that the percentage rises to 28.5% in the lowest income quintile compared to 11% among households in the highest income quintile. From 2003/2004 to 2008/2009, the proportion of expenditures spent on food in the poorest households decreased significantly, pointing to improvement in the food security situation of these families (Figure 12). Households that are obligated to spend a larger portion of their budget on food are also more affected by increases in food prices. Inflation in food prices has recently exceeded overall inflation in Brazil. In May of 2014, the accumulated annual variation on the National Consumer Price Index (CPI) was 6.4%, while the CPI for food was 7.4%. In 2013, inflation in prices of food and beverages reached an accumulated index of 14% (DEAGRO/FIESP). According to Maluf and Esperanza, Brazil is experiencing a process of inflation in food prices driven by various factors, including the following: high international prices of commodities; increases and improved distribution of income in the population; changes in price regulation; and currency exchange rates.75 As these authors observe, the impact of inflation in food prices is greater for families near the poverty line and those participating in income transfer programs, leading to changes in the household budget that negatively affect the quantity and quality of the food consumed. 3 Figure 11: Gini co-efficient of income inequality in Brazil, 2001-2012. 0,558 0,558 0,553 0,545 0,548 0,535 0,538 0,528 0,532 0,528 0,521 0,513 0,518 0,509 0,508 0,501 0,5 0,498 2001 2002 2003 2004 2005 2006 2007 2008 2009 2011 2012 Source: Pnad/ibGe. note: exclusive information from households without declaration of household income. Figure 12: Food expenditures as a percentage of total household expenditures according to income quintile - Brazil, 2003/2004 and 2008/2009. 40,0 35,0 30,0 34,4 28,5 25,0 27,0 24,0 20,0 22,7 20,3 17,6 17,0 15,0 11,1 11,0 10,0 5,0 0,0 1 2 3 2003 4 5 2009 Source: ibGe, 2010b FOOD AND NUTRITION SECURITY IN BRAZIL: A MULTI-DIMENSIONAL PORTRAIT 47 Access to adequate food Quantity and quality of food consumed constitute dimensions of household food security measured by the Brazilian Food Insecurity Scale. Households are classified into four categories: food secure; mildly food insecure (characterized by uncertainty regarding ability to obtain food); moderately food insecure (characterized by changes in eating patterns that affect mainly the quality of the diet, with some reduction in quantity consumed); and severely food insecure (a situation of eating less food due to lack of resources; experiencing hunger and having no food to eat). From 2004 to 2009, the prevalence of severe food insecurity in Brazil decreased significantly, 6.9% to 5% of households, and moderate food insecurity was reduced from 9.9% to 6.5% of households. The reduction in moderate and severe food insecurity was greater among low income households.76 New population estimates will be available at the end of 2014. 76 IBGE, 2010c. 77 IBGE, 2010c. 78 IBGE, 2010c. 79 IBGE, 2010a. However, the data reveal persistent regional inequalities as well as racial inequalities in household food security. The prevalence of severe food insecurity in the Brazilian North and Northeast exceeded 9.0% in 2009, compared to the prevalence of 2.9% and 2.1% in the South and Southeast, respectively. With respect to race, the prevalence of severe food insecurity in households headed by Blacks was three times that of households headed by Whites. Children and adolescents under 17 years of age were also more affected by food insecurity compared to other age groups.77 Another segment of the population that is more affected by food insecurity is rural households, with a prevalence of severe food insecurity of 7% compared to 4.6% of urban households in 2009. On the other hand, the reduction in moderate and severe food insecurity combined in rural areas from 2004 to 2009 was significant, from 23.5% to 15.6%.78 As can be observed in Figure 13, there is a close association between income level and household food security. Among extremely poor households (¼ of a minimum monthly salary per person), the prevalence of severe and moderate food insecurity in 2009 was 40%. The prevalence was 4.8% among households with income of 1-2 minimum salaries per person, and only 1.1% among those households that reported 2-3 monthly salaries per person. This means households with incomes below ¼ of one monthly minimum salary per person are at much higher risk of poor dietary quality and inadequate quantity of food, and that the risk is greatly improved even with relatively moderate increases in income - above two monthly minimum salaries per person. Food acquisition data from the National Family Budget Survey confirm this association, showing significantly lower acquisition of healthy foods, such as fruits, vegetables, meat, and milk, among the lowest income class compared to the highest income class (Figure 14). The quantity of fruits acquired (in kg/person/year) in lower income households was one fourth the quantity acquired by the higher income households in 2009. For vegetables, the proportion was onethird, and for milk and meat, approximately half.79 3 Figure 13: Proportion (%) of food secure households and households with moderate or severe food insecurity according to mean per capita income levels, Brazil, 2009. 100 91,7 90 80,7 80 66,2 70 60 48,3 50 40 30 40,1 30,6 22,2 20 11,4 10 0 Up to 1/4 4,8 More than 1/4 up to 1/2 More than 1/2 up to 1 Food Security More than 1 up to 2 1,1 More than 2 up to 3 Moderate and Severe Food Insecurity Figure 14: Annual per capita acquisition of selected foods (Kg/person/year) – comparison of highest and lowest income classes, Brazil, 2003/2004 and 2008/2009. Lowest income class – 2002/3* Highest income class – 2002/3** Lowest income class – 2008/9* Highest income class – 2008/9** 70 60 50 40 30 20 10 0 Rice Beans Source: IBGE, 2004 e 2010a Vegetables Fruit Meat Cow's milk Non-‐alcoholic Sugars, (pasteurized beverages* sweets and and fresh) confecNonery * ultil 2x minimum wage; **>15x minimum wage; *** sodas, energy drinks, and powdered and bottled juices Source: ibGe, 2004 e 2010a FOOD AND NUTRITION SECURITY IN BRAZIL: A MULTI-DIMENSIONAL PORTRAIT 49 The data also reveals some healthier aspects of food acquisition in poorer households compared to wealthier households, such as much lower consumption of soda pop, energy drinks and powdered juice drinks, and higher acquisition of rice and beans.80 Similar relationships between dietary quality and income level were observed in food consumption data collected in the 2008/2009 National Family Budget Survey. It was found that the poorest quartile of the population consumed more manioc flour, rice, and beans and less salad and fruits than the wealthier quartile. It was also observed that consumption of foods like pizza, salty snack foods, and soda pop tended to increase with increasing household income.81 Results from the National Family Budget Survey regarding food acquisition in Brazilian households converge with those related to food consumption, both of which reveal unhealthy trends in eating patterns of the Brazilian population as a whole. While consumption of rice and beans decreased from 2002/2003 to 2008/2009, the consumption of cookies, soda-pop, and ready-to-eat meals increased. Consumption of fruits and vegetables is far below recommended levels. Food consumption data reveals that the traditional eating pattern based on rice, beans, and meat, is still evident, accompanied by notable increases in consumption of foods rich in sugar, salt, and fat.82 80 Idem, ibidem. 81 Idem, 2010d. 82 IBGE, 2010d 83 BORTOLINI et al., 2012. 84 MARTINS et al., 2013. 85 IBGE, 2010b. Analyses of child food consumption collected in the 2006/2007 Demographic Health Survey reveal similar unhealthy trends in food habits among children aged 6 months to 5 years, with daily consumption of various healthy foods far below recommendations and high consumption of many unhealthy foods.83 The elevated consumption of foods rich in sugars, salt, and fat in the Brazilian population is a reflection of a notable increase in consumption of processed and ultra-processed foods and beverages over the past decade in Brazil. An analysis of National Family Budget Survey data carried out by Martins, et al, revealed an increase in consumption of ultra-processed foods from 20.8% to 25.4% of total kcalories consumed between 2002/2003 and 2008/2009 – an increase that was observed across all income classes.84 Another notable trend in Brazilian eating habits is an increase in the amount of food being consumed outside the home. The portion of food expenditures outside the home increased from 24% in 2002/2003 to 30.1% in 2008/2009. According to 2008/2009 Household Family Budget Survey data, the amount of food consumed outside the home increased progressively with rising income levels. While the lowest income class consumed 12% of total food energy outside the home, the percentage was 22.3% among the highest income group.85 The trends in the food habits and dietary quality in Brazil summarized above have impacts on the health and nutrition of the population which are clearly evidenced in national population surveys, as discussed in the following section. Health and access to health services FNS indicators pertaining to the dimension “health and access to health services” range from nutritional status indicators to information about access to basic sanitation and water. Food safety also belongs to this dimension of the FNS Monitoring System, including information about agri- 3 cultural pesticide residues in foods, which was already addressed in the discussion about agro-chemical use in Brazil. Trends in the nutritional status of the population clearly show the nutrition transition occurring in Brazil over the past two decades, characterized by reduced levels of under-nutrition (as evidenced by reductions in stunting and wasting in the population) and increases in overweight and obesity. From 1974/1975 to 2008/2009, the prevalence of overweight and obesity nearly doubled among women and tripled among men. Considering obesity alone, the increase was four-fold for men and more than two-fold for women (Figure 15). The prevalence of excess weight (overweight and obesity combined) is high among all income groups, however the prevalence tends to increase as income level rises. Among men in the lowest income quintile, the prevalence of excess weight in 2008/2009 was 36.9%, compared to 61.8% among men in the high- est income quintile. The difference was smaller for women – 45% and 47.4%, respectively. It is worth noting that the prevalence of excess weight is growing faster in the lowest income quintile for both men and women. It is also important to note that residents of lower income households may suffer from overweight at the same time they are faced with problems with food access. Among participants in the Bolsa Família income transfer program in 2012, nearly half of the women and 18.8% of adolescents were overweight.86 Beginning from 5 years of age, one observes an accelerated increase in overweight and obesity in all age groups in Brazil. The prevalence of excess weight increased almost three-fold in the last 20 years among adolescents and children aged 5 to 9. Close to one-third of boys and girls aged 5 to 9 were overweight or obese in 2008/2009 (Figure 16). At the same time, chronic malnutrition (stunting) in this age group was reduced by half from 1989 to 2008/2009. Figure 15: Prevalence of weight deficit, excess weight (overweight and obesity combined) and obesity in adult males and females (20 years or older) in Brazil for the periods 1974/1975, 1989, 2002/2003, and 2008/2009. Source: IBGE, 2010e. 86 CONSEA, 2014a. Food and Nutrition Security in Brazil: a multi-dimensional portrait 51 Figure 1: Evolution in anthropometric indicators in boys and girls aged 5 to 9 years in Brazil during the periods 1974/1975, 1989 and 2008/2009. Source: ibGe, 2010e. Figure 1: Prevalence of low weight-for-age among children up to 5 years of age in Brazil, 1989 and 200. 10 9 9,2 1996 2006 8 7 6 5 3,7 4 4,2 3 1,8 2 1 0 20% poorest Brazil 1,6 1,2 20% richest Source: IPEA, 2014. Source: iPea, 2014. 87 IPEA, 2014. 88 Brazilian Ministry of Health, 2009. A progressive and significant reduction in child malnutrition occurred in Brazil in two decades, such that Brazil achieved and surpassed the Millennium Development Goal for reducing hunger.87 The prevalence of low weight-for-age in children up to 5 years of age fell from 4.2% in 1996 to 1.8% in 2006.88 The decrease was greater among the poorest 20%, from 9.2% to 3.7%, contributing to ame- lioration of inequalities with respect to this indicator of child nutritional status (Figure 17). The prevalence of stunting (low heightfor-age) in children up to 5 years of age was also reduced by half between 1996 and 2006, from 13.4% to 6.7%, with a significantly greater decrease among the poorest 20%, as well (Figure 18). 3 Figure 1: Prevalence of stunting (low height-for-age) among children up to 5 years of age in Brazil, 1989 and 200. 35 30 30,1 1996 2006 25 20 13,4 15 9,9 10 6,7 5 0 20% poorest Brazil 5,3 3,9 20% richest Source: IPEA, 2014. Source: iPea, 2014 Another very positive trend in infant nutrition in Brazil – which likely contributed to the reduction in child malnutrition – is an increasing prevalence in breastfeeding. Of all the children that participated in the 2006 Demographic and Health Survey (DHS) in Brazil, 95% had been breastfed upon birth, and 42.9% had initiated breastfeeding in the first hour after birth – a 30% increase in 10 years. The prevalence of exclusive breastfeeding of infants under four months of age increased from 26.4% to 48.2% in the same period.89 In the year preceding the interview, 91% of infants under 6 months of age, 61.5% of children aged 6 to 12 months, and 34.8% of children 13 to 24 months had consumed breast milk.90 Despite this progress, the evidence points to the need to reinforce promotion of breastfeeding and improve complementary feeding practices of children under two years of age. Data collected in the 2006 DHS pointed to inappropriately early introduction of milk other than breast milk, and low consumption of fruits, vegetables, and meat among children aged 6 to 23 months. An analysis of 2006 DHS data conducted by Borto- lini, et al, reveals that 62.4% of children younger than 6 months of age, and 74% of children aged 6 to 12 months had consumed cow´s milk, which is not recommended for children younger than 12 months.91 The effects of inadequate consumption of fruits, vegetables, and meat among children, and the high consumption of less healthy foods, are reflected in biochemical indicators of child nutritional status. The prevalence of iron deficiency anemia among children aged 0 to 5 in Brazil was found to be 20.9% in the 2006 DHS, and 17.4% were deficient in Vitamin A. The prevalence of iron deficiency was found to be higher among children and women in the Northeast region of Brazil (25.5% and 39.1%, respectively), and Vitamin A deficiency was more prevalent in the Northeast, Midwest and Southeast.92 Another extremely important indicator of health that has shown progressive improvement over the past decade in Brazil, reflecting important advances in access to health services and to adequate food, is the infant mortality rate (deaths per 1000 births in children unFOOD AND NUTRITION SECURITY IN BRAZIL: A MULTI-DIMENSIONAL PORTRAIT 89 MINISTÉRIO DA SAÚDE, 2009. 90 Idem, ibidem. 91 BORTOLINI et al., 2013. 92 MINISTÉRIO DA SAÚDE, 2009. 53 der one year of age). Brazil achieved the Millennium Development goal of reducing infant mortality by two-thirds between 1990 and 2015 (Figure 19). With a reduction in the infant mortality rate from 26.1 to 15.7% between 2001 and 2011, Brazil´s classification with respect to infant mortality levels went from “medium” (20 to 49 deaths per 1000) to “low” (below 20). The infant mortality rate fell in all regions of Brazil, with a sharper reduction in the Northeast (an average of 6.6% per year).93 The advances in maternal and child health and nutrition have not yet reached all vulnerable populations in Brazil, however, including the indigenous population. Although a 56.1% reduction was observed from 2000 to 2009, the infant mortality rate in the indigenous population in Brazil is still much higher in relation to the general population (Figure 20).94 FigurA 1: Infant mortality rate in Brazil 2001-2011 (per 1000 live births). Source: brazil, 2013. Figure 2: Infant mortality rate in the indigenous population, Brazil 2000-2009. 80 75 70 60 57 56 54 47 50 53 49 47 44 42 40 30 20 10 0 93 BRASIL, 2013. 94 CAISAN, 2014. 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 Source: deSai, FUnaSa, mS, 2010 3 The National Indigenous Health and Nutrition Survey of 2008-2009 revealed that more than half of indigenous children aged 6 months to 5 years were affected by iron deficiency anemia. The prevalence was 80% among children 6 to 11 months of age, pointing to problems in the vulnerable stage of introducing complementary foods. In the same survey, it was found that 26% of indigenous children under five years of age were stunted (low height-for-age), and data from 2012 indicated that 15% had low weight-for-age – prevalence levels considerably higher than those of the general population.95 Another population group that has remained at the margins of the progress observed nationally in Brazil is the quilombolas, largely rural communities of slave descendants. In a study conducted in 2013 of quilombola communities throughout Brazil, it was found that 18.7% of the children under 5 years of age were stunted (low height-for-age). The percentage with low weight-for-age was close to 6%. Only 15% of households had adequate sewage treatment, 44% had running water, and 22.5% relied on rivers, lakes, and ponds for drinking water. 96 On the other hand, the study revealed that some important basic services are reaching this vulnerable population: 75% receive frequent visits from community health agents, 92% have access to Social Assistance Reference Centers, and two thirds participate in the Bolsa Família income transfer program.97 The situation of basic sanitation and access to water among the quilombolas contrasts with advances achieved in the general population. Access to basic sanitation services increased from 66.7% to 77.2% between 2001 and 2011 in Brazil, and access to running water was extended to 84.6% of the population in the same period.98 However, access to these service is still very unequal among income groups – 67.5% of the extremely poor have access to running water compared to 93.6% of wealthier Brazilians, and only half of the extremely poor have access to basic sanitation compared to 91.2% of upper income households. It is worth noting, however, that the increase in access has been significantly greater for poorer Brazilians.99 Regional and rural-urban differences in access to basic sanitation and water also persist. The percentage of households in the North and Northeast regions with access to basic sanitation is 57.1% and 61.1%, respectively, compared to 83.5% and 90.8% in the South and Southeast. While only 55.9% of households in the North have access to running water, the situation is significantly better in the South, Southeast and Northeast - 86.5%, 91.1% and 79.9%, respectively. Urban-rural differences in access are also significant. Two thirds of the rural population does not have access to these services, whereas in the urban area, 93.4% have access to running water and 83.8% have access to sewer systems.100 Thus, the data provide ample evidence that the policies aimed at improving access to these services which are so important for the health and FNS of the population resulted in significant, well-targeted improvements, but that inequalities persist. 95 CAISAN, 2014. 96 MDS, 2013 97 Idem, ibidem. 98 BRASIL, 2013. 99 IPEA, 2014. 100 Idem, ibidem. Food and Nutrition Security in Brazil: a multi-dimensional portrait 55 Advances and challenges The portrait presented reveals that Brazil is on the right track, with impressive advances relative to the basic causes of hunger and food insecurity, such as reductions in poverty and inequality and increases in access to public services, through policies aimed at social protection, income generation, and strengthening of family farming. Regional inequalities persist, but significant progress has been made in the rural areas and in the poor regions of Brazil. The reductions in household food insecurity and child malnutrition are a reflection of these advances. The remaining challenges will not be easy to face, as they are rooted in historical inequalities and a food system imbedded in an economic system that favors the predominance of the market and disregard for the environment. At the same time, Brazil has shown that it is possible to change historical inequalities. The greatest challenges – addressing the chronic vulnerability of the traditional populations, changing unhealthy trends in eating habits, implementing food supply policies to control inflation of food prices, and promoting an agro-ecological transition – will demand tremendous political will and negotiation of interests through the inter-sectoral, participatory processes that have been established and proved effective over the past decade. The challenges revealed based on the present analysis are not unknown to FNS policy makers in Brazil. They are challenges that have already been identified and debated in the CONSEA and the CAISAN, which is strong evidence that the FNS Monitoring System is fulfilling its role of informing policy. 3 Food and Nutrition Security in Brazil: a multi-dimensional portrait 57 4 CRITICAL AND EMERGING AGENDAS FOR FOOD AND NUTRITION SECURITY MONITORING IN BRAZIL The advances achieved over a period of a decade with respect to FNS governance in Brazil, and the resulting positive impacts, are many. The portrait presented here, based on a broad array of indicators related to the varied dimensions of FNS, shows that the country is succeeding in the fight against hunger and poverty and effectively promoting the progressive realization of the Human Right to Food. The capacities and the governmental structures that have been built contribute to ensuring that the country will continue to advance, and that the challenges – the new as well as the persistent – can be faced. One key mechanism of FNS governance that has been built and consolidated over the past decade is the FNS Monitoring System, where information from diverse sectors is integrated into a single system to monitor and inform FNS policies in the country. The FNS Monitoring System was developed through a process involving the participation of various stakeholders from diverse sectors, from civil society as well as the government, and has helped to promote a multi-sectoral understanding of the concept of FNS. It constitutes a powerful tool for informing analyses of the inter-relations among the different dimensions of FNS and for promoting the perspective of the Right to Food. 101 CONSEA, 2014b; CAISAN, 2014. The portrait of the state of FNS in Brazil presented here points to impressive advances as well as various challenges, some that are persistent and historical, and others that have more recently emerged onto the scene. The conclusions converge with progress reports produced recently by the CONSEA and the CAISAN.101 Some critical and emergent agendas identi- fied based on the present analysis are summarized below. The situation of food and nutrition insecurity that continues to affect part of the population In spite of the significant advances, 5% of households in Brazil were still affected by severe food insecurity in 2009. Various indicators point to the chronic vulnerability of some population groups, including the indigenous people and quilombolas. Although the government of Brazil is working to reach these groups with social protection programs and policies aimed at addressing the underlying causes of food and nutrition insecurity specific to their particular situation, these traditional communities continue to have the worst indices of health, nutrition, and access to services. Land distribution and documentation One of the basic determinants of FNS which constitutes an historical and persistent challenge in Brazil is access to land. Intensification of agrarian reform, and demarcation and regularization of indigenous lands and of other traditional peoples, constitute structural mechanisms to address hunger and inequalities among these vulnerable populations. Such processes are slowmoving and characterized by conflict. The expectation is that the National Sustainable Development Plan for Traditional Peoples and Communities of African Descent, launched in 2007, and the National Territorial and Environmental Management Plan for Indigenous Lands, instituted in 2012, will contribute to moving this agenda forward. 4 Seeking a balance between agricultural production models from the perspective of food and nutrition security The tension between agriculture models based on intensive use of agro-chemicals and more sustainable agro-ecological models is appreciable in Brazil as well as at the international level. Currently there is political will to promote a gradual agro-ecological transition in Brazil, and some policies for this are already in place. But from a FNS perspective, goals and mechanisms are needed to promote a balance between production of crops for the commodity market, and smaller-scale agriculture aimed at producing food for domestic consumption, with diminishing dependence on agrochemicals that are harmful for humans and the environment. Food supply The need for a national food supply policy has been on the agenda in the CONSEA and the CAISAN. According to the CONSEA, “food supply policy encompasses the diverse set of activities that affect the production and consumption of food, constituting a field of strategic action for coordinating the promotion of socially equitable, environmentally sustainable, and culturally appropriate production models, and for improving access to enough healthy food.”102 It constitutes a theme that integrates the various dimensions of FNS and highlights the links between food production and consumption - a theme that cuts across the other critical and emerging agendas. It implies a larger role for government in the regulation of food production, distribution, commercialization, and consumption of foods, aimed at promoting food sovereignty, controlling food price inflation and volatility, and improving access to safe and healthy foods. A proposal for national food policy legislation has already been developed by the CAISAN based on recommendations from the CONSEA. Access to water The question of access to water was not addressed adequately in the present report, particularly in light of its importance to FNS and the challenges that loom on the horizon as a result of climate change. From the perspective of universal access to water, it is necessary to consider not only the issue of adequate water for human consumption, but also for food production. While public investments have contributed to significant improvements in access to water in Brazil, inequalities in access persist in relation to region, urbanrural areas, ethnicity, and income levels. Obesity prevention and promotion of healthy eating National-level managers of FNS policies in Brazil are focusing increasing attention on ways to more effectively address the growing prevalence of overweight and obesity and improve the dietary quality of the Brazilian population through coordinated inter-sectoral actions. These are critical agendas that are relevant for many countries in the world that are, like Brazil, undergoing the nutrition transition. As discussed in Chapter 1, actions that contribute to addressing the growing prevalence of overweight and obesity include the following: 1) nutrition education; 2) increasing the supply of and access to healthy foods; 3) regulating marketing of foods high in sugar and fat; 4) creating environments that promote healthy eating; 5) guaranteeing adequate food during pregnancy and early childhood; and 6) decreasing household and individual food insecurity that leads to psychosocial stress. Critical and emerging agendas for Food and Nutrition Security monitoring in Brazil 102 CONSEA, 2014a, p.21 (translated by the autor). 61 In 2011, with the participation of the CONSEA and the Pan-American Health Organization, the CAISAN undertook the development of the Intersectoral Strategy to Control and Prevent Obesity. Designed to contribute to achieving the goals of the National Non-Communicable Chronic Disease Prevention Plan, launched by the Ministry of Health in the same year, the objectives of the obesity prevention strategy include the following: • Improve food consumption patterns of the Brazilian population aiming to reverse the growing prevalence of overweight and obesity; • Promote the value of regional foods and traditional dishes and increase the availability of enough healthy foods • Decrease the consumption of processed and energy-dense foods and foods high in sugars, fat, and sodium, and promote the consumption of whole grain foods, beans, nuts, fruits, vegetables, and fish; • Promote physical activity, especially in work environments, safe urban environments, and schools during all phases of life. 112 CONSEA, 2014a, p.21. A new progress report on the 20122015 National FNS Plan being produced by the CAISAN cites implementation of this strategy as an important challenge, and points to the need for instruments to regulate food marketing and food labeling, essential to overcoming the chronic problem of poor nutrition. Implications for Food and Nutrition Security Monitoring It is worth noting that the inequalities and challenges cited here were made evident based on indicators that compose the FNS Monitoring System, which was purposefully created to enable the identification of social, ethnic/racial, and gender inequalities and of groups at risk of violation of their Human Right to Food – priorities defined in the National FNS Policy. It is a characteristic that distinguishes the FNS Monitoring System in Brazil. Monitoring of the critical and emerging agendas identified above may be aided by the inclusion of new indicators. For example, some of the following indicators have the potential to contribute to the understanding and monitoring of the dynamics behind the increase in overweight and obesity, as well as the chronic diseases associated with them: • Insertion of the Brazilian Food Insecurity Scale in surveys of food consumption and nutritional status (e.g. anthropometry) as well as agriculture surveys; • Prevalence of diabetes and of hypertension; • Indicators of the production, availability, and consumption of healthy foods (such as fruits and vegetables); • Indicators of consumption of processed and ultra-processed foods; • Indicators aimed at monitoring food industry practices, including marketing; 4 • Indicators of physical activity levels; Closing remarks • Information about policies and environments that promote physical activity; FNS monitoring has effectively contributed to informing FNS policies in Brazil over the past decade and is undergoing continual refinement. The process that characterized the development of the FNS Monitoring System in Brazil, with ample participation from civil society and diverse stakeholders, constitutes a successful example that deserves dissemination, much as programs like the Bolsa Família income transfer program, and the Family Farming Food Procurement Program, are being disseminated in other countries around the world. The process was as important as the result, and can serve as an example to contribute to the international discussion regarding monitoring of the Post-2015 Development Agenda. • Local-level food indicators:103 • Percent of households who cannot afford a balanced diet; • Cost of healthy diets; • Relative prices of different food groups; • Geographical distribution of food stores; • Community-level diversity. production It is worth noting that many of the above indicators are also relevant for monitoring food supply policies and aspects of agricultural production. In this way, the inter-relationships among the critical and emerging agendas, as well as the underlying causes that are common to many of them, become evident. The progress reports on the 2012/2015 National FNS Plan carried out periodically by the CAISAN, based on indicators that compose the FNS Monitoring System, reveal that the critical and emerging agendas identified here are already on the agenda.104 This is evidence that the FNS Monitoring System continues to inform policy and participatory debate. The ongoing process of updating information in the system, which leads to the identification of gaps and mechanisms to fill them, is serving to promote the availability of information needed to monitor the persistent challenges and emerging agendas related to FNS. The history of Food and Nutrition Security in Brazil is as broad and multi-dimensional as the concept itself. A piece of the story was recorded here: a description of the process that resulted in the consolidation and institutionalization of FNS governance structures over the past decade, and ample evidence of the advances that resulted. Given the commitment of the Federal Government to FNS monitoring, and the institutionalized structures in place that promote social and intersectoral participation, Brazil appears well-positioned to protect the advances achieved and to monitor the policies aimed at addressing the challenges of the coming decade. The expectation is that another analysis of the state of FNS in Brazil ten years from now will reveal progress with respect to the critical and emerging agendas for FNS, based on ample documented evidence. Critical and emerging agendas for Food and Nutrition Security monitoring in Brazil 103 Herforth, 2014. 104 CAISAN, 2014. 63 References cited ADAM, T.C., EPEL, E.S. Stress, eating and the reward system. Physiol Behav; 91:449-58, 2007. 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