BRAZILIAN NAVY DIRECTORATE OF PORTS AND COASTS MARITIME AUTHORITY STANDARDS FOR THE TRAFFIC AND PERMANENCE OF VESSELS IN BRAZILIAN JURISDICTIONAL WATERS 1st REVISION -2013 - MARITIME AUTHORITY STANDARDS FOR THE TRAFFIC AND PERMANENCE OF VESSELS IN BRAZILIAN JURISDICTIONAL WATERS AMENDMENT RECORD SHEET AMENDMENT NUMBER Mod 1 DETERMINING DOCUMENT AND DATE AMENDED PAGES Ordinance No. 4/DPC of Index, 3-4, 3-7, January 14, 2014 Annex 3-F - II - AMENDMENT DATE INITIALS 1/16/2014 NORMAM-08/DPC REV.1 INDEX Pages Cover Sheet .............................................................................................................. I Amendment Record …............................................................................................... II Index........................................................................................................................... III Introduction................................................................................................................. VII CHAPTER 1 - ACRONYMS AND DEFINITIONS CHAPTER 2 0201 0202 0203 0204 - ENTRY, CLEARANCE AND DEPARTURE OF VESSELS VESSELS SUBJECT TO PERFORM CLEARANCE ................... VESSELS NOT SUBJECT TO CLEARANCE .............................. STEPS OF THE VESSEL’S CLEARANCE PROCESS ................ VALIDITY OF THE CLEARANCE ................................................. SECTION I - VESSEL’S CLEARANCE PROCEDURES 0205 - CLEARANCE TO THE NEXT PORT 0206 - CLEARANCE BY PERIOD FOR FISHING VESSELS .................. 0207 - TIME CLEARANCE FOR VESSELS OPERATING IN MARITIME SUPPORT OR PERFORMING A FIXED ROUTE VOYAGE .......................................................................... 0208 - TIME CLEARANCE FOR VESSELS OPERATING IN THE INLAND NAVIGATION ................................................................... 0209 - CLEARANCE OF VESSELS OPERATING IN CROSSING OR NAUTICAL TOURISM NAVIGATION WITHIN THE SAME PORT AREA ................................................................................... 0210 - IMPEDIMENT OF PORT ENTRY, STAY AND DEPARTURE ……. SECTION II - SPECIAL CASES 0211 - CLEARANCE OF VESSELS DAMAGED, DEACTIVATED, OFF-CLASS, HULLS AND FLOATING SCRAPS WITH GT ABOVE 500 ............................................................................... 0212 - CLEARANCE OF VESSELS TO ANTARCTICA.............................. SECTION III - PATH OF INFORMATION ON THE CLEARANCE OF VESSELS 0213 - PATH OF INFORMATION ............................................................... 0214 - PATH OF DOCUMENTS THROUGH THE PAPERLESS PORT SYSTEM (PSP) ............................................................................... 0215 - VESSEL’S CLEARANCE SYSTEM (SISDESP-WEB) AND ITS PATH OF DOCUMENTS ................................................................. SEÇÃO IV 0216 - CHAPTER 3 SECTION I 0301 - GENERAL PROVISIONS ADMINISTRATIVE MEASURES ...................................................... VESSEL TRAFFIC TRAFFIC IN AJB RIGHT OF INNOCENT PASSAGE .............................................. -3- 2-1 2-1 2-1 2-2 2-2 2-5 2-6 2-8 2-9 2-9 2-10 2-10 2-11 2-11 2-12 2-13 3-1 NORMAM-08/DPC Mod 1 0302 0303 0304 - SECTION II 0305 0306 0307 0308 0309 0310 0311 0312 0313 0314 - ANCHORING OR STOPPING IN THE TERRITORIAL SEA ............ PUTTING INTO PORT OF FOREIGN FISHING VESSELS NOT AUTHORIZED TO OPERATE IN AJB ………………………..… VESSEL TRAFFIC IN ORGANIZED PORT AREAS (APO) ………... TRAFFIC INFORMATION VESSELS AND PLATFORMS IN A TOWING OPERATION............. MOVEMENT AND POSITIONING CONTROL OF PLATFORMS, DRILL SHIPS, FPSO, FSU AND OTHER STRUCTURES WHICH COME TO CHANGE THEIR POSITIONS IN AJB ………………….... PERMANENT RADIO WATCH .......................................................... IDENTIFICATION CALL .................................................................... SEARCH AND RESCUE ................................................................... SPORTS AND RECREATIONAL VESSELS ..................................... FOREIGN-FLAGGED VESSELS ...................................................... FISHING AND NAVIGATION RESTRICTIONS ................................ NAUTICAL EVENTS ......................................................................... RELEVANT LAWS FOR THE TRAFFIC INSIDE PORTS ................. SECTION III MARITIME TRAFFIC CONTROL SYSTEMS 0315 - MARITIME TRAFFIC INFORMATION SYSTEM (SISTRAM) ……................................................................................. 0316 - LONG RANGE IDENTIFICATION AND TRACKING SYSTEM FOR BRAZILIAN-FLAGGED VESSELS (LRIT) ……………………………. 0317 - MARITIME MONITORING SYSTEM OF SUPPORT TO OFFSHORE OIL ACTIVITIES (SIMMAP) ............................................................... 0318 - APPLICATION SUMMARY TABLE OF THE SISTRAM, LRIT AND SIMMAP SYSTEMS …….................................................................... 3-1 3-1 3-1 3-2 3-3 3-3 3-3 3-4 3-4 3-4 3-4 3-4 3-4 3-4 3-5 3-6 3-6 CHAPTER 4 SECTION I 0401 0402 0403 0404 - STAY IN AJB PROCEDURE AT THE PORTS PILOTAGE SERVICE ...................................................................... TUGBOAT SERVICE ....................................................................... CHORES AT THE PORTS ............................................................. REPAIRS.......................................................................................... 4-1 4-1 4-1 4-2 SECTION II 0405 - PROCEDURES FOR PUTTING INTO PORT AND SHELTERING PROCEDURES ................................................................................ 4-2 SECTION III - MONITORING BY NATIONAL AUTHORITIES 0406 - ON OCCASION OF THE VESSEL’S ENTRY.................................... 0407 - DISCHARGE OF BALLAST WATER ................................................ 4-3 4-4 SECTION IV - PROCEDURES FOR TRANSFERRING OIL BETWEEN VESSELS 0408 - OIL TRANSFER BETWEEN VESSELS IN PORT AREAS............................................................................................... 4-4 -4- NORMAM-08/DPC Mod 1 SECTION V - SPECIAL SITUATIONS OF PERMANENCE 0409 - OFF-SERVICE VESSELS ............................................................... ANNEXES 2-A 2-B 2-C 2-D 2-E 2-F 2-G 2-H 2-I 2-J 2-K 2-L - NOTICE OF ARRIVAL............................................................... - ENTRY RECORD ..................................................................... - GENERAL DECLARATION (ENTRY)........................................ - GENERAL DECLARATION (REQUEST FOR CLEARANCE) ... - CARGO DECLARATION ............................................................ - CREW MEMBERS' EFFECTS DECLARATION.......................... - REQUEST OF CLEARANCE TO THE NEXT PORT .................. - OUTGOING PASS TO THE NEXT PORT ................................ - DEPARTURE RECORD .............................................................. - VESSEL’S MOVEMENT RECORD ................................................. - STATEMENT OF ADHESION TO PREPS ................................... - INSTRUMENT OF RESPONSIBILITY OF THE VESSEL'S 2-M LEGAL REPRESENTATIVE ........................................................ 2-N - BALLAST WATER REPORTING FORM ..................................... 2-O 2-P 2-Q 2-R 2-S 2-T - 3-A - 3-B - 3-C - 3-D 3-E - 3-F - 4-A - 4-B - REQUEST FOR CLEARANCE BY PERIOD ................................ TIME OUTGOING PASS .............................................................. RECORD OF DESTINATION CHANGE........................................ ENTRY COMMUNICATION…………………………………………. DEPARTURE COMMUNICATION………………………………….. STATEMENT OF FULFILLMENT OF THE ANTARCTIC TREATY ........................................................................................ JURISDICTIONAL AREA OF THE NAVAL DISTRICTS AND OF RESPONSIBILITY FOR SEARCH AND RESCUE (SAR) ............ MARITIME TRAFFIC INFORMATION SYSTEM - SISTRAM .................................................................................... IDENTIFICATION AND TRACKING SYSTEM OF SHIPS AT LONG RANGE - LRIT................................................... INSTRUCTIONS ABOUT THE SIMMAP…………………………… INSTRUCTIONS ABOUT THE SYSTEM OF IDENTIFICATION AND TRACKING OF BRAZILIAN-FLAGGED SHIPS AT LONG RANGE (LRIT)............................................................................... DENUNCIATION OF INVASION OF THE SAFETY AREA OF OIL PLATFORMS AND OTHER UNITS OFFSHORE …………… CERTIFICATE OF A FISHING VESSEL UNDER A CLOSURE PERIOD....................................................................... CERTIFICATE OF AN OFF-SERVICE VESSEL ON REQUEST BY THE SHIPOWNER................................................. APPENDICES APPENDIX I TO ANNEX 2-C APPENDIX II TO ANNEX 2-C APPENDIX III TO ANNEX 2-C - CREW MEMBERS LIST (ENTRY)................ PASSENGER LIST (ENTRY) ....................... GMDSS DATA SPREADSHEET .................. -5- 4-5 2-A-1 2-B-1 2-C-1 2-D-1 2-E-1 2-F-1 2-G-1 2-H-1 2-I-1 2-J-1 2-K-1 2-L-1 2-M-1 2-N-1 2-O-1 2-P-1 2-Q-1 2-R-1 2-S-1 2-T-1 3-A-1 3-B-1 3-C-1 3-D-1 3-E-1 3-F-1 4-A-1 4-B-1 2-C-I-1 2-C-II-1 2-C-III-1 NORMAM-08/DPC Mod 1 APPENDIX I TO ANNEX 2-D - CREW MEMBERS LIST (REQUEST OF 2-D-I-1 CLEARANCE ................................................. APPENDIX II TO ANNEX 2-D - PASSENGER LIST (REQUEST OF CLEARANCE) ................................................ 2-D-II-1 APPENDIX I TO ANNEX 3-D - POSITION DATA FORMATS (MESSAGE 3-D-I-1 AND FILE) ...................................................... APPENDIX I TO ANNEX 3-E - USER MANUAL OF THE WEB 3-E-I-1 SERVICE......................................................... APPENDIX II TO ANNEX 3-E - LRIT SURVEY REPORT.................................. 3-E-II-1 APPENDIX III TO ANNEX 3-E - REMOTE COMPLIANCE TEST REPORT ....... 3-E-III-1 -6- NORMAM-08/DPC Mod 1 INTRODUCTION 1 - PURPOSE Establish administrative procedures for the traffic and permanence of Brazilian and foreign-flagged vessels in Brazilian Jurisdictional Waters (AJB), aiming at the navigation safety, the safeguard of human life and the prevention from pollution of the waterways environment. 2 - DEFINITIONS For the purposes of this standard, the definitions contained in Chapter 1 are used. 3 - OMITTED CASES Cases omitted or not foreseen in this standard shall be resolved by the DPC. 4 - CORRELATE LEGISLATION a) Law no. 8,374 of December 30, 1991, which provides for the compulsory insurance for personal injury caused by vessels or their cargo. b) Law no. 8,617 of January 4, 1993, which provides for the territorial sea, the adjacent zone, the exclusive economic zone and the Brazilian continental shelf. c) Law no. 9,432 of January 8, 1997, which provides for the ordering of waterways transportation. d) Law No. 9,537 of December 11, 1997, which provides for the Safety of the Waterways Traffic in Waters under National Jurisdiction. e) Law no. 9,966 of April 28, 2000, which provides for the pollution prevention, control and monitoring, caused by the spilling of oil and other noxious or dangerous substances in waters under national jurisdiction, and other matters. f) Decree no. 1,530 of June 22, 1995, which sets the entry into force of the United Nations Convention on the Law of the Sea, concluded in Montego Bay, Jamaica, on December 10, 1982. g) Decree no. 4,810 of August 19, 2013, which sets standards for the operation of fishing vessels in the Brazilian fishing zones, open sea and through international agreements. h) Decree n° 96,000 of May 2, 1988, which provides for the performance of scientific research and investigation on the continental shelf and in waters under Brazilian jurisdiction, and for the foreign research ships and aircraft visiting national ports or airports, in transit in Brazilian jurisdictional waters or in the overlying airspace. i) Decree No. 2,596 of May 18, 1998, regulating Law No. 9,537, which provides for the safety of waterways traffic in waters under national jurisdiction. - XII - NORMAM-08/DPC REV.1 j) Decree no. 80,672 of November 7, 1977, which promulgates the Convention on Facilitation of the International Maritime Traffic - 1965. k) Ordinance No. 156/MB of June 03, 2004, from the Commander of the Navy, which establishes the structure of the Maritime Authority and delegates responsibility to the holders of General Direction, Sector Direction and other military organizations of the Navy, for the performance of specific activities. - XIII - NORMAM-08/DPC REV.1 CHAPTER 1 ACRONYMS AND DEFINITIONS 0101 - BRAZILIAN JURISDICTIONAL WATERS (AJB) Understand the interior waters and maritime spaces, in which Brazil exercises jurisdiction, to some degree, over activities, persons, installations, vessels and natural resources alive and not alive, found in the liquid mass, on the seabed or in its subsoil, for the purposes of control and monitoring, within the limits of the national and international laws. These maritime spaces understand the two-hundred nautical mile strip counted from the base lines, increased by the overlying waters to the extension of the Continental Shelf beyond the two-hundred nautical miles, wherever it occurs. 0102 - ANATEL National Telecommunications Agency 0103 - SHIPOWNER A natural or legal person who, on his behalf and under his responsibility the vessel is set up with commercial purposes, and set to navigate on his own account or not. 0104 - ASP (Application Service Provider) A provider of application services. 0105 - AVL (Automatic Vessel Location) Location Automatic System: a system operating through satellite to obtain the latitude and longitude of a vessel. It may be inserted in, or integrated with, the onboard communications system, able to transmit these data to a Base Station. 0106 - CCA-IMO Coordinating Commission of Matters related to the International Maritime Organization. 0107 - CDRL LRIT Regional Data Center 0108 - COMCONTRAM Command of the Maritime Traffic Naval Control 0109 - COMOPNAV Naval Operations Command 0110 - CSP (Communications Service Provider) A provider of communications services. 0111 - VESSEL CLEARANCE A) Port Area: considered as the geographic area located within a same bay, bight, cove, channel, river or lagoon under the jurisdiction of the same OD. b) Entry Communication: a document produced by the vessel's legal representative, notifying about the arrival of the vessel at a port or - 1-1 - NORMAM-08/DPC REV.1 waterways terminal in the jurisdictional area of an OD. Applicable only to vessels under clearance by period. c) Departure Communication: a document through which the vessel's legal representative informs the OD of the effective departure of the vessel. Applicable only to vessels under clearance by period. d) Convoy: a set of non-propelled vessels grouped side-by-side and/or in line, which navigate through towing or pushing by other vessel(s) provided with propulsion. e) Clearance: a process conducted by the OD through the checking of the vessel's documents, in order to release its exit from a port or waterways terminal. This process includes the vessel's arrival, stay and exit in relation to a certain port or waterways terminal. f) ICP-Brasil (Brazilian Infrastructure of Public Keys): a set of entities, technical standards and regulations prepared to support a cryptographic system based on digital certificates. g)Clearance Organizations (OD): the Harbor Master Offices and their subordinate Delegate/Agent Offices, responsible for the clearance process of vessels subject to this procedure. h) Entry Record: a document produced by the vessel's legal representative, notifying about the arrival of the vessel at a port or waterways terminal in the jurisdictional area of an OD. Applicable only to vessels under clearance to the next port. i) Departure Record: a document through which the vessel's legal representative informs the OD of the effective departure of the vessel. Applicable only to vessels under clearance to the next port. j) Outgoing Pass to the Next Port: a document issued by the OD, authorizing the vessel's departure from a port or waterways terminal located in its jurisdictional area, to the next port (national or foreign). k) Departure Time-Permit: a document issued by the OD, authorizing the vessel's departure from a port or waterways terminal located in its jurisdictional area, for a given period of time. l) Request for Clearance: a process through which the vessel's legal representative requests, to the jurisdictional OD, authorization for the vessel's departure from a port or waterways terminal. m) Vessel's legal representative: the Master, Shipowner or a representative formally appointed by an official power of attorney document, showing explicitly the attribution of power to this attorney. n) SISDESP-WEB: Vessel Clearance System online. o) Fixed-route voyage: a voyage performed by a vessel employed in coastal shipping, uniquely, between two ports or terminals, on a routine return path, without calling any other port along the voyage. 0112 - DPC Directorate of Ports and Coasts. 0113 - HIGH SPEED VESSEL According to regulation X/1.3 of the SOLAS Convention, a vessel capable of developing a maximum speed, in meters per second (m/s), equal to or higher than: 3,7 V0,1667, where: V = volume of the displacement corresponding to the design - 1-2 - NORMAM-08/DPC REV.1 waterline (m³), excluding vessels which have the hull completely sustained above the water surface, in the non-displacement mode, by aerodynamic forces generated through surface effect. 0114 - PREPS VESSEL A fishing vessel under mandatory adhesion to PREPS, of Gross Tonnage higher than or equal to fifty or a total length higher than or equal to fifteen meters. 0115 - SOLAS VESSEL Means all merchant vessels employed in international maritime voyages or employed in the merchant maritime traffic among Brazilian ports, ocean islands, port terminals and offshore platforms, with the exception of: 1) cargo vessels with gross tonnage lower than 500; 2) passenger vessels with gross tonnage lower than 500 and not used for international voyages; 3) vessels with no mechanical propulsion means; 4) wooden vessels of primitive construction; 5) fishing vessels; 6) vessels with a rule length (L) lower than 24 meters.. 0116 - BASE STATION An onshore facility responsible for receiving the position data of vessels and retransmitting these data to the MB via internet. 0117 - FTP File Transfer Protocol. 0118 - GMT Greenwich Medium Time. 0119 - GMDSS Global Maritime Distress and Safety System 0120 - GEVI Management of Surveys, Inspections and Expert Surveys (DPC). 0121 - GVI Inspections and Surveys Group (Harbor Master Offices) 0122 - IDC (International Data Center) LRIT international data center. 0123 - IMO International Maritime Organization. 0124 - LRIT Long Range Identification and Tracking of Ships System. 0125 - LRIT DATA USERS Users of the LRIT system data. - 1-3 - NORMAM-08/DPC REV.1 0126 - MB Brazilian Navy. 0127 - CARGO SHIP Any ship that is not a passenger ship, according to letter (g) of regulation 2 of the SOLAS Convention Chapter I. 0128 - PASSENGER SHIP A ship carrying more than 12 (twelve) passengers, according to the SOLAS Convention Chapter I, regulation 2, letter (f). 0129 - NPCP / NPCF Standards and Procedures of a Harbor Master Office / River Master Office. 0130 - INNOCENT PASSAGE Means the passage made without injury to the peace, good order or security of the State, and should also be made in accordance with the United Nations Convention on the Law of the Sea and other standards of international law. The passage of a foreign ship shall be considered to be prejudicial to the peace, good order or security of the State if that ship performs, in the territorial sea, any of the following activities: a) any threat or use of force against the sovereignty, territorial integrity or political independence of the State, or any other action in violation of the principles of international law set out in the Charter of the United Nations; b) any exercise or maneuver with weapons of any kind; c) any act aimed at obtaining information at the expense of the defense or security of the State; d) any act of propaganda aimed at compromising the defense or security of the State; e) launching, landing or receiving on board any aircraft or military device; f) the embarkation or disembarkation of any material, currency, animal, plant, or person, in violation of the laws and regulations of customs, tax, environmental, immigration or sanitary authorities of the State; g) any intentional and grave act of pollution; h) fishing; i) research or hydrographic survey; j) any act aimed at disrupting any communication systems or any other services or facilities of the State; and k) any other activity not directly related with the passage. 0131 - PASSAGE THROUGH THE TERRITORIAL SEA Means the navigation through the territorial sea for the purpose of: a) crossing this sea without penetrating interior waters or making scale on a wharf or port facility outside of inland waters; or b) sail into or out of inland waters, or make a stopover in one of those wharfs or port facilities. The passage must be continuous and brief. However, a passage includes stopping and anchoring, but only to the extent in that they - 1-4 - NORMAM-08/DPC REV.1 constitute common navigation incidents or are imposed by motives of force majeure or by serious difficulty or have the purpose of helping people, ships or aircraft distressed or in serious difficulty. 0132 - PREPS National Program of Tracking of Fishing Vessels by Satellite, with the purpose of monitoring, fishing management and operational control of the fishing fleet permitted by the Ministry of Fishing and Agriculture (MPA). 0133 - PAPERLESS PORT (PSP) A project managed by the Secretariat of Ports of the Republic Presidency (SEP/PR), with the purpose of promoting the de-bureaucratization of procedures for the permanence of ships at Brazilian ports, in order to optimize the import and export processes, based on a Port Information Website encompassing in a single database all the information of interest for shipping agents and the several public organizations that operationalize and manage the stay of vessels at Brazilian ports. 0134 - SERVICE PROVIDER A company that provides telecommunication services and content solutions (ITset up, management and hosting of applications). The customer receives these services through a rental contract signed between customer and service provider. The ANATEL site on the internet (www.anatel.gov.br) supplies the list of companies duly authorized to operate in the national territory . Basically, the provider supplies the set of hardware and software needed on board, AVL associated to the communications system, and plays the role of Base Station. 0135 - MARITIME MONITORING SYSTEM OF SUPPORT TO OFFSHORE OIL ACTIVITIES (SIMMAP) A set of hardware and software installed in the MB, capable of receiving and decodifying messages and/or files supplied by a tracking system. After de-codified, the information is stored in a database, and the position data are plotted on a digital nautical chart. 0136 - TRACKING SYSTEM A system encompassing the set of hardware and software installed on board the vessel and at the base station, capable of receiving the position data coming from the ship and retransmitting them duly formatted to the SIMMAP, via internet. 0137 - MOBILE OFFSHORE DRILLING UNIT (MODU) According to the SOLAS Convention regulation XI-2/1.1.5, means a mobile offshore drilling unit with mechanical propulsion, as defined in Regulation IX/1 of same Convention, which is not positioned in its drilling place. 0138 - DEADWEIGHT TONNAGE (TDW) Means the difference between the loaded displacement and the light displacement, and characterizes the amount of cargo that a vessel can carry, normally expressed in "deadweight tons" (tdw). - 1-5 - NORMAM-08/DPC REV.1 0139 - TUF Maritime Lights Utilization Tariff. - 1-6 - NORMAM-08/DPC REV.1 CHAPTER 2 VESSEL ENTRY, CLEARANCE AND EXIT This Chapter sets up the procedures for clearance of merchant vessels entering or transiting in Brazilian ports or waterways terminals, focusing on the navigation safety, the safeguard of human life at sea and the prevention of water pollution caused by vessels, as established in Law no. 9,537/1997 (LESTA). 0201 - VESSELS OBLIGED TO EFFECT CLEARANCE The following vessels are obliged to effect clearance: a) foreign flag; b) Brazilian flag with Gross Tonnage (GT) equal to or higher than twenty; and c) PREPS. Vessels with GT lower than twenty employed in port support navigation and/or inland navigation may be required by the OD to perform clearance, as a consequence of local peculiarities. 0202 - VESSELS NOT PERFORMING CLEARANCE Sports and/or recreational vessels, war or State ships not in commercial activity do not perform clearance. 0203 - STEPS OF THE VESSEL CLEARANCE PROCESS The clearance process of vessels is composed by the following steps, ordered from the vessel's entry in through the exit from a port or waterways terminal: a) Vessel’s arrival forecast: when the vessel is coming from a foreign port, its legal representative shall communicate the estimated time of arrival at the national port or waterways terminal, to the jurisdictional OD, through the Notice of Arrival (Annex 2-A), within the following deadlines: - for a trip lasting ninety six hours or more: with a minimum advance of ninety six hours; - for a trip lasting less than ninety six hours but no less than twenty four hours: with a minimum advance of twenty four hours; and - for a trip lasting less than twenty four hours: with a minimum advance of twelve hours. In case of change of the port previously reported, the vessel's legal representative shall forward to the jurisdictional OD a new Notice of Arrival. b) Vessel's entry: a communication to the jurisdictional OD about the vessel's entry into the port or waterways terminal, by its legal representative, within no more than two hours from mooring or anchoring, by means of the Entry Record (Annex 2-B) or Entry Communication (Annex 2-R), according to the case. c) Moving of the vessel between ports, terminals or anchorages within the same port area: a communication to the jurisdictional OD about the vessel's moving within the same port area, by its legal representative, by means of the Vessel Movement Record (Annex 2-J), within no more than two hours after ending the moving. This process is only applicable to vessels that, when calling national ports, need to move between berths, terminals, wharfs and anchorages during their stay at the same port area. - 2-1 - NORMAM-08/DPC REV.1 d) Request for Clearance: a process through which the vessel's legal representative requests to the jurisdictional OD, authorization for the vessel's exit from the port or waterways terminal. e) Vessel's departure: a communication to the jurisdictional OD about the vessel's departure from the port or waterways terminal, by its legal representative, within no more than two hours from the exit, by means of the Departure Notice (Annex 2-I) or Departure Communication (Annex 2-S), according to the case. This process is preceded by the issuance of an Outgoing Pass by the jurisdictional OD, which is the document authorizing the exit of a vessel from the port, according to the Maritime Authority's legal competence. 0204 - VALIDITY OF THE CLEARANCE The validity of a clearance may be granted by the jurisdictional OD, as follows: a) until the next port, for vessels employed in the coastal or deep sea navigation. b) for a period of up to ninety days for the following vessels: - fishing; - employed in the maritime support navigation; - employed in the inland navigation; and - performing a "fixed route trip", only when employed in the coastal navigation. SECTION I PROCEDURES FOR VESSEL CLEARANCE The procedures for vessel clearance are related to the steps provided in item 0203, according to each case. 0205 - CLEARANCE TO THE NEXT PORT The procedures provided in this item apply to merchant vessels employed in the coastal and deep sea navigation. a) Vessel’s arrival forecast: Only when the vessel is coming from a foreign port, its legal representative shall communicate the forecast for arrival at the national port or waterways terminal, to the jurisdictional OD, through the Notice of Arrival (Annex 2-A), within the following deadlines: - for a trip lasting ninety six hours or more: with a minimum advance of ninety six hours; - for a trip lasting less than ninety six hours but no less than twenty four hours: with a minimum advance of twenty four hours; and - for a trip lasting less than twenty four hours: with a minimum advance of twelve hours. In case of change of the port previously reported, the vessel's legal representative shall forward to the jurisdictional OD a new Notice of Arrival. b) Vessel's entry: The vessel's legal representative shall forward the Entry Record (Annex 2-B) to the jurisdictional OD, communicating the vessel's arrival at the port or waterways terminal, within no more than two hours from the vessel's mooring or anchoring, together with the documents listed below: - 2-2 - NORMAM-08/DPC REV.1 - General Declaration (Entry - Annex 2-C) and its appendices Crew Members List (Appendix C-I), Passenger List (Appendix C-II) and the GMDSS Data Spreadsheet (Appendix C-III); - Ballast Water Reporting Form, according to Annex 2-N (English and Portuguese versions), only for vessels coming from foreign ports; - Instrument of Responsibility by the Vessel's Legal Representative (Annex 2-L); - Outgoing Pass from the previous port, only for vessels coming from national ports; - International Certificate of Ship Protection (ISPS Code), when applicable; - Inspection Report from the Port State Control (PSC) or Flag State Control (FSC), FORM “A” or FORM “B”, the latter in case of deficiencies noted; and - Statement of Condition Survey, for bulk carriers or combined cargo ships (Ore-Oil or Ore-Bulk-Oil), with an age equal to or higher than 18 years, intended for loading solid bulk cargoes of specific gravity equal to or higher than 1,78 tons per cubic meter, following the provisions of NORMAM-01/DPC and NORMAM-04/DPC, according to the case. The documents listed below shall be available on board for presentation, when required: (a) Cargo Declaration (Annex 2-E); (b) Declaration of Crew Members' Effects (Annex 2-F); (c) Maritime Statement of Health; and (d) Declaration of Provision on Board. Vessels carrying dangerous merchandise and/or deck cargo shall meet the provisions of the Maritime Authority Standards, and the pertinent field in the Entry Record form (Annex 2-B) must be marked. c) Vessel moving between ports, terminals or anchorages within the same port area: Whenever the vessel moves between berths, terminals, wharfs, anchorages, etc., within the same port area, its legal representative shall forward to the jurisdictional OD the Vessel Movement Record (Annex 2-J), within no more than two hours after the moving ends. d) Request for Clearance to the Next Port: The vessel's legal representative shall forward the Request for Clearance to the Next Port (Annex 2-G) to the jurisdictional OD, in the period between the arrival and exit of the vessel, together with the documents listed as follows: - General Declaration (Request for Clearance – Annex 2-D) and its appendices Crew Member List (Appendix D-I) and Passenger List (Appendix D-II); - Manifest of Dangerous Merchandise, when carrying this type of merchandise, as provided for in the Maritime Authority Standards; - Instrument of Responsibility for the transportation of Deck Cargo, when carrying cargo on deck, as provided for in NORMAM-01/DPC; - Proof of Payment of the TUF, with the respective Union Collection Form, for vessels of foreign flag, as provided for in the Maritime Authority Standards; and - 2-3 - NORMAM-08/DPC REV.1 - Excerpt from the "Cartão de Tripulação de Segurança" (CTS), for Brazilianflagged vessels, or from the Minimum Safe Manning Document, for vessels of a foreign flag (Annex 2-M). The changes of personnel occurred between the forwarding of the Request for Clearance to the Next Port (Annex 2-G) and the issuance of the Outgoing Pass to the Next Port (Annex 2-H) shall be reported to the OD by the vessel's legal representative, by presenting a new Crew Members List (Appendix D-I) which shall meet the provisions of the CTS or, according to the case, a new Passenger List (Appendix D-II). e) Vessel's exit: I) Outgoing Pass to the Next Port After analysis, by the jurisdictional OD, of all the documentation forwarded with the request for clearance, and if there are no pending issues, the Outgoing Pass to the Next Port (Annex 2-H) will be issued. The Outgoing Pass is valid for up to forty eight hours counted from the exit date-hour forecast in the Request for Clearance, granted at the discretion of the jurisdictional OD. II) Revalidation of the Outgoing Pass: If the vessel's exit does not materialize within the deadline for sailing contained in the Outgoing Pass to the Next Port, the vessel's legal representative shall forward to the OD a new Request for Clearance to the Next Port (Annex 2-G). In the field "OBS", it shall be mandatory to report the motive for not meeting the deadline. In this case, it will be necessary to present only the documents which have eventually undergone changes. III) Departure Record The Departure Record must be forwarded to the OD by the vessel's legal representative, utilizing the form contained in Annex 2-I, within no more than two hours from the vessel's departure. The changes of personnel occurred after the issuance of the Outgoing Pass to the Next Port (Annex 2-H) shall be reported to the OD by the vessel's legal representative, by presenting a new Crew Members List (Appendix D-I) which shall meet the provisions of the CTS or, according to the case, a new Passenger List (Appendix DII). f) Change of Destination: When a vessel is cleared at an OD and, later during the voyage a change of destination occurs, such a fact shall be reported by the vessel's legal representative, in the following manner: - change to another national port: report to the jurisdictional OD of the new port of destination; and - change to a foreign port: report to the jurisdictional OD of the port of exit. This communication from the interested party to the OD is made through the Record of Change of Destination (Annex 2-Q). The vessel's Master shall issue a message to the COMCONTRAM, as provided for in the SISTRAM, according to the provisions of a specific chapter of these Standards. g) Special procedures: If during the voyage, immediately before the forecasted stop, any of the below discriminated hypothesis occurs, the Master of a Brazilian-flagged vessel shall forward to the OD of destination a duly authenticated excerpt of the occurrence entry in the Navigation Diary. The Master of a - 2-4 - NORMAM-08/DPC REV.1 foreign-flagged vessel shall follow such procedure, if the hypotheses 3 and/or 4 occur when in AJB: 1) gross damage to the vessel or its cargo; 2) insubordination of crew member or passenger; 3) observed existence of any element of interest to the navigation, not recorded in the nautical chart; 4) change in the beaconing or functioning of lighthouses; 5) occurrence of a serious personal accident; and 6) occurrence of an important fact during the voyage, at the Master's discretion. 0206 - CLEARANCE BY PERIOD FOR FISHING VESSELS The procedures provided in this item apply to fishing vessels fitting letter "b" of item 0204, due to the operational peculiarities of these vessels. a) Vessel Entry: The vessel's legal representative shall forward the Entry Communication (Annex 2-R) to the jurisdictional OD, reporting the arrival of the vessel at the port or waterways terminal, within no more than two hours from its mooring or anchoring, together with the Instrument of Responsibility of the Vessel's Legal Representative (Annex 2-L). The Entry Communication (Annex 2-R) shall be forwarded to the jurisdictional OD whenever a fishing vessel enters a national port or waterways terminal, independently from the validity of the Time Outgoing Pass. b) Request for Clearance by Period The vessel's legal representative shall only forward the Request for Clearance by Period (Annex 2-O) to the jurisdictional OD when not bearing a Time Outgoing Pass valid for the period between the vessel's arrival in and departure from the port or waterways terminal, together with the following listed documents: - Crew Member List (Appendix D-I) and Passenger List (Appendix D-II); - Excerpt from the Safe Manning Document (CTS), as in Annex 2- M; - Navigation Safety Certificate (CSN), when applicable; - Statement of Adhesion to the PREPS (Annex 2-K); - Instrument of Responsibility of the Vessel's Legal Representative (Annex 2-L). - DPEM insurance; and - Vessel's Station License, issued by Anatel. The changes of personnel occurred between the forwarding of the Request for Clearance by Period (Annex 2-O) and the issuance of the Exit Permit by Period (Annex 2-P) shall be reported to the OD by the vessel's legal representative, by presenting a new Crew Member List (Appendix D-I) which shall meet the provisions of the CTS or, according to the case, a new Passenger List (Appendix D-II). The PREPS vessels, when reporting the temporary deactivation of the tracking equipment, will only get clearance after reactivating the equipment. These vessels shall fully meet the provisions of the Inter-ministerial Normative Instruction no. 2 of September 04, 2006 (Brazilian Navy, Ministry of Fishing and Agriculture and Ministry of the Environment). c) Vessel's departure: I) Time Outgoing Pass - 2-5 - NORMAM-08/DPC REV.1 After analysis, by the jurisdictional OD, of all the documentation forwarded with the request for clearance, and if there are no pending issues, the Time Outgoing Pass (Annex 2-P) will be issued, with validity for up to ninety days, at the discretion of the OD. During the validity of the Time Outgoing Pass granted by the OD, the fishing vessel is authorized to transit in any national port or waterways terminal, provided that, when arriving or exiting, the respective Entry and Departure Communications (Annexes 2-R and 2-S) are forwarded to the respective jurisdictional OD of where the vessel is. The Time Outgoing Pass will be automatically canceled if pending issues are observed: 1) impeding, originated from a Naval Inspection, to be corrected prior to sailing, during the validity period of the Time Outgoing Pass; and 2) restrictive, with a deadline for correction, if such pending issues are not corrected within the established deadline. II) Departure Communication The vessel's legal representative shall forward the Departure Communication (Annex 2-S) to the jurisdictional OD, reporting the effective exit from the port or waterways terminal, within no more than two hours from the vessel's departure. The Departure Communication shall be forwarded to the jurisdictional OD whenever a vessel departs from a national port or waterways terminal. 0207 - CLEARANCE BY PERIOD FOR VESSELS ENGAGED IN MARITIME SUPPORT NAVIGATION OR PERFORMING A FIXED ROUTE VOYAGE The procedures provided in this item apply to vessels employed in maritime support navigation or performing a fixed route voyage, as provided in item 0204 letter "b", due to operational peculiarities of these vessels. a) Vessel’s arrival forecast: Vessels coming from foreign ports shall follow the procedures set forth in item 0205 letters a) and b), as they are performing a long range voyage until arriving at the first national port. b) Vessel's Entry: The vessel's legal representative shall forward the Entry Communication (Annex 2-R) to the jurisdictional OD, reporting the vessel's arrival at the port or waterways terminal, within no more than two hours from its mooring or anchoring, together with the following listed documents: - Instrument of Responsibility of the Vessel's Legal Representative (Annex 2-L); - International Certificate of Ship Protection (ISPS Code), when applicable; and - Inspection Report from the Port State Control (PSC) or Flag State Control (FSC), FORM “A” or FORM “B”, the latter in case of existing deficiencies. The Entry Communication shall be forwarded to the jurisdictional OD whenever the vessel enters a national port or waterways terminal, independently from the validity of the Time Outgoing Pass Vessels carrying dangerous merchandise and/or deck cargo shall meet the provisions of the Maritime Authority Standards, and mark the pertinent field in the form Entry Communication (Annex 2-R). c) Vessel movement between ports, terminals or anchorages within the same port area: Whenever a vessel moves between berths, terminals, - 2-6 - NORMAM-08/DPC REV.1 wharfs, anchorages, etc., within the same port area, the vessel's legal representative shall forward to the jurisdictional OD the Vessel Movement Record (Annex 2-J), within no more than two hours from the end of movement. d) Request for Clearance by Period The vessel's legal representative shall forward the Request for Clearance by Period (Annex 2-O) to the jurisdictional OD, only when not bearing a Time Outgoing Pass valid for the period between the arrival and departure of the vessel, together with the following listed documents: - General Statement (Request for Clearance – Annex 2-D) and its appendices Crew Member List (Appendix D-I) and Passenger List (Appendix D-II); - Instrument of Responsibility of the Vessel's Legal Representative (Annex 2-L); - Manifest of Dangerous Merchandise, when carrying this type of merchandise, as provided for in the Maritime Authority Standards; - Instrument of Responsibility for the Transportation of Cargo on Deck, when carrying cargo on deck, as provided for in NORMAM-01/DPC; - Proof of Payment of the TUF, with the respective Union Collection Form, for vessels of foreign flag, as provided for in the Maritime Authority Standards; and - Excerpt from the "Cartão de Tripulação de Segurança" (CTS), for Brazilianflagged vessels, or Minimum Safe Manning Document, for vessels of foreign flag (Annex 2-M). The changes of personnel occurred between the forwarding of the Request for Clearance by Period (Annex 2-O) and the issuance of the Time Outgoing Pass (Annex 2-P) shall be reported by the vessel's legal representative to the OD, presenting a new Crew Member List (Appendix D-I) which shall meet the provisions of the CTS or, according to the case, a new Passenger List (Appendix D-II). e) Vessel's departure: I) Time Outgoing Pass After analysis by the OD of all the documentation forwarded with the request for clearance, and if there are no pending issues, the Time Outgoing Pass will be issued (Annex 2-P), valid for up to ninety days, at the discretion of the OD releasing the vessel. During the validity of the Time Outgoing Pass granted by the OD: 1) the vessel employed in maritime support navigation is authorized to transit in any national port or waterways terminal, provided that when arriving and departing, the respective Entry and Departure Communications (Annexes 2-R and 2-S) are forwarded to the jurisdictional OD of where the vessel is.; and 2) the vessel performing a fixed route voyage is authorized to transit, uniquely between two ports, in its routine two-way path, without calling any other port along the voyage, provided that when arriving and departing, the respective Entry and Departure Communications (Annexes 2-R and 2-S) are forwarded to the jurisdictional OD of where the vessel is. The Time Outgoing Pass will be automatically canceled if pending issues are observed: 1) impeding, originated from a Naval Inspection of the type Port State Control (PSC) or Flag State Control (FSC) to be corrected prior to sailing, during the validity period of the Time Outgoing Pass; and 2) restrictive, with a deadline for correction, if such pending issues are not corrected within the established deadline. - 2-7 - NORMAM-08/DPC REV.1 II) Departure Communication The vessel's legal representative shall forward the Departure Communication (Annex 2-S) to the jurisdictional OD, reporting the effective exit from the port or waterways terminal, within no more than two hours after the vessel's departure. The Departure Communication shall be forwarded to the jurisdictional OD whenever a vessel exits a national port or waterways terminal. f) Special procedures: If during the voyage any of the below discriminated hypotheses occurs, the Master of a Brazilian-flagged vessel shall forward to the jurisdictional OD of where it is sailing, a duly authenticated excerpt of the occurrence entry in the Navigation Diary. The Master of a foreign-flagged vessel shall follow such procedure, if the hypotheses 3 and/or 4 occur when in AJB: 1) gross damage to the vessel or its cargo; 2) insubordination of crew member or passenger; 3) observed existence of any element of interest to the navigation, not recorded in the nautical chart; 4) change in the beaconing or functioning of lighthouses; 5) occurrence of a serious personal accident; and 6) occurrence of an important fact during the voyage, at the Master's discretion.. 0208 - CLEARANCE BY PERIOD FOR VESSELS EMPLOYED IN THE INLAND NAVIGATION The procedures set forth in this item apply to vessels employed in the inland navigation, as provided for in item 0204 letter "b", due to operational peculiarities of these vessels. a) Vessel Entry: The vessel's legal representative shall forward the Entry Communication (Annex 2-R) to the jurisdictional OD, reporting the arrival of the vessel at the port or waterways terminal, within no more than two hours from its mooring or anchoring, together with the Instrument of Responsibility of the Vessel's Legal Representative (Annex 2-L). The Entry Communication shall be forwarded to the jurisdictional OD whenever the vessel enters a national port or waterways terminal, independently from the validity of the Time Outgoing Pass. In the case of convoys, the Entry Communication shall contain information about all component vessels. Vessels carrying dangerous merchandise and/or deck cargo shall meet the provisions of the Maritime Authority Standards, and mark the pertinent field in the form Entry Communication (Annex 2-R). b) Request for Clearance by Period The vessel's legal representative shall forward the Request for Clearance by Period (Annex 2-O) to the jurisdictional OD, only when not bearing a Time Outgoing Pass valid for the period between the vessel's arrival and departure, together with the following listed documents: - Crew Member List (Appendix D-I) and Passenger List (Appendix D-II); - Instrument of Responsibility of the Vessel's Legal Representative (Annex 2-L); - Manifest of Dangerous Merchandise, when carrying this type of merchandise, as provided for in the Maritime Authority Standards; - 2-8 - NORMAM-08/DPC REV.1 - Instrument of Responsibility for the Transportation of Cargo on Deck, when carrying cargo on deck, as provided for in NORMAM-02/DPC; - Excerpt from the Safe Manning Document (CTS), as in Annex 2-M; - Navigation Safety Certificate (CSN); - DPEM insurance; and - Provision of Maritime Property Registration (PRPM) or the Provisional Document of Property (DPP), or the Title of Vessel Enrollment (TIE), according to the vessel's gross tonnage. For the clearance of vessels operating in convoy, the specific field in the Request for Clearance by Period shall contain the data of all vessels integrating the convoy. The changes of personnel occurred between the forwarding of the Request for Clearance by Period (Annex 2-O) and the issuance of the Time Outgoing Pass (Annex 2-P) shall be reported by the vessel's legal representative to the OD, presenting a new Crew Member List (Appendix D-I) which shall meet the provisions of the CTS or, according to the case, a new Passenger List (Appendix D-II). c) Vessel's departure: I) Time Outgoing Pass After analysis by the OD of all the documentation forwarded with the request for clearance and if there are no pending issues, the Time Outgoing Pass will be issued (Annex 2-P), valid for up to ninety days, at the discretion of the OD. During the validity of the Time Outgoing Pass granted by the OD, the vessel is authorized to transit in any port or waterways terminal within the limits of inland navigation, provided that when arriving and departing, the respective Entry and Departure Communications (Annexes 2-R and 2-S) are forwarded to the jurisdictional OD of where the vessel is. The Time Outgoing Pass will be automatically canceled if pending issues are observed: 1) impeding, originated from a Naval Inspection, to be corrected prior to sailing, during the validity period of the Time Outgoing Pass; and 2) restrictive, with a deadline for correction, if such pending issues are not corrected within the established deadline. Departure Communication The vessel's legal representative shall forward the Departure Communication (Annex 2-S) to the jurisdictional OD, reporting the effective exit from the port or waterways terminal, within no more than two hours from the vessel's departure. The Departure Communication shall be forwarded to the jurisdictional OD whenever a vessel exits a national port or waterways terminal. In the case of vessels operating in convoy, the Departure Communication shall contain information about all component vessels. 0209 - CLEARANCE OF VESSELS OPERATING IN CROSSING OR NAUTICALTOURISM NAVIGATION WITHIN THE SAME PORT AREA The clearance of vessels operating in crossing or nautical tourism navigation in the same port area shall be at the discretion of each OD, conditioned to local peculiarities, and be included in the respective NPCP/NPCF. 0210 - PORT IMPEDIMENT OF ENTRY, STAY AND DEPARTURE Any vessel may be impeded of entering, staying at or exiting a national port or waterways terminal in the following situations: - 2-9 - NORMAM-08/DPC REV.1 [1] Comentário: I) by decision of the jurisdictional OD, in compliance with the laws in force relevant to the Brazilian Maritime Authority; and II) by a Court Order, being the clearance conditioned to an expressed release from the Court. When there is a clearance impediment, the Outgoing Pass will not be issued, and the vessel will be impeded from exiting the port. SECTION II SPECIAL CASES 0211 - CLEARANCE OF VESSELS DAMAGED, DEACTIVATED, OFF-CLASS, HULLS AND FLOATING SCRAPS WITH GT ABOVE 500 The clearance of these vessels, with no condition to operate by their own means, shall be considered as a special release, similar to the care taken in the assistance and rescue operations (NORMAM-16/DPC and Law no. 7,203/84), and the following documents must be seasonably presented for analysis and approval by the Maritime Authority Agent: a) task execution plan (a plan for sailing, towing, operation contingency, etc.), prepared by a recognized Salvage Master, containing: 1) event schedule showing all the steps in the operation, in order to ensure the necessary safety during the operation; 2) obligingness of employing tugboats, in the following cases: - vessel without propulsion: one tugboat with the towing rope passed; and - vessel with propulsion: at least one tugboat as escort (escort tug), in entry and exit maneuvers at national ports or waterways terminals; 3) emergency evacuation plan for the towed/towing units; and 4) routes avoiding waters adjacent to the Brazilian shores, with maximum reduction of the environmental risk potential. b) ratification of the task execution plan by a Classification Society, Specialized Entity or Naval Architect accredited with the CREA (Regional Council of Engineering and Agronomics and issuance of the respective Annotation of Technical Responsibility (ART), certifying the watertightness and floatability of the structure to be towed; c) warrant offered by a P&I Club, certifying coverage for removal of wreck and coverage of civil liability. The P&I Club coverage required by the Brazilian Maritime Authority is mandatory in tasks performed in AJB; and d) in the cases where the Maritime Authority authorizes the transportation, normally towed, of a vessel’s hull to a foreign country, the OD will consider only the aspects relevant to the Brazilian Maritime Authority laws, not releasing the party responsible for the exportation from meeting the requirements of other agencies responsible for the hull's release. 0212 - CLEARANCE OF VESSELS TO ANTARCTICA The vessels of Brazilian flag and those of foreign flag requesting clearance for Antarctica shall meet the provisions of the Treaty of Antarctica, as set forth in the Standards and Procedures of the Secretariat of the Inter-ministry Commission for Resources from the Sea (SECIRM) available on the web pagewww.mar.mil.br/secirm/proantar. The party concerned shall present to the OD a statement, according to the form of Annex 2-T. - 2-10 - NORMAM-08/DPC REV.1 SECTION III COURSE OF INFORMATION ON THE CLEARANCE OF VESSELS 0213 - COURSE OF INFORMATION The course of information on the clearance of vessels, between the vessel's legal representative and the OD, shall occur in the following order: a) via Paperless Port (PSP), when of mandatory use, at the pace in which they are implemented; b) via SISDESP-WEB, when PSP is not applicable; c) via fax; and d) directly at the CP/DL/AG offices, when there are no alternatives available as listed above. 0214 - COURSE OF DOCUMENTS THROUGH PAPERLESS PORT (PSP) a) responsibilities of the vessel's legal representative: 1) forward to the OD the electronic forms described below, digitally signed, as applicable, according to the type of clearance (next port or by period): - Notice of Arrival (Annex 2-A); - Entry Record (Annex 2-B); - General Statement (Entry) – Annex 2-C or General Statement (Request for Clearance) - Annex 2-D; - Request for Clearance to the Next Port (Annex 2-G); - Departure Record (Annex 2-I); - Vessel’s Movement Record (Annex 2-J); - Instrument of Responsibility of the Vessel's Legal Representative (Annex 2-L); - Excerpt from the CTS (Annex 2-M); - Ballast Water Form (Annex 2-N); - Request for Clearance by Period (Annex 2-O); - Record of Destination Change (Annex 2-Q); - Entry Communication (Annex 2-R); - Departure Communication (Annex 2-S); - Crew Member List (Entry) - Appendix C-I or Crew Member List (Request for Clearance) - Appendix D-I; - Passenger List (Entry) - Appendix C-II or Passenger List (Request for Clearance) - Appendix D-II; and - GMDSS Data Spreadsheet (Appendix C-III). 2) forward the following documents to the OD, in a digital file, as applicable, according to the type of clearance (next port or by period): - International Certificate of Ship Protection(ISPS Code); - Proof of payment of the TUF, with the respective Union Collection Form; - PSC or FSC Inspection Report, either FORM “A” or FORM ”B”, the latter in case deficiencies are found; - Statement of Condition Survey, for bulk carriers or combined cargo ships (Ore-Oil or Ore-Bulk-Oil), with an age equal to or higher than 18 years, intended for carrying solid bulk cargoes of specific weight equal to or higher than 1,78 tons per cubic meter; - Dangerous Merchandise Manifest, when carrying this type of merchandise; and - 2-11 - NORMAM-08/DPC REV.1 - Instrument of Responsibility for the Transportation of Cargo on Deck. b) responsibility of the OD: Forward to the vessel's legal representative the electronic forms described below, digitally signed, as applicable, according to the type of clearance (next port or by period): - Outgoing Pass for Next Port (Annex 2-H); or - Time Outgoing Pass (Annex 2-P). 0215 - VESSEL’S CLEARANCE SYSTEM (SISDESP-WEB) AND ITS COURSE OF DOCUMENTS SISDESP-WEB is a computerized system from the DPC, under implementation, which supports the vessel’s clearance process, providing resources which enable the forwarding of documents in digital format and the follow up via internet of the course of clearance processes. Its purpose is to de-bureaucratize the vessels' stay procedures at Brazilian ports and waterways terminals. The clearance-related documents are made available by the system in the format of digital forms for completion and digital signature, which shall be in compliance with the Brazilian Infrastructure of Public Keys (ICP- Brazil), in order to give the digitally signed documents the same legal status of hand-signed paper documents. The system, besides performing a preliminary validation of information received regarding the fulfillment of requirements from the Maritime Authority Standards, will allow the knowledge of the national ports’ call schedule. This will help the planning of related actions by the OD offices. The course of documents via SISDESP-WEB will happen as follows: a) responsibilities of the vessel's legal representative: 1) forward to the OD the electronic forms described below, digitally signed, as applicable, according to the type of clearance (next port or by period): - Notice of Arrival (Annex 2-A); - Entry Record (Annex 2-B); - General Statement (Entry) – Annex 2-C or General Statement (Request for Clearance) - Annex 2-D); - Request for Clearance to the Next Port (Annex 2-G); - Departure Record (Annex 2-I); - Vessel’s Movement Record (Annex 2-J); - Statement of Adhesion to the PREPS (Annex 2-K); - Instrument of Responsibility of the Vessel's Legal Representative (Annex 2-L); - Excerpt from the CTS (Annex 2-M); - Ballast Water Form (Annex 2-N); - Request for Clearance by Period (Annex 2-O); - Record of Destination Change (Annex 2-Q); - Entry Communication (Annex 2-R); - Departure Communication (Annex 2-S); - Crew Member List (Entry) - Appendix C-I or Crew Member List (Request for Clearance) – Appendix D-I; - Passenger List (Entry) - Appendix C-II or Passenger List (Request for Clearance) – Appendix D-II; and - GMDSS Data Spreadsheet (Appendix C-III). - 2-12 - NORMAM-08/DPC REV.1 2) forward the following documents to the OD, in a digital file, as applicable, according to the type of clearance (next port or by period): - International Certificate of Ship Protection (ISPS Code); - Proof of payment of the TUF, with the respective Union Collection Form; - PSC or FSC Inspection Report, either FORM “A” or FORM ”B”, the latter in case deficiencies are found; - Statement of Condition Survey, for bulk carriers or combined cargo ships (Ore-Oil or Ore-Bulk-Oil), with an age equal to or higher than 18 years, intended for carrying solid bulk cargoes of specific weight equal to or higher than 1,78 tons per cubic meter; - Dangerous Merchandise Manifest, when carrying this type of merchandise; - Instrument of Responsibility for the Transportation of Cargo on Deck; - Navigation Safety Certificate (CSN); - DPEM insurance; - Ship Station License; and - PRPM, DPP or the TIE. b) responsibility of the OD: Forward to the vessel's legal representative the electronic forms described below, digitally signed, as applicable, according to the type of clearance (next port or by period): - Outgoing Pass to the Next Port (Annex 2-H); or - Time Outgoing Pass (Annex 2-P). SECTION IV GENERAL PROVISIONS 0216 - ADMINISTRATIVE MEASURES Every omission of a fact, or untrue information, leading to a vicious or mistaken clearance, will be considered as a violation to be investigated, being the Master the main responsible person. According to the case, the vessel may be detained for a period of time deemed by the OD as sufficient for the necessary clearing up. - 2-13 - NORMAM-08/DPC REV.1 CHAPTER 3 VESSEL TRANSIT SECTION I TRANSIT IN AJB 0301- RIGHT OF INNOCENT PASSAGE It is acknowledged, for vessels of any nationality, the right of innocent passage through the Brazilian territorial sea. The innocent passage shall be continuous and brief, and cannot be harmful to the peace, good order or the security of Brazil. It understands stopping and anchoring, provided that they constitute common navigation incidents or are imposed by motives of force majeure or the rendering of help at sea to distressed people or vessels. It does not understand the access to inland waters or directing to them. Vessels performing innocent passage do not need any special authorization for transit, according to the rules of international maritime law, being subject only to the usual checking of the documentation required by applicable agreements, standards and international conventions, ratified by the Brazilian Government. Research or scientific investigation vessels not authorized to perform these activities in AJB shall communicate to the Brazilian Government, by diplomatic channel and with a minimum advance of ninety days, any visit to AJB and to Brazilian ports, as provided for in Decree no. 96,000/1988. Any collection of data or scientific information will not be allowed. 0302 - ANCHORING OR STOPPING IN THE TERRITORIAL SEA When, for any reason, a national or foreign-flagged vessel has to halt the engines or lay anchor in the Brazilian territorial sea, this fact has to be immediately reported to the Harbor Master Office (CP) of jurisdiction over the area. The report shall include: the vessel's position, the reason for stopping or anchoring, the estimated time of departure and the port of destination. The effective departure shall also be reported to the CP, as soon as it occurs. The CP may determine another stopping or anchoring place, at its discretion, when the position initially taken is not convenient to the interests of navigation safety, safeguard of human life at sea or environmental pollution prevention related to vessels, platforms or their supporting installations, or is located in areas of interest to the Brazilian Navy. 0303 - PUTTING INTO PORT OF FOREIGN FISHING VESSELS NOT AUTHORIZED TO OPERATE IN AJB The putting into national ports of these vessels are considered as nonjustified, making it mandatory to establish an administrative inquiry as provided for in NORMAM-09/DPC. 0304 - VESSEL TRANSIT IN ORGANIZED PORT AREAS (APO) The Maritime Authority, according to the laws in force, will coordinate the set up and publishing by the Port Administration, of the maximum operational draught, the maximum deadweight and maximum dimensions - 3-1 - NORMAM-08/DPC Mod 1 of ships transiting in Brazilian ports, as well as the delimitation, in the several APO, of the anchorage areas, of anchoring for loading and unloading, sanitary inspection and maritime police, and also the ones intended for platforms, other special vessels, warships and submarines, ships under repair or awaiting for mooring and ships with flammable cargoes or explosives. The Harbor Master shall order the inclusion in the NPCP/NPCF of the document from the Port Administration establishing such parameters, requiring the document's promulgation in case that had not been done by that authority. In cases of divergences among segments involved in the port operations which may affect the navigation safety, the safeguard of human life or pollution prevention of the waterways environment, the CP/DL/AG office shall promote meetings with representatives of the Port Administrations, parties concerned, specialized consulting firms, other MB organizations, among others, and when necessary, duly assisted by Pilots summoned under the terms of NORMAM-12/DPC, aiming at the establishment of consensus in the definition of parameters. In the absence of consensus, the final decision will be for the CP. In order to establish acceptable parameters of navigation safety in restricted waters, the Harbor Master may resource to the literature on the matter, like the PTC II-30 “APROACH CHANNELS – A GUIDE FOR DESIGN” of the PERMANENT INTERNATIONAL ASSOCIATION OF NAVIGATION CONGRESSES (PIANC) or the NBR13246 – Port Planning – Technical Aspects, observing the national laws concerning the competency due to each organ. If there is interest in implementing Vessel Traffic Systems (VTS - Vessel Traffic Service) in their APO's, the Port Authorities are advised to observe the Maritime Authority Standards for the Vessel Traffic Service (VTS) – NORMAM-26/DHN. SECTION II INFORMATION ABOUT THE TRAFFIC 0305 - VESSELS AND PLATFORMS ON TOWING DUTY The people responsible for the movements of vessels and platforms utilizing towing devices shall meet the following provisions: 1) Allocate compatible areas for the towing, for a maximum period of three days, renewing whenever necessary and canceling the area when the vessel stays at the port or the job is interrupted; 2) Adhere to the SISTRAM, sending periodically the message of position and intent of motion for the next twenty four hours and its changes, within the allocated area; 3) Inform the CP about the areas to be allocated, including the following parameters: - name of the vessel or platform; - vessel's characteristics (colors of the hull and superstructure); - length of the towing device; - courses and average speed of displacement during the jobs, dates of the beginning and end of the jobs; - work area (geographic coordinates - latitude / longitude) delimiting the area; and - inactivity period. 4) Send the above mentioned information to the CP of the area in which the job will be performed, with a minimum advance of 72 hours, in order to enable their publishing in - 3-2 - NORMAM-08/DPC Mod 1 Notices to Mariners by the Navy Hydrographic Center (CHM). 0306 - MOVEMENT AND POSITIONING CONTROL OF PLATFORMS, DRILL SHIPS, FPSO, FSU AND OTHER STRUCTURES COMING TO CHANGE THEIR POSITIONS IN AJB The people responsible for the movements of platforms, drill ships, FPSO, FSU and any structure located in AJB, when intending to change their positions, shall follow the procedures listed below so that the Brazilian Maritime Authority have previous knowledge of all these displacements: 1) send monthly to the jurisdictional area CP, a list with the position of all platforms, drill ships, FPSO, FSU and any structure located in AJB; 2) allocate areas compatible with the vessels' displacements, for a maximum period of three days; 3) adhere to the SISTRAM, sending periodically the message of position and intent of motion for the next twenty four hours of navigation and its changes, within the area allocated for displacement; 4) report to the nearest CP of the areas allocated for displacement, the following parameters: - name of the vessel, platform, FPSO, FSU or type of structure; - the vessel's characteristics (colors of the hull and superstructure); - length, and, if towed, length of the towing device; - courses and average speed of displacement during the jobs, job starting and finishing dates; - work areas, initial and final, in geographic coordinates (latitude / longitude) delimiting the area; - forecasted and effective anchoring sites in geographic coordinates (latitude / longitude); and - time period of the displacement. 5) when the displacement involves the jurisdictional area of more than one CP, the information shall be directed to all CP offices of jurisdictions involved; 6) the information on movements shall be sent to the jurisdictional area CP with a minimum advance of seventy two hours, in order to enable their publishing in Notice to Mariners by the CHM. This procedure will contribute significantly to ensure the safety of the waterways traffic; and 7) Annex 3-A shows the map of Brazil, indicating the jurisdictional maritime areas of the Naval District Commands, in accordance with the provisions of Decree no. 2,153 of February 20, 1997. 0307 - PERMANENT WATCH Every national or foreign flagged vessel equipped with a VHF radio-telephony station, shall maintain permanent watch on channel 16 (156.8 MHz). 0308 - IDENTIFICATION CALL The request for identification by MB ships or Naval Inspection vessels, as well as other monitoring vessels from the competent public agencies, shall be promptly answered. If the vessel has no VHF radio-telephony station, or if it is inoperable, visual signals shall be used allowing for the identification requested by the monitoring vessel. - 3-3 - NORMAM-08/DPC Mod 1 0309 - SEARCH AND RESCUE The CP, their Delegate (DL) and Agent (AG) offices work as sub-centers of Search and Rescue (SAR) Service Coordination, and will follow specific instructions from the Naval District Command (ComDN) in their jurisdiction, in the assistance to SAR accidents in their areas. The ships and other vessels entered in ports may join a search and rescue group, at the discretion of the SAR Authority. 0310 - SPORTS AND RECREATIONAL VESSELS Vessels for sports and/or recreation shall meet the specific standards of these types of vessels, established in NORMAM-03/DPC. 0311 - FOREIGN-FLAGGED VESSELS Foreign-flagged vessels when chartered, hired or similar shall meet the prescriptions of specific standards for these types of vessels, established in NORMAM04/DPC. 0312 - RESTRICTIONS TO FISHING AND NAVIGATING IN THE SAFETY AREAS OF OIL PLATFORMS AND OTHER OFFSHORE UNITS No vessel will be allowed to fish, navigate or approach at less than five hundred meters from oil platforms and their assisting vessels (platform/FPSO/FSU reliever and tugboat), considering this five hundred meter radius as safety area. Exception is made to vessels rendering maritime support to the platforms, which may navigate and operate at less than five hundred meters from this set, though the prohibition to fishing is maintained. Vessels which enter irregularly the safety areas of oil platforms and other offshore units (FPSO, FSO or the set of vessels operating jointly with these units), may be notified by the Maritime Authority Agents in the following conditions: a) when the irregularity is found by Naval Inspection teams; and b) when there is a confirmed denunciation from the platform or offshore unit where the invasion by a violating vessel occurred. For item b) above, the person responsible for the platform or offshore unit shall forward, by electronic mail to the Command of the Maritime Traffic Naval Control ([email protected]), the form of Denunciation of Invasion to the Safety Area of Oil Platform and other Offshore Units, according to Annex 3-F, attaching photographs of the violating vessel, aiming at helping to identify it and compose the Maritime Authority's administrative process. Denunciations of this kind may also be received, at any time, by the Harbor Master / Delegate / Agent offices with jurisdiction over where the platform or offshore unit operates. 0313 - NAUTICAL EVENTS The procedures for realizing nautical events such as public commemorations, feasts, races and contests, are set forth in NORMAM-03/DPC. 0314 - RELEVANT LAWS FOR THE TRAFFIC IN PORTS The traffic in ports shall follow the laws in force, as well as the regulations provided in international conventions ratified by Brazil, besides the standards established by the Port Authority. - 3-4 - NORMAM-08/DPC Mod 1 SECTION III MARITIME TRAFFIC CONTROL SYSTEM 0315 - MARITIME TRAFFIC INFORMATION SYSTEM (SISTRAM) a) Situation The information on maritime traffic in the Brazilian SAR area involve the following aspects: safeguard of human life at sea; law abiding in AJB and the Maritime Traffic Naval Control (CNTM), in emergencies and situations of conflict. By the International Convention on Maritime Search and Rescue (SAR/1979), an extensive maritime area of the Atlantic Ocean was put under the SAR responsibility of Brazil. In response to this commitment, the SISTRAM was created which, through standardized information sent voluntarily by the ships, enable their tracking in any area. For compliance with the laws in AJB, the information is mandatory as defined below: For the CNTM, in emergencies and situations of conflict, the vessels will follow specific instructions from the CNTM Authorities, according to the doctrine adopted by the MB and laws in force. The SISTRAM receives both the voluntary information for the SAR and the mandatory information intended for meeting the laws in AJB. The information transmission shall be effected in accordance with the instructions contained in Annex3-B of these Standards. b) Ship Position Reporting Brazilian-flagged vessels and those chartered by Brazilian shipowners, in the Deep Sea or Coastal navigation, operating in any maritime area worldwide, are obliged to send to the COMCONTRAM their positions and navigation data in accordance with the instructions contained in Annex3-B of these Standards. Brazilian-flagged vessels and those chartered by Brazilian shipowners, involved in activities of maritime support to oil and natural gas exploration platforms located in AJB (offshore activities), when in transit between national ports, are obliged to send to the COMCONTRAM their positions and navigation data in accordance with the instructions contained in Annex3-B of these Standards. c) Foreign-Flagged Vessels The foreign-flagged vessels are invited to join voluntarily the SISTRAM, sending also their positions and navigation data to the COMCONTRAM. When sailing in the Brazilian territorial sea or inland waters, they are obliged to join the SISTRAM. Such requirement is based in Law no. 8,617/1993 article 3, paragraph 3. Vessels authorized to perform data acquisition related to the oil and natural gas activity, or any other using towed devices in their AJB activities, are obliged to join the SISTRAM. 0316 - LONG RANGE IDENTIFICATION AND TRACKING SYSTEM FOR BRAZILIANFLAGGED VESSELS (LRIT) The International Maritime Organization Resolution MSC.202(81) adopted the amendment to the SOLAS Convention (International Convention on the Safety of Human Life at Sea), modifying its Chapter V and establishing the LRIT system. - 3-5 - NORMAM-08/DPC Mod 1 With the purpose of meeting the system's requirements, the instructions provided in Annex 3 of these Standards shall be observed. Annex 3-E and its appendices contain the necessary information and procedures for the shipowner, or its representative, to fit the vessel to the LRIT requirements, as well as for the service supply companies interested in joining said system. The system was, in its 1stphase, implemented since July 31, 2008, characterized by the position data transmission at six-hour intervals and having the e-mail via internet as its information transmission mechanism, following the technical requirements found in Annex 3-C. However, the new systemic functionalities resulting from changes introduced in the SOLAS Convention Chapter V, require that the CDRL may request the position data at any time and change remotely, via service providers, the time interval of data transmission configured in the equipment on board. For such purpose, Annex 3-E contains the necessary modifications to achieve plain operation as required by the LRIT system, and incorporates the modification of the traditional e-mail mechanism, replacing it with the WEB-Service technology, aiming at gaining a greater control and safety of communications. The integration of each vessel to the system will be performed through a conformity test of technical and functional requirements provided in the IMO documentation, conducted by a service provider recognized by the MB. This way, a vessel already meeting the requirements of Annex 3-C shall meet the ones of Annex 3-E, without interrupting the position data transmission via e-mail until the conclusion and approval of the vessel's conformity test and consequent inclusion in the CDRL database. The LRIT, as well as the SIMMAP, work independently from the SISTRAM. Therefore, the vessels are not exempted from meeting the provisions of the SISTRAM. 0317 - MARITIME MONITORING SYSTEM OF SUPPORT TO OFFSHORE OIL ACTIVITIES (SIMMAP) The SIMMAP identifies and follows up maritime traffic related to the industry of oil and gas, through the tracking of vessels employed in this activity, with the following objectives: - enhance the safety and protection of the waterways traffic, the safeguard of human life at sea and the water pollution prevention with special focus on vessels operating in the petroleum industry; - contribute to the monitoring of activities in the oil and natural gas industry by the competent authorities; and - serve as an auxiliary instrument in investigations of accidents occurred which involve some of the vessels tracked. The SIMMAP, as well as the LRIT, work independently from the SISTRAM. Therefore, the vessels are not exempted from meeting the provisions of the SISTRAM. All vessels operating in AJB employed in the transportation of oil, natural gas and derivatives, the data acquisition related to the oil and natural gas activity, the exploration and exploitation of oil and natural gas, drill ships, drilling platforms and maritime support vessels, shall send their information following the instructions contained in Annex 3-D of these Standards. Brazilian-flagged vessels fitting the LRIT are exempted from adhesion to the SIMMAP. - 3-6 - NORMAM-08/DPC Mod 1 0318 - APPLICATION SUMMARY TABLE OF THE SISTRAM, LRIT AND SIMMAP SYSTEMS SYSTEMS (adhesion mandatory) EMPLOYMENT SISTRAM 1. Brazilian-flagged vessels and those chartered by Brazilian shipowners, in the Deep Sea or Coastal navigation, operating in any maritime area worldwide. 2. Brazilian-flagged vessels and those chartered by Brazilian shipowners, involved in activities of maritime support to oil and natural gas exploration platforms located in AJB (offshore activities). In the SISTRAM case, when in transit between national ports. 3. Foreign-flagged vessels, when sailing in the Brazilian territorial sea or inland waters. 4. Vessels authorized to perform data acquisition related to the oil and natural gas activity, or any other using towed devices in their AJB activities. 5. Passenger vessels, including high-speed passenger craft, of Brazilian flag, engaged or not in international voyages. 6. Cargo vessels, including high-speed craft, with GT equal to or higher than 300, of Brazilian flag, engaged or not in international voyages. 7. Mobile offshore drilling units, of Brazilian flag (MODU as in SOLAS Regulation XI-2/1.1.5). 8. Foreign-flagged vessels and the national ones not fitting the LRIT System, operating in AJB, engaged in the transportation of oil, natural gas and derivatives, the data acquisition related to the oil and natural gas activity, the exploration and exploitation of oil and natural gas, drill ships, drilling platforms and maritime support vessels. LRIT SIMMAP X X X X X X X X X X Notes: 1) The vessels equipped with LRIT and SIMMAP systems are not exempted from adhesion to the SISTRAM; and 2) Brazilian-flagged vessels fitting the LRIT are exempted from adhesion to the SIMMAP. - 3-7 - NORMAM-08/DPC Mod 1 CHAPTER 4 PERMANENCE IN AJB SECTION I PROCEDURE AT PORTS 0401 - PILOTAGE SERVICE The instructions for requesting pilotage service are set forth in the NPCP/NPCF, where one can find their limits, the Pilot associations or freelance Pilots, with their addresses, phone numbers and calling frequencies. 0402 - TUGBOAT SERVICE The conditions for use of tugboats in port areas are established in the NPCP/NPCF. 0403 - CHORES AT THE PORTS a) Sound and Visual Signals The vessels shall use sound and visual signals, including VHF communications, to define their movements in advance, especially in the case of maneuvers at short distance. b) Use of the National Flag 1) the use of a National Flag at the stern is mandatory for vessels of GT above 5, in the following situations: (a) when entering and leaving ports, if sailing at the sight of other vessel or a manned lighthouse; (b) at the port, from 8:00 AM to the sunset. 2) foreign vessels, at a port, shall fly the National Flag at the top of the foremast. c) Transportation of Material and Personnel Only small vessels, authorized by the CP/DL/AG may transit between the ships and shore, for the transportation of material and personnel. The embarkation and disembarkation onshore shall only be made at a monitoring point, in obedience to the Port Health and Federal Tax regulations. d) Gangway Ladders Moored ships are forbidden to maintain lowered ladders on the seaside. The jacob's ladder shall stay retracted in its enclosure during all the ship's stay at the port. The gangway ladder, lowered to the wharf, shall be provided with a protection net, and it is for the Master to decide if leaving it lowered or hoisting it for the night. Anchored ships are allowed to lower a gangway ladder between the sunrise and sunset. In the nightly period, the ladder may only be lowered in case of need, and must be retracted right after the embarkation/disembarkation is performed. e) Ship's Surface Treatment and Painting The treatment and painting of ship decks and sides are authorized, and the necessary measures to avoid the falling of people and materials to the sea must be taken. Boards and chalands may be lowered without previous license from the CP/DL/AG, however, they must be recovered at the end of the chore or by the sunset. f) Salvage Boat Drills Salvage boats may be lowered for training of the crew, independently of a license from the CP/DL/AG. The drills shall be recorded - 4-1 - NORMAM-08/DPC REV.1 [2] Comentário: in the Navigation Diary, in the dates they occur, including the more interesting details of the drill performed. The use of these boats for carrying materials and personnel may only be done by specific authorization from the CP/DL/AG. g) Lighting of the Side The ship's side facing the sea shall be lighted, enabling a better monitoring by the competent authorities. Lighters or barges moored to the ship's side for fuel supply, tank cleaning or any other purpose, shall be duly lighted during the night. h) Movement of the Ship's Materials excepting Cargo The collection of trash and debris, the supply of lubricants, fuel and food, shall in principle be done in daytime. 0404 - REPAIRS A moored ship is forbidden to undergo repairs which make it impossible to maneuver, unless when in a special situation and provided that the agreement by the Port or Terminal Management is obtained. The moving of ships not able to maneuver by their own means, from or to the anchoring area, shall be performed using the special help of tugboats, adequate to the status of towed without propulsion. SECTION II PROCEDURES FOR PUTTING INTO PORT AND SHELTER 0405 - PROCEDURES a) A change of destination port, the putting into port or shelter will be authorized, if previously requested to the clearance CP/DL/AG office, when one of the following situations occur: 1) include a port of call for supplies; 2) render medical/hospital services to a passenger or crew member, if the treatment could not be ministered with the resources on board, provided that such occurrence was not caused by persons, services or equipment on board; 3) change the destination port, with no losses to third parties, when additional cargo appears in a different port, and without hurting the controls established by the several federal agencies performing maritime monitoring; 4) disembark the body of a crew member or passenger, deceased by a natural cause, duly verified by a necrology report; 5) request of shelter in case of severe weather; and 6) putting into port by damaged vessels.. b) Every vessel that comes to put into national ports due to damage or accident, even if it is on a SAR assistance activity, shall have its entry conditioned until the Captain declares formally that its floating conditions are stable and that there is no risk to the environment. The Head of the CP/DL/AG office may, at his own discretion, subsidize the decision of authorizing the vessel's entry by hearing the corresponding Classification Society, who must objectively advise if the vessel offers satisfactory conditions of safety to enter interior waters. It is necessary that: - 4-2 - NORMAM-08/DPC REV.1 1) the insurance entity P&I endorses all the operation regarding possible damages to third parties and to the environment; 2) a cautionary deposit be required to cover the indemnification of repairs recommended by the Classification Society and eventual damages to third parties and the environment, in the existing cargo loading condition; and 3) a contract be required, homologated in court, for the repairs to be carried out as recommended by the Classification Society, in the cargo loading condition in which the vessel is found; and 4) other reasonable requirements be met, to be established after a Survey is carried out. All these actions must not hurt the investigations of the corresponding Administrative Inquiry. SECTION III MONITORING BY NATIONAL AUTHORITIES 0406 - ON OCCASION OF THE VESSEL'S ENTRY The visit by port authorities, consisting of port sanitation inspectors, customs and immigration agents, is the first requirement to be met by vessels entering a port. It is for the Shipowner's representative to take the necessary measures for its realization, prior to the release of the vessel for the operations of loading and unloading, embarkation and disembarkation of passengers. Speedboats at the service of the Shipowner or Shipping Agent are forbidden of mooring to an anchored merchant vessel that has arrived from a foreign port, without its previous release by the Federal Tax Agency, Federal Police and Port Sanitation. a) Free Pratique Means the authorization issued by the competent Federal Sanitation Vigilance Agency, for a vessel coming or not from abroad to moor or begin operations of embarkation or disembarkation of cargo and passengers. It may be: 1) Free Pratique on Board: to be issued on board, after the sanitation inspection; 2) Free Pratique via Radio: to be issued upon a satisfactory assessment of the information presented in the Request for Certificate, without sanitation inspection on board when of its emission. b) Quarantine 1) The vessels with sanitary conditions found not satisfactory, or coming from regions where there is an outbreak of a transmissible illness, shall stay in quarantine anchorages until being released by the Port Health Agency. The anchoring at the quarantine zone will also depend on the vessel having retention tanks. 2) The Master shall present to the CP/DL/AG office of jurisdiction over the port, a declaration that the sewage tanks are perfectly sealed and chemically treated, in an appropriate way to fight the relevant illness. 3) The discharge of wastewater is forbidden, in this situation. 4) The violation of these standards or any other established by the Port Health Agency shall imply the vessel's retreat to a distant coastal area, besides other penalties provided. 5) The Maritime Agents, Shipowners and Masters shall disseminate, in the amplest and fastest way possible, the information and guidelines from the port authorities, in order to ensure the efficacy of the prevention measures adopted, aiming at preventing the propagation of the illness. - 4-3 - NORMAM-08/DPC REV.1 c) Port State Control (PSC) of Ships Foreign-flagged vessels are subject to the Port State Control (PSC) of Ships, in accordance with the International Conventions ratified by the Country and the Maritime Authority Standards for the Operation of Foreign Vessels in AJB - NORMAM-04/DPC. 0407 - DISCHARGE OF BALLAST WATER Vessels discharging their ballast waters in AJB shall observe the provisions of the Maritime Authority Standards for the Management of Ballast Water in Ships - NORMAM20/DPC. SECTION IV PROCEDURES FOR TRANSFERRING OIL BETWEEN VESSELS 0408 - OIL TRANSFER BETWEEN VESSELS IN PORT AREAS As a consequence of the legal power exercised by the Maritime Authority in relation to water pollution by vessels, the procedures set forth below shall be met starting on January 01, 2011. All the oil transfer operations between vessels, in port areas, shall follow the procedures specified below, the adoption of which will be a responsibility of the service supply company: a) keep a dedicated vessel near the transfer place, during all the operation, provided with sections of OIL CONTENTION BARRIER (oil boom) in adequate quantity, and with qualified personnel for their launching to the water. This dedicated vessel shall be capable of promptly launching those barriers to the water, in case of an oil spill incident, as a first-response measure to contain the oil stain, and be provided with an adequate communications system for issuing an immediate report of the incident to the Port Administration in order to trigger the port's INDIVIDUAL EMERGENCY PLAN (PEI). b) maintain a kit consisting of BARRIERS AND OIL ABSORBING BLANKETS, positioned near the oil suction hose's connection outlet, both in the supplier and the receiver vessels, throughout the operation, in order to contain small oil leaks onto these vessel's decks. c) in cases of oil transfer operations at nighttime, besides following the procedures provided in lines a) and b), keep the area lighted near the oil suction hose's connection outlet, both in the supplier and the receiver vessels, throughout the operation d) in cases of oil transfer operations at nighttime between anchored vessels laying alongside, besides following the procedures provided in lines a), b) and c), launch the OIL CONTENTION BARRIER (oil boom) to the water, before starting the operation, in quantity enough to enable its positioning between the vessels, in the bow area - or in the stern area - of the supply vessel, according to the prevailing current, in a way that the barrier launched is kept in a “U” shape, pulled by the current, - 4-4 - NORMAM-08/DPC REV.1 throughout the operation. If a current inversion occurs during the operation, this device must be repositioned. In special situations where there is difficulty in meeting the above mentioned procedures, due to the region's peculiarities, the party concerned shall present at the CP/DL/AG office of jurisdiction, a technically viable alternative. The CP/DL/AG office may establish additional requirements for each particular situation. The shipowner or vessel proprietor, on its own initiative, may agree with the service supply company the adoption of additional measures for water pollution prevention. This standard does not apply to the transfer of lube oils, hydraulic oils and similar oils, when packed and conditioned individually. This standard does not apply to floating facilities (pontoons) which fuel the vessels sailing along waterways and inland waters. It is for the CP offices of the respective jurisdictional areas to establish specific prevention procedures, through their NPCP/NPCF. The standards and procedures for the prevention of water pollution in oil transfer operations between vessels and onshore facilities – organized ports, port facilities, terminals, shipyards, marinas, nautical clubs and similar facilities – are established by the COMPETENT ENTITIES. In the same way, for oil transfer operations to vessels, from tanker trucks, or fuel stations, located inside those facilities. SECTION V SPECIAL SITUATIONS OF STAY 0409 - OFF-SERVICE VESSELS National and/or foreign vessels considered as off-service, characterized as awaiting repairs, contract extension, abandoned, under court restraint, in a fishing closure period or off-service on request by the shipowner, shall be positioned in specific anchoring/mooring areas for these situations, established by agreement between the Port Authority and the CP/DL/AG, or in a private area previously agreed upon with the CP/DL/AG. a) Vessels awaiting repairs or contract extension The vessel's legal representative, when requesting to the CP/DL/AG its withdrawal from traffic for repair or contract extension, shall present a working schedule or documents verifying the contract renewal, proposing the minimum operational conditions of the vessel, aiming at the navigation safety, the safeguard of human life and the prevention of the marine environment's pollution. In the presence of justifiable reasons, the CP/DL/AG may conduct a Survey and/or request from the Classification Society a statement about the vessel's satisfactory safety conditions. b) Abandoned vessels In case of risk to the navigation safety or marine pollution prevention, the vessels in a state of abandonment shall be subjected to a property investigation by the CP/DL/AG. Once the proprietor is known, he will be notified to remove the vessel to a safe place. In case the proprietor does not remove the vessel, it will be subject to apprehension and, later, auctioned or incorporated to the Union patrimony. The proprietor, shipowner or representative shall be responsible for the expenses with the vessel's removal and care. - 4-5 - NORMAM-08/DPC REV.1 In case of imminent risk to the safeguard of human life, navigation safety or marine pollution prevention, the vessel shall be removed as an urgent measure. c) Vessels Under Court Restraint These are vessels in situations of seizure, sequestration, etc., subject to the fulfillment of certain measures determined by the court authority. d) Removal from service of a fishing vessel in a closure period The fishing vessel's legal representative shall request to the CP/DL/AG its removal from service, reporting the inactivity period. The CP/DL/AG will issue the certificate shown in Annex 4-A. At the end of inactivity, for the return of the vessel to service, the necessary regularization procedure shall be followed. e) Withdrawal of a vessel from service on request The vessel's legal representative shall request to the CP/DL/AG its removal from service, reporting the inactivity period. The CP/DL/AG will issue the certificate shown in Annex 4-B. At the end of inactivity, for the return of the vessel to service, the necessary regularization procedure shall be followed. - 4-6 - NORMAM-08/DPC REV.1 ANNEX 2-A REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) NOTIFICAÇÃO DE PREVISÃO DE CHEGADA – Nº (Notice of Arrival) Processo de Despacho: DUV (Process Number) Nº: Nº: Porto de Chegada (Port of Arrival) Data/Hora de Previsão de Chegada (Estimated Date and Time of Arrival) Nome da Embarcação (Vessel’s Name) IRIN (Call Sign) Bandeira (Flag) Classificação da Embarcação (Classification in accordance with Brazilian Standard Regulations) o N IMO (IMO Number) Nº de Inscrição (emb. nacional) (Brazilian flag only) Arqueação Bruta (Gross Tonnage) Tipo (Type) Área de Navegação (Navigation Area) - Nome, endereço, e-mail e telefone do agente (Name, address, e-mail and phone of shipping agent) Sociedade Classificadora da Embarcação (Vessel’ Classification Society) Armador (Shipowner) Afretador (Charterer) Últimos 5 (cinco) Portos ou Locais Visitados (Last 5 (five) Ports or Places Visited) Nome do Porto ou Local País Data de Chegada Data de Partida (Name of Port or Place) (Country) (Date of Arrival) (Date of Departure) , em Local (Place) de de . Data (Date) Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-A-1 - NORMAM-08/DPC REV.1 ANNEX 2-B REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) PARTE DE ENTRADA – Nº (Ship Entry Record) DUV Processo de Despacho: Porto de Chegada (Port of Arrival) (Process Number) Nº: Nº: Nome da Embarcação (Vessel’s Name) IRIN (Call Sign) o N IMO (IMO Number) Bandeira (Flag) Ano de Construção (Construction year) Nº de Inscrição (emb. nacional) (Brazilian flag only) Possui Heliponto ? (Heliport Facilities Fitted ?) ( ) SIM (Yes) Arqueação Bruta (Gross Tonnage) Classificação da Embarcação (Classification in accordance with Brazilian Standard Regulations) Tipo (Type) - Tonelagem Porte Bruto (DWT) Porto de Origem (Port of Origin) Área de Navegação (Navigation Area) - Data/Hora de Chegada (Date-Time of Arrival) Data/Hora Estimada de Saída (Estimated Date-Time of Departure) ( ) NÃO (No) Próximo Destino (Next Destination) Localização no Porto Location (Berth or Anchorage) Nome, endereço, e-mail e telefone do agente (Name, address, e-mail and phone of shipping agent) INFORMAÇÕES COMPLEMENTARES (Complementary Information) LAST INSPECTION DATE: (Date of Last Inspection) VALIDITY: (Valid Until) Port State Control / Flag State Control País da Inspeção (Country of Inspection): Compliance Statement Interim Statement / / / / / / DEFICIÊNCIAS A SEREM RETIFICADAS NESTE PORTO ? ( ) SIM (yes) ( ) NÃO (no) (Deficiencies to be corrected at this Port ?) Transporta: (Conveyance of) Carga no convés ............. (Deck Cargo) Carga perigosa ............... (Dangerous Cargo) ( ) SIM (yes) ( ) SIM (yes) ( ) NÃO (no) ( ) NÃO (no) Trata-se de navio graneleiro ou navio combinado (Ore-Oil ou Ore-Bulk-Oil), com idade igual ou superior a 18 anos, que vai carregar granéis sólidos de peso específico maior ou igual a 1,78 ton/m3 ? ( ) SIM ( ) NÃO Is the ship’s type identified as a BULK CARRIER or ORE-OIL CARRIER or ORE-BULK-OIL CARRIER, with 18 years old or over, 3 which will carry solid bulk with density equal to or over than 1,78 ton/m ? ( ) YES ( ) NO ……...., em de Local (Place) de . Data (Date) Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-B-1 - NORMAM-08/DPC REV.1 ANNEX 2-C DECLARAÇÃO GERAL (ENTRADA) Processo de Despacho: (General Declaration) DUV (Process Number) Nº: Nº: 1. Nome da embarcação (Vessel’s Name) 2. Porto de Chegada (Port of arrival) 3. Data/hora da Chegada (Date/time of arrival) 4. Nacionalidade do navio (Nationality of ship) 5. Nome do Comandante (Name of Master) 6. Porto de procedência/Porto de destino (Port arrived from/Port of destination) 7. Provisão de Registro de Propriedade Marítima (PRPM) ou Certificado de registro: número de registro, data do registro, porto de registro (Certificate of registry: Official Number, date of registry, port of registry) 8. Nome e endereço do agente do navio (Name and address of shipping agent) 9. Arqueação Bruta (Gross Tonnage) 10. Arqueação Líquida (Net Tonnage) 11. Posição do navio no porto (Ancoradouro ou Estação) (Ship's Position at the port - anchorage or station) 12. Informações resumidas da viagem (portos de escala anteriores e subsequentes: sublinhe o porto onde a carga que permanece a bordo será descarregada) (Brief particulars of voyage - Previous and subsequent ports of call; underline where remaining cargo will be unloaded) 13. Descrição resumida da carga (Brief description of the cargo) 14. Número de Tripulantes (incl. Comte) (Number of crew - incl. Master) 15. Número de Passageiros (Number of Passengers) 16. Documentos Anexados (Attached Documents): a) Lista de Tripulantes (Crew List) – ( ) Yes ( ) No b) Lista de Passageiros (Passenger List) – ( ) Yes ( ) No c) Planilha de Dados do GMDSS (GMDSS Spreadsheet) – ( ) Yes ( ) No 17. Observações (Remarks) Declaro ter a bordo os documentos abaixo listados, atualizados e prontos para serem verificados pelas CP/DL/AG. (The ship’s Master declares to have on board the documents listed below, ready to be verified by the Agent of Maritime Authority - CP/DL/AG) a) Declaração de Carga (Cargo Declaration); b) Declaração de Bens da Tripulação (Crew Member's Effects Declaration); c) Declaração Marítima de Saúde (Maritime Health Declaration); e d) Declaração de Provisões de Bordo (Ship’s Provision Declaration). Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente declaração. (I am aware that I will be held liable before Administrative Law, Civil Law, and Criminal Law for any eventual incorrect data stated herein.) ...................................... Local (Place) , em de de . Data (Date) Assinatura/carimbo do Representante Legal da Embarcação (Signature/stamp by shipowner or agent representative) - 2-C-1 - NORMAM-08/DPC REV.1 ANNEX 2-D DECLARAÇÃO GERAL (PEDIDO DE DESPACHO) Processo de Despacho: DUV (General Declaration – Request of Clearance) (Process Number) Nº: Nº: 1. Nome da embarcação (Vessel’s Name) 2. Porto de Partida (Port of departure) 3. Data/hora da Partida (Date/time of departure) 4. Nacionalidade do navio (Nationality of ship) 5. Nome do Comandante (Name of Master) 6. Porto de procedência/Porto de destino (Port arrived from/Port of destination) 7. Provisão de Registro de Propriedade Marítima (PRPM) ou Certificado de registro: número de registro, data do registro, porto de registro (Certificate of registry: Official Number, date of registry, port of registry) 8. Nome e endereço do agente do navio (Name and address of shipping agent) 9. Arqueação Bruta (Gross Tonnage) 10. Arqueação Líquida (Net Tonnage) 11. Posição do navio no porto (Ancoradouro ou Estação) (Ship's Position at the port - anchorage or station) 12. Informações resumidas da viagem (portos de escala anteriores e subsequentes: sublinhe o porto onde a carga que permanece a bordo será descarregada) (Brief particulars of voyage - Previous and subsequent ports of call; underline where remaining cargo will be unloaded) 13. Descrição resumida da carga (Brief description of the cargo) 14. Número de Tripulantes (incl. Comte) (Number of crew - incl. Master) 15. Número de Passageiros (Number of Passengers) 16. Documentos Anexados (Attached Documents): a) Lista de Tripulantes (Crew List) – ( ) Yes ( ) No b) Lista de Passageiros (Passenger List) – ( ) Yes ( ) No c) Planilha de Dados do GMDSS (GMDSS Spreadsheet) – ( ) Yes ( ) No 17. Observações (Remarks) Declaro ter a bordo os documentos abaixo listados, atualizados e prontos para serem verificados pelas CP/DL/AG. (The ship’s Master declares to have on board the documents listed below, ready to be verified by the Agent of Maritime Authority - CP/DL/AG) a) Declaração de Carga (Cargo Declaration); b) Declaração de Bens da Tripulação (Crew Member's Effects Declaration); c) Declaração Marítima de Saúde (Maritime Health Declaration); e d) Declaração de Provisões de Bordo (Ship’s Provision Declaration). Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente declaração. (I am aware that I will be held liable before Administrative Law, Civil Law, and Criminal Law for any eventual incorrect data stated herein.) ………………………… Local (Place) , em de de . Data (Date) Assinatura/carimbo do Representante Legal da Embarcação (Signature/stamp by shipowner or agent representative) - 2-D-1 - NORMAM-08/DPC REV.1 ANNEX 2-E DECLARAÇÃO DE CARGA (CARGO DECLARATION) Processo de Despacho: DUV (Process Number) Nº: Nº: 1. Nome da embarcação (Vessel’s Name) Chegada (Arrival) 2. Nº IMO (IMO Number) Partida (Departure) 3. IRIN (Call Sign) Página nº (Page nº) 4.Porto onde a declaração é feita (Port where the declaration is made) 5. Bandeira do navio (Ship’s Flag) 6. Nome do comandante (Name of master) 6. Marcas e Nos. (Marks and Nrs,) Número e tipo de acondicionamento; descrição das mercadorias (Number and packpage type; description of goods) 7. Porto de carregamento/Porto de descarga (Port of loading / Port of unloading) 8.Peso bruto (Gross weight) 9. Medidas (Measures) 10. Data e assinatura do comandante, agente autorizado ou oficial (Date and signature of master, authorized agent or officer) Assinatura / carimbo do Comandante (Signature/stamp by Master) * Documento de transporte Nº. ( Transport document No.) Também declarar o porto original de embarque com relação às mercadorias embarcadas sobre o documento de transporte multimodal ou através de conhecimento de embarque. (Also state original ports of shipment in respect to goods shipped on multimodal transport document or through bills of lading.) - 2-E-1 - NORMAM-08/DPC REV.1 ANNEX 2-F DECLARAÇÃO DE BENS DA TRIPULAÇÃO (CREW MEMBERS’ EFFECTS DECLARATION) 1. Nome do Navio (Name of ship) 2. nº IMO 6. Nome de família, nome (Family name, given names) 7. Posto ou classe (Ranking or rating) 3. IRIN (Call Sign) 4. Bandeira do navio (Ship´s Flag) 8. Bens que são tributáveis ou sujeitos a proibições ou restrições (Effects which are dutiable or subject to prohibitions or restrictions) (*) 5. Página Nº. (Page Nº.) 7. Assinatura (Signature) 8. Data e assinatura do comandante, agente autorizado ou oficial. (Date and signature by master, authorized agent or officer) * ex., vinhos, bebida, cigarros, tabaco, equipamentos eletrônico / elétricos, etc. (e.g. wines, spirits, cigarettes, tobacco, electric / electronic equipment, etc.) - 2-F-1 - NORMAM-08/DPC REV.1 ANNEX 2-G REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) PEDIDO DE DESPACHO PARA O PRÓXIMO PORTO – Nº (Request for Clearance) Processo de Despacho: DUV PORTO DE DESTINO (Port of Destination): (Process Number) Nº: Do (from): Nº: _______________________________________________ Ao (to): _______________________________________________ Em face ao disposto na legislação em vigor, solicitamos a V. Sa. que seja fornecido: (In accordance with the laws in force, we apply for) ( ) DESPACHO (Clearance) ( ) REVALIDAÇÃO (Revalidation) (*) (*) The request for Clearance revalidation aims at the emission of a new Outgoing Pass to the Next Port. In this case, the reason for the nonfulfilment of the deadline for sailing established in the previous Outgoing Pass shall be reported (use the field "Remarks" of this form) For the cruise line ships: Describe the two first and two last national ports: DADOS DA EMBARCAÇÃO (Vessel’s Data) Nome da Embarcação (Vessel’s Name) IRIN (Call Sign) Bandeira (Flag) Classificação da Embarcação (Classification in accordance with Brazilian Standard Regulations) o N IMO (IMO Number) Arqueação Bruta (Gross Tonnage) Nº de Inscrição (emb. nacional) (Brazilian flag only) Tipo (Type) - Tonelagem Porte Bruto (DWT) Ano de Construção (Construction year) Área de Navegação (Navigation Area) - Vessel has a Certificate of Temporary Enrollment (AIT): ( )YES Data/hora Estimada da Partida (Estimated date-time of Departure) ( )NO OBS (Remarks) Armador (Shipowner) Nome, endereço, e-mail e telefone do agente (Name, address, e-mail and phone of shipping agent) Transporta: Carga no convés ............. ( ) SIM ( )NÃO Carga perigosa ............... . ) SIM (Conveyance of) (Deck Cargo) (Dangerous Cargo) (Yes) __________________ Local (Place) (No) , em (Yes) ( ) NÃO (No) de ________________________ de _________ Data (Date) Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-G-1 - NORMAM-08/DPC REV.1 ANNEX 2-H REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) PASSE DE SAÍDA PARA O PRÓXIMO PORTO (Outgoing Pass to Next Port) Processo de Despacho: DUV (Process Number) Nº: Nº: Local (CP/DL/AG): ________________________________________________ (Harbor Master’s Office / Delegation / Agency) Suspender até as horas do dia (Departure until - time) / / (date dd.mm.yyyy) De acordo com as Normas da Autoridade Marítima, concede-se Passe de Saída à embarcação (According to the Maritime Authority Regulations, this Outgoing Pass is granted to the vessel) , de bandeira , (Vessel´s Name) (flying the flag of) tendo como Comandante o Sr. , (having as Captain Mr.) válido para empreender viagem até o porto de . (valid to proceed to) Observações (Remarks): 1- este Passe de Saída deverá ser apresentado à autoridade competente do primeiro porto em que haja Consulado, Capitania dos Portos ou organização militar subordinada após a embarcação ter chegado no porto. (This pass is to be presented to the competent authority of the first harbor where there is a Consulate, a Harbormaster Office or a subordinate department after the arrival of the vessel at such harbor). 2- embarcações de bandeira estrangeira deverão requerer ao OD o formulário SISTRAM, em inglês, que estabelece quais mensagens a embarcação mercante deverá enviar ao COMCONTRAM para que seja feito o acompanhamento da cinemática da embarcação mercante. (Foreign vessels shall ask the Harbormaster Office for the SISTRAM(*) form written in English. That form shows what messages must be sent to the COMCONTRAM(**) in order to have the ship’s movements correctly plotted.) 3- nos casos em que a Autoridade Marítima autorizar o transporte, normalmente rebocado, de casco de embarcação para o exterior, o OD considerará somente os aspectos concernentes à legislação da Autoridade Marítima Brasileira, não eximindo o responsável pela exportação de cumprir as exigências dos demais órgãos responsáveis pela liberação do casco. (In cases where the Maritime Authority authorizes the transport, normally on towage, of a vessel's hull to a foreign country, the Harbormaster Office will consider only the aspects relevant to the Brazilian Maritime Authority laws, not releasing the party responsible for the exportation from meeting the requirements of other government agencies involved in the hull's clearance). ___________________ , em _____ de Local (Place) de ________ . Data (Date) Assinatura/carimbo do Capitão dos Portos/Delegado/Agente (Signature /stamp of the Harbormaster) Carimbo - Órgão Despacho (Stamp of the Issuing Office) OBSERVAÇÕES (Remarks) - 2-H-1 - NORMAM-08/DPC REV.1 ANNEX 2-I REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) PARTE DE SAÍDA – Nº (Ship Departure Record) DUV Processo de Despacho: Porto de Saída (Port of Departure) (Process Number) Nº: Nº: Nome da Embarcação (Vessel’s Name) Destino (Destination) Nº IMO (IMO number) or N° Inscrição (only for Brazilian vessels) Data/hora estimada de chegada no destino (Estimated time of arrival at destination) Calado à vante (Forward Draft) Calado à ré (Aft Draft) Data/hora Real da Saída (Effective Date/Time of Departure) Anexos, se necessário (Attached documents, if necessary) Lista de Tripulantes (alteração) (New Crew List) - ( ) SIM (Yes) ( ) NÃO (No) Lista de Passageiros (alteração) (New Passenger List) - ( ) SIM (Yes) ( ) NÃO (No) OBS (Remarks) , em de Local (Place) de . Data (Date) Assinatura/carimbo do Interessado Signature/stamp of the shipowner/agent representative) - 2-I-1 - NORMAM-08/DPC REV.1 ANNEX 2-J REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) REGISTRO DE MOVIMENTAÇÃO DA EMBARCAÇÃO (Vessel’s Movement Record) Processo de Despacho: DUV (Process Number) Nº: Nº: Órgão de Despacho (CP, DL ou AG) da área de jurisdição onde ocorre a movimentação: (Harbor Master’s Office (Agent of the Maritime Authority) where the movement occurred) Nome da Embarcação (Vessel’s Name) IRIN (Call Sign) Bandeira (Flag) Classificação da Embarcação (Classification in accordance with Brazilian Standard Regulations) o N IMO (IMO Number) Nº de Inscrição (emb. nacional) (Brazilian flag only) Arqueação Bruta (Gross Tonnage) Tipo (Type) Área de Navegação (Navigation Area) - Nome, endereço, e-mail e telefone do agente (Name, address, e-mail and phone of shipping agent) Motivo da Movimentação (Reason of Movement) Maneuvered with pilot's assistance ? ( )Yes ( )No Localização Atual (Berço, Porto, Terminal, Fundeadouro, etc.) (Location) (Berth, Port, Terminal, Anchorage, etc.) Data da Chegada / / (Arrival Date dd.mm.yy) e Hora da Chegada : (Arrival Time) Localização Anterior (Berço, Porto, Terminal, Fundeadouro, etc.) (Previous Location) Data da Partida (Berth, Port, Terminal, Anchorage, etc.) / (Departure Date dd.mm.yy) / e Hora da Partida : (Departure Time) ___________________ , em ______ de Local (Place) de ________ . Data (Date) Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-J-1 - NORMAM-08/DPC REV.1 ANNEX 2-K STATEMENT OF ADHESION TO PREPS I hereby DECLARE that the vessel _________________________ with a GT of _______________ and ________ meters of length, owned by…………………___ (Shipowner) / / , and fully has adhered to the PREPS program on meets the Inter-ministry Normative Instruction n° 2 of September 04, 2006 from the Special Presidential Secretary of Aquaculture and Fishing, the Minister of the Environment and the Navy Commanding Officer, and that the information mentioned in the head of Article 8 is being transmitted regularly to the Tracking Center through the equipment installed on board. I am aware that in case the information is not truthful, I will be held liable before the civil, administrative and criminal laws. _________________ _, on ____________________ (Place) (Date) Signature/stamp of the Vessel's Legal Representative - 2-K-1 - NORMAM-08/DPC REV.1 ANNEX 2-L REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) TERMO DE RESPONSABILIDADE DO REPRESENTANTE LEGAL DA EMBARCAÇÃO (Instrument of Responsibility of the Vessel’s Legal Representative) Processo de Despacho: DUV Nº: Nº: Porto de Estadia (Port of stay) DADOS DA EMBARCAÇÃO (vessel's data) Nome da Embarcação (vessel's name) Proprietário (proprietor) Armador (Shipowner) o Bandeira N IMO (flag) Nome do Comandante (name of master) DADOS DO REPRESENTANTE LEGAL DA EMBARCAÇÃO (legal representative) Agente Consignatário: Agent/ Consignee) Endereço e Telefone: (address and phone) Endereço Eletrônico (e-mail): CNPJ: Procuração do Armador ao representante legal foi registrada em Cartório de Ofício de Notas: ( )Yes ( ) No) ( ) SIM ( ) NÃO ( ) (Power of Attorney duly notarized ?) Validade da Procuração do Armador ao representante legal: / (P.A. validity) / We hereby Declare that the above mentioned vessel, forecast to arrive and operate in this port, is lawfully represented by this Agency, which according to the laws in force will be responsible for all acts related to the vessel, before the Maritime Authority Agents. ___________________ , on _____ Place / _______________________ Date / _________ . Signature of the Legal Representative - 2-L-1 - NORMAM-08/DPC REV.1 ANNEX 2-M CARTÃO DE TRIPULAÇÃO DE SEGURANÇA (EXTRATO) (Minimum Safe Manning Document) (excerpt) Processo de Despacho (Process Number): DUV N°: N° IMO (IMO Number) / N° de Inscrição (Brazilian flag Nome da embarcação (Vessel’s Name) only) : CERTIFICADO NÚMERO DE PESSOAS (REGRA Number of persons STCW) Certificate Category Nível Quantidade (STCW (Category) (Level) (Quantity) regulation) GRAU /CAPACIDADE Grade/capacity Comandante (Master) Imediato (Chief Mate) Oficial de Náutica (Deck Officer) Radio Operador (Radio Operator) Contramestre (Boatswain) Chefe de Máquinas (Chief Engineer Officer) Subchefe de Máquinas (Second Engineer Officer) Oficial de Máquinas (Engineer Officer) Condutor (Petty Officer Engineer) Eletricista (Electrician) Enfermeiro/ Auxiliar de Saúde (Male Nurse) Cozinheiro (Cook) Taifeiro (Steward) Marinheiro de Máquinas (Oiler) Marinheiro de Convés (Able Seaman) Moço de Convés (Ordinary Seaman) Moço de Máquinas (Wiper) Quantidade de Operadores de Posicionamento Dinâmico (Dynamic Positioning Operators) Este documento certifica que, de acordo com a regulamentação brasileira sobre segurança da navegação e de conformidade com a Resolução A.890 (21) de 25 de novembro de 1999 da IMO, conforme emendada, este navio é considerado adequadamente tripulado sempre que navegar - 2-M-1 - NORMAM-08/DPC REV.1 ANNEX 2-M dentro da sua classificação quanto à classe de navegação e com um número de tripulantes igual ou superior ao especificado neste Cartão de Tripulação de Segurança. (This is to certify that, under the provisions of the Brazilian navigation regulations and IMO Resolution A. 890 (21) of November 25, 1999, this ship is considered to be safely manned if, whenever it proceeds to sea under the above mentioned classification, its complement corresponds to, or exceeds, the one specified in this Safe Manning Document.) Local (Place) , em de de . (date dd.mm.yyyy) Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-M-2 - NORMAM-08/DPC REV.1 ANNEX 2-N BALLAST WATER REPORTING FORM 1. SHIP INFORMATION Vessel's Name: Owner: Flag: Last Port and Country: Next Port and Country: Type: Gross Tonnage: Arrival Date: 2. BALLAST WATER Specify Units: M 3, MT Total Ballast Water on Board: IMO Number: Call Sign: Agent: Port of Arrival: 3. BALLAST WATER TANKS Ballast Water Management Plan on board? YES Total number of ballast tanks on board: No. of tanks in ballast: No. of tanks exchanged: No. of tanks not exchanged: NO Total Ballast Water Capacity: Management Plan Implemented? YES IF NONE IN BALLAST GO TO No. 5. NO 4. BALLAST WATER HISTORY: RECORD ALL TANKS THAT WILL BE DEBALLASTED IN PORT STATE OF ARRIVAL; IF NONE GO TO No. 5. Tanks/ Holds (List multiple sources per tank separately) BALLAST WATER SOURCE DATE DD/MM/YY Port or Lat/Long * Volume (units) Temp (units) BALLAST WATER EXCHANGE Dilution (1), Flow Through (2) or Empty/Refill (3) Salinity (units) DATE DD/MM/YY Endpoint Lat/Long. Volume (units) % Exch Depth (m) Ballast Water Tank Codes: Forepeak = FP, Aftpeak = AP; Double Bottom = DB; Wing = WT; Topside = TS; BALLAST WATER DISCHARGE BW exchange method DATE DD/MM/YY Port or Lat/Long * Volume (units) Salinity (units) Cargo Hold = CH; Other = O IF EXCHANGES WERE NOT CONDUCTED, STATE OTHER CONTROL ACTION(S) TAKEN: IF NONE STATE REASON WHY NOT: 5: INTERNATIONAL CONVENTION FOR THE CONTROL AND MANAGEMENT OF SHIPS' BALLAST WATER AND SEDIMENTS, 2004 ON BOARD? YES( ) NO( ) IMO BALLAST WATER GUIDELINES ON BOARD (RES. A.868(20))? YES( ) NO( ) SHIPOWNER OR AGENT REPRESENTATIVE’S NAME AND TITLE (PRINTED) AND SIGNATURE: _________________________________________________________________ *Fulfill with Port’s name, preferably. - 2-N-1 - NORMAM-08/DPC REV.1 ANNEX 2-N FORMULÁRIO PARA INFORMAÇÕES RELATIVAS À ÁGUA UTILIZADA COMO LASTRO 1. INFORMAÇÕES RELATIVAS AO NAVIO 2. ÁGUA UTILIZADA COMO LASTRO 3 Nome do Navio Tipo: Nº IMO Especificar as Unidades: m , MT, LT, ST Proprietário AB: Indicativo de chamada: Total de Água de Lastro a Bordo Bandeira: Data de Chegada: Agente: Último Porto: Porto de Chegada Capacidade Total de Água de Lastro Próximo Porto: 3. TANQUES DE ÁGUA DE LASTRO EXISTE PLANO DE GERENCIAMENTO DE ÁGUA DE LASTRO A BORDO? SIM NÃO Nº TOTAL DE TANQUES A BORDO Nº DE TANQUES EM LASTRO SE NENHUM EM LASTRO, PASSE PARA Nº 5 Nº DE TANQUES COM TROCA DE ÁGUA Nº DE TANQUES SEM TROCA DE ÁGUA FOI IMPLEMENTADO? SIM NÃO 4. HISTÓRICO DA ÁGUA DE LASTRO: REGISTRAR TODOS OS TANQUES QUE SERÃO DESLASTRADOS NO PORTO DE CHEGADA. SE NENHUM, PASSE PARA O Nº 5 Tanques/Porõe ORIGEM DA ÁGUA DE LASTRO TROCA DA ÁGUA DE LASTRO DESCARGA DA ÁGUA DE LASTRO s (liste diluição (1) ,fluxo contínuo(2), seqüencial (3) separada -mente as diversas fontes/tanques DATA DDMMAA Porto ou Lat/Long * Volume (unidades) Temp (unidades) Salinidade (unidades) DATA DDMMAA Ponto Final Lat/Long. Volume unidades % de troca Prof. (m) Método de troca (1/2/3) DATA DDMMAA Porto ou Lat/Long. * Volume unidades Salinidade Unidades Código para Tanques de Água de Lastro: Tanque de Colisão AV = FP, Tanque de Colisão AR = AP, Duplo Fundo = DB, Lateral = WT, Lateral Sup.= TS, Porão = CH, Outros = O SE NÃO HOUVE TROCA DA ÁGUA DE LASTRO, INDICAR OUTRA(S) AÇÃO(ÕES) DE CONTROLE EFETUADA(S) SE NÃO TIVER SIDO EFETUADA NENHUMA, INDICAR PORQUE NÃO 5. EXISTE A BORDO A CONVENÇÃO INTERNACIONAL SOBRE CONTROLE E GESTÃO DA ÁGUA DE LASTRO E SEDIMENTOS DE NAVIOS, adotada em fevereiro de 2004? SIM NÃO E A RESOLUÇÃO DA IMO A.868(20)? SIM NÃO NOME DO ARMADOR OU REPRESENTANTE LEGAL (LETRA DE IMPRENSA) E ASSINATURA _________________________________________________________ *Nos campos PORTO ou LAT. LONG., preencher preferencialmente com o nome do PORTO. - 2-N-2 - NORMAM-08/DPC REV.1 ANNEX 2-O REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) DIRETORIA DE PORTOS E COSTAS (Directorate of Ports and Coasts) PEDIDO DE DESPACHO POR PERÍODO (Request for Clearance) DUV Processo de Despacho: Porto e Data (Port / Date): (Process Number) Nº: , Nº: / / . Do (from): _____________________________________________ Ao (to): ______________________________________________ DADOS DA EMBARCAÇÃO (Vessel’s Data) Nome da Embarcação (Vessel’s Name) Embarcação PREPS ? (PREPS Vessel ?) ( ) SIM ) ) NÃO IRIN (Call Sign) Nº Inscrição (Registry Nº) TIPO (Type) - No IMO (IMO nº) Comprimento Total (Extreme Length) Área de Navegação (Navigation Area) Atividade e/ou Serviço (Used in) m Bandeira (Flag) Embarcação possui Atestado de Inscrição Temporária (AIT) ? (Temporary Enrollment Certificate?) YES ( ) NO ( ) Ã Nome do Comandante (Name of Master) Tonelagem Porte Bruto Arqueação (DWT) (GRT) Bruta Armador (Shipowner) Certificado de Registro de Armador (CRA) – n° registro e validade (Shipowner’s Register Certificate) CNPJ do Armador Nome, endereço, e-mail e telefone do Representante Legal da Embarcação (Name, address, e-mail and phone of Agent Representative) EQUIPAMENTOS DE COMUNICAÇÃO (Communications Equipment) ( ) VHF W/ DSC ( ) MF ( ) VHF W/O DSC w/ DSC (Frequencies - ) w/o DSC ( ) HF w/ DSC (Frequencies - ) w/o DSC ( ) INMARSAT Type: Nº: ( ) Transponder – 9 GHz ( ) EPIRB (Frequency- ) ( ) NAVTEX OBS (Remarks) - 2-O-1 - NORMAM-08/DPC REV.1 ANNEX 2-O REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) DIRETORIA DE PORTOS E COSTAS (Directorate of Ports and Coasts) PEDIDO DE DESPACHO POR PERÍODO (Request for Clearance) SITUAÇÃO DA EMBARCAÇÃO (Vessel’s status) Sofreu inspeção Port State Control / Flag State Control? (inspected?) ( )SIM DATA ÚLTIMA INSPEÇÃO: (yes) Port State Control / Flag State Control ( ) NÃO (no) / / País da Inspeção (Country of Inspection): (Date of Last Inspection) Deficiências a serem retificadas neste porto?: ( )SIM (Deficiencies to be corrected at this Port?) ( ) NÃO (yes) (no) Is there any certificate or temporary document of the vessel, expiring in the next 90 days ? ( )SIM ( ) NÃO (yes) (no) If positive, inform the certificate(s)/document(s) and their respective expiration dates: If sailing in convoy, complete the information below about the vessels integrating the convoy: Name of Vessel Enrollment No. Cargo Cargo Quantity Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente declaração. (I am aware that I will be held liable before Administrative Law, Civil Law, and Criminal Law for any eventual incorrect data stated herein.) Local , em (Place) (day) de de . (year) (month) Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-O-2 - NORMAM-08/DPC REV.1 ANNEX 2-P REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) BRAZILIAN NAVY (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) PASSE DE SAÍDA POR PERÍODO (Outgoing Pass) DUV Processo de Despacho: (Process Number) Nº: Nº: Local (CP/DL/AG): _________________________________________________ (Harbor Master’s Office / Delegation / Agency) De acordo com as Normas da Autoridade Marítima, concede-se Passe de Saída à embarcação (According to the Maritime Authority Regulations, this Outgoing Pass is granted to the vessel) , de bandeira (Vessel´s Name) , (flying the flag of) tendo como Comandante o Sr. , (having as Captain Mr.) válido até : / / . (valid until) Notes: 1) the vessel engaged in maritime support navigation is authorized to transit in any national port or waterways terminal, provided that when arriving and departing, the respective Entry and Departure Communications are forwarded to the jurisdictional OD of where the vessel is.. 2) the vessel performing a fixed route voyage is authorized to transit, uniquely between two ports, in its routine two-way path, without calling any other port along the voyage, provided that when arriving and departing, the respective Entry and Departure Communications are forwarded to the jurisdictional OD of where the vessel is. 3) the fishing vessel is authorized to transit in any national port or waterways terminal, during the validity of the Outgoing Pass, provided that when arriving and departing, the respective Entry and Departure Communications are forwarded to the jurisdictional OD of where the vessel is. 4) the vessel engaged in the inland navigation is authorized to transit in any port or waterways terminal, within the limits of inland navigation, during the validity of the Outgoing Pass, provided that when arriving and departing, the respective Entry and Departure Communications are forwarded to the jurisdictional OD of where the vessel is. Durante a vigência deste Passe de Saída, a substituição de tripulantes não poderá infringir o estabelecido no CTS da embarcação. (During the period of this Outgoing Pass, the replacement of crew can not violate the provisions of the vessel's CTS.) Local , em de (Place) de . (date dd.mm.yyyy) Assinatura/carimbo do Capitão dos Portos/Delegado/Agente (Signature /stamp of the Harbormaster) Carimbo - Órgão Despacho (Stamp of the Issuing Office) - 2-P-1 - NORMAM-08/DPC REV.1 ANNEX 2-Q REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) REGISTRO DE ALTERAÇÃO DE DESTINO – Nº Processo de Despacho: (Change of Destination Record) DUV (Process Number) Nº: Nº: Do (From): _________________________________________________ Ao (To): ___________________________________________________ Nº do Processo de Despacho: (Number of Clearing Process) Nome do Órgão de Despacho (CP, DL ou AG): (Name of Harbor Master’s Clearing Office (CP, DL or AG)) Identificação da Embarcação (Vessel’s Identifier) Nº IMO (IMO Number): Nome da Embarcação (Vessel’s Name) Nº Inscrição (Enrollment/Registry Number): Nome, endereço, e-mail e telefone do Agente (Name, Address, e-mail and Phone of Shipping Agent) Porto de Destino Alterado (Changed Port of Destination) Porto de Destino Efetivo (New Port of Destination) Motivo da Alteração de Destino (Reason for change of destination) 1- Refueling 2- Loading or unloading for trading reasons 3- Medical/hospital assistance to a sick person 4- Disembark body of deceased crew member or passenger 5- Request of shelter due to severe weather 6- Damaged vessel NOTES: The change of destination due as described in items 3, 4, 5 or 6 requires previous authorization by the Clearance Office (OD) of jurisdiction over the port where the vessel in putting into. In this case, it is required to state that the authorization was granted by the OD. I hereby Declare to be authorized by the _______________________________________ To put into the port of Name of the OD ___________________________ . Name of Port Local ___________________ , em ______ de (Place) de (date dd.mm.yyyy) ____________________________________ Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-Q-1 - NORMAM-08/DPC REV.1 . ANNEX 2-R REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) AVISO DE ENTRADA – Nº (Vessel Entry Communication) DUV Processo de Despacho: Porto de Chegada (Port of Arrival) (Process Number) Nº: Nº: Nome da Embarcação (Vessel’s Name) IRIN (Call Sign) Bandeira (Flag) Classificação da Embarcação (Classification in accordance with Brazilian Standard Regulations) o N IMO (IMO Number) Possui Heliponto ? Facilities Fitted ?) ( ) SIM (Yes) Nº de Inscrição (emb. nacional) (Brazilian flag only) (Heliport Arqueação Bruta (Gross Tonnage) Tipo (Type) Área de Navegação (Navigation Area) - Porto de Origem (From) Data/Hora de Chegada (Date-Time of Arrival) Data/Hora Estimada de Saída (Estimated Date-Time of Departure) ( ) NÃO (No) Próximo Destino (Next Destination) Localização no Porto Location (Berth or Anchorage) Nome, endereço, e-mail e telefone do agente (Name, address, e-mail and phone of shipping agent) INFORMAÇÕES COMPLEMENTARES (Complementary Information) (Date of Last Inspection) DATA ÚLTIMA INSPEÇÃO: Port State Control / Flag State Control País da Inspeção (Country of Inspection): VALIDITY: Compliance Statement Interim Statement (Valid Until) DEFICIÊNCIAS A SEREM RETIFICADAS NESTE PORTO ? / / / / / / ( ) SIM(Yes) ( ) NÃO(No) (Deficiencies to be corrected at this Port ?) Transporta: Carga no convés ............. (Conveyance of) (Deck Cargo) Carga perigosa ............... ( ) SIM (Yes) ( ) NÃO (No) ( ) SIM (Yes) ( ) NÃO (No) (Dangerous Cargo) Trata-se de navio graneleiro ou navio combinado (Ore-Oil ou Ore-Bulk-Oil), com idade igual ou superior a 18 3 anos, que vai carregar granéis sólidos de peso específico maior ou igual a 1,78 ton/m ? ( ) SIM ( ) NÃO Is the ship’s type identified as a BULK CARRIER or ORE-OIL CARRIER or ORE-BULK-OIL CARRIER, 18 years old or over, which will carry solid bulk 3 with density equal to or higher than 1,78 ton/m ? ( ) YES ( ) NO - 2-R-1 - NORMAM-08/DPC REV.1 ANNEX 2-R CREW LIST 1. Nome e sobrenome (Family name, given names) 2. Grau ou Função (Rank or Rating) 3. Nacionalidade (Nationality) 4. Data e lugar de nascimento (Date and place of birth) 6. CIR(*) OU Tipo/n° do Documento de Identidade (para não aquaviário) (Nature and nº of Identity Document - Seaman´s passport) (*) CIR – Caderneta de Inscrição e Registro – preencher com o nº de inscrição do aquaviário (Number of Seaman’s Passport) PASSENGER LIST 1. Nome completo (Family name, given names) 2. Tipo e n° Documento (Document Type and number) 3. Nacionalidade (Nationality) 4. Porto de Embarque (Port of embarkation) 6. Porto de desembarque (Port of disembarkation) If sailing in convoy, complete the information below about the vessels integrating the convoy: Nome da Embarcação ( l' ) Enrollment No. Type of Cargo Cargo Quantity Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente lista. (I am aware that I will be held liable before Administrative Law, Civil Law, or Criminal Law for any eventual incorrect data stated herein.) ___________________ , em _____ de de _______ . Local (Place) Data (Date) Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-R-2 - NORMAM-08/DPC REV.1 ANNEX 2-S REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) AVISO DE SAÍDA – Nº Processo de Despacho: (Process Number) Nº: Nome da Embarcação (Vessel’s Name) (Vessel Departure Communication) DUV Porto de Saída (Port of Departure) Nº: Calado à vante (Forward Draft) Nº IMO (IMO number) or N° Inscrição (only for Brazilian vessels) Calado à ré (Aft Draft) Destino (Destination) OBS (Remarks) CREW LIST 1. Nome e sobrenome (Family name, given names) 2. Grau ou Função (Rank or Rating) 3. Nacionalidade (Nationality) 4. Data e lugar de nascimento (Date and place of birth) 6. CIR(*) OU Tipo/n° do Documento de Identidade (para não aquaviário) (Nature and nº of Identity Document - Seaman´s passport) (*) CIR – Caderneta de Inscrição e Registro – preencher com o nº de inscrição do aquaviário (Number of Seaman’s Passport). - 2-S-1 - NORMAM-08/DPC REV.1 ANNEX 2-S PASSENGER LIST 1. Nome completo (Family name, given names) 2. Tipo e n° Documento (Document Type and number) 3. Nacionalidade (Nationality) 4. Porto de Embarque (Port of embarkation) 6. Porto de desembarque (Port of disembarkation) If sailing in convoy, complete the information below about the vessels integrating the convoy: Nome da Embarcação Enrollment No. Cargo Cargo Quantity (vessel's name) Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente lista. (I am aware that I will be held liable before Administrative Law, Civil Law, or Criminal Law for any eventual incorrect data stated herein.) ___________________ , em _____ de ______________________ Local (Place) Data (Date) de ________ . Assinatura/carimbo do Interessado (Signature/stamp of the shipowner/agent representative) - 2-S-2 - NORMAM-08/DPC REV.1 (company seal) ANNEX 2-T To Mr. Harbor Master STATEMENT OF FULFILLMENT OF THE ANTARCTIC TREATY We hereby declare that the vessel n° , flag country , IMO n°/registry , meets the Standards and Procedures of the Secretariat of the Inter-ministerial Commission for Resources of the Sea (SECIRM), regulating the expeditions destined to the Antarctic. (Place), (state), on ___ / ________________ / _______. (Vessel's legal representative) (Position) - 2-T-1 - NORMAM-08/DPC REV. 1 ANNEX 3-A JURISDICTIONAL AREA OF THE NAVAL DISTRICTS AND OF RESPONSIBILITY FOR SEARCH AND RESCUE (SAR) - 3-A-1 - NORMAM-08/DPC REV.1 ANNEX 3-B MARITIME TRAFFIC INFORMATION SYSTEM - (SISTRAM) 1. PURPOSE OF THE SISTRAM To keep tracking the movement of merchant ships in the SAR maritime area under responsibility of Brazil, by means of standardized shipping information supplied by the participants themselves, when sailing in that area, so as to use the great potential of resources for the rescue at sea, represented by those ships which can rapidly reach the site of a SAR incident, even before any other means deployed from land can do it. Therefore, in case of need the SISTRAM enables a fast checking of the vessels that may render assistance, besides the supply or orientation of emergency medical assistance. 2. BENEFITS OF ADHERING TO THE SISTRAM a) Promptness in starting SAR operations. b) Assignment of merchant ships near the position of an endangered ship, for rendering assistance. c) Emergency medical assistance or medical advisory for merchant ships with no physician on board. 3. PARTICIPATION Participation in the system begins when the ship sends its Voyage Plan (Type 1 message) for each sailing and finishes when sending its Final Message (Type 4). Any ship founding itself in the tracking area without having yet adhered to the SISTRAM, may do it at any moment, just by sending its Voyage Plan (Type 1 message), from the position at which the decision was taken. 4. TRANSMISSION OF SISTRAM MESSAGES Messages to the SISTRAM shall be addressed to the Command of the Maritime Traffic Naval Control - COMCONTRAM, a Brazilian Navy organization headquartered in Rio de Janeiro , by e-mail or fax. The preferred way for sending SISTRAM messages is by e-mail, due to the greater ease of processing these messages in the system. On the COMCONTRAM internet site, www.comcontram.mar.mil.br, one can find available for download, in the idioms Portuguese and English: - A SISTRAM message formatting software for installation in a computer on board. The SISTRAM message formatter helps the preparation of SISTRAM messages, by generating a text file in “.txt” format, which must be sent by e-mail to the address [email protected]; and - A booklet with full instructions on the SISTRAM, with examples of messages and relevant laws. For further information or any questions about the SISTRAM, the address of COMCONTRAM is given below: - 3-B-1 - NORMAM-08/DPC REV.1 ANNEX 3-B Comando do Controle Naval do Tráfego Marítimo Edifício Almirante Tamandaré - 6° andar Praça Barão de Ladário, s/n, Centro Rio de Janeiro - RJ - Brasil CEP: 20091-000 Tel. (55-21) 2104-6353 FAX (55-21) 2104-6341 e-mail – [email protected] Home Page - http://www.comcontram.mar.mil.br 5. MESSAGE TYPES 5.1 TYPE 1 - Voyage Plan It is the basic information for estimating the ship's position, and may be sent at the moment in which the ship adheres to the SISTRAM, either when the ship departs from a Brazilian port or, when coming from a foreign port, it penetrates the AJB. Example: The Voyage Plan shall be sent as soon as possible, preferably prior to departing or before entering AJB. Voyage Plan - (Type 1 message) Voyage Plan NOTE System Name Required Data Message Type SISTRAM 1 / / Name of Vessel S(1) Date-Time of Transmission Z// Call Sign Flag Type International A / / / // / Date-Time of Departure B / Z // Port of Departure Latitude (ϕ ) Longitude ( λ) G / / / // Port of ETA Latitude (ϕ ) Longitude ( λ ) Destination I / / / Z// / Route Information ETA Latitude (ϕ ) Longitude ( λ ) L/ / Z // - 3-B-2 - (2) (1) (3) (4) NORMAM-08/DPC REV.1 ANNEX 3-B / L/ / L/ / L/ / L/ / / Z // / Z // / Z // / Z // Medical Resources on Board (5) V / // Optional Data Coastal Station on Traffic Next Coastal Station M / / // Comments - up to 65 characters X / // Comments Y / // (6) (7) (7) Example: SISTRAM/1/010915ZJUN06// A/KNFG/SEA WOLF/US/TMC// B/010900ZJUN06// G/SANTOS/2356S/04619W// I/NEW YORK/4042N/07401W/141410ZJUN06// L/2346S/03945W/020900ZJUN06// L/0524S/03155W/051630ZJUN06// L/1000N/04402W/081340Z// V/NONE// M/PPS/PPR// X/INMARSAT 421124251// 5.2 TYPE 2 - Position Message It is the information verifying that the ship departed or that its position is in accordance with the Voyage Plan. It shall be sent within the first 24 hours from the beginning of the sailing forecasted in the type-1 message. A ship under severe weather or adverse conditions may send Messages of Position at the most convenient moment and time interval. - 3-B-3 - NORMAM-08/DPC REV.1 ANNEX 3-B Position Message - (Type 2 Message) Position Message NOTES System Name Required Data Message Type SISTRAM 2 / / Name of Vessel Call Sign International A / / Position Date-Time B / Z // Latitude (ϕ ) C / / (1) Date-Time of Transmission Z// Flag / (2) Type / // (1) (3) Longitude ( λ ) // Optional Data Present Course (6) E / // Estimated Average Speed F/ // Coastal Station on Traffic Next Coastal Station M / / Comments - up to 65 characters X / // Comments Y / // // (7) (7) Example: SISTRAM/2/020915ZJUN06// A/KNFG/SEA WOLF/US/TMC// B/020900ZJUN06// C/2346S/03945W// E/022// F/150// - 3-B-4 - NORMAM-08/DPC REV.1 ANNEX 3-B 5.3 TYPE 3 - Change of Route Means the necessary information for correcting the planned route, if the port of destination is changed, when deviating more than 25 miles from the original route or if there is any other change that modifies the Voyage Plan. Change of Route Message - (Type 3 Message) Change of Route Message NOTES Required Data Message Type System Name SISTRAM / Call Sign International A / / Port of Destination I / / Latitude (ϕ ) L/ / L/ / L/ / Date-Time of Transmission (1) 3 / Z// Name of Vessel Flag / / Change-of-Route Items Latitude (ϕ ) Longitude ( λ ) / Route Longitude ( λ ) / Information ETA (2) Type // (8) ETA Z // (4) / Z // / Z // / Z // (6) Optional Data Coastal Station on Traffic Next Coastal Station M / / Comments - up to 65 characters X / // Comments Y / // - 3-B-5 - // (7) (7) NORMAM-08/DPC REV.1 ANNEX 3-B Example: SISTRAM/3/071010ZJUN06// A/KNFG/SEA WOLF/US/TMC// I/VITORIA/2020S/04019W/101400ZJUN06// L/2140S/01947W/070900ZJUN06// L/2112S/02702W/081200ZJUN06// L/2047S/03327W/091200ZJUN06// M/PPR// 5.4 TYPE 4 - Final Message Means the information ending the use of SISTRAM. It shall be sent no later than one hour before the time forecasted for entering the port of destination in Brazil (for national and foreign merchant ships) or when leaving the Brazilian SAR area (for foreign merchant ships). Final Message - (Type 4 Message) System Name Final Message Message Type SISTRAM / NOTES (1) Date-Time of Transmission 4 / Call Sign Name of Vessel Flag International A / / / / Port of Arrival or Position Longitude ( Latitude (ϕ ) when λ) K / / / / Optional Data Comments - up to 65 characters X / // Comments Y / // Z// ( 2) Type // (3) ETA Z// (7) (7) Example: SISTRAM/4/101400ZJUN06// A/KNFG/SEA WOLF/US/TMC// K/VITORIA/2019S/04021W/101400ZJUN06// - 3-B-6 - NORMAM-08/DPC REV.1 ANNEX 3-B 5.5 NOTES: (1) Date-Time Group Must be expressed in 6-digit groups, the two first digits corresponding to the day of the month, and the other four to the hours and minutes. The date-time group must use the Greenwich Mean Time (GMT) followed by "Z". Example: 201200Z-->1200 hours of day 20 (GMT) When filling in the transmission date-time, the month, represented by the three initial letters, and the year by the two final digits, must be added. Example: 201200ZJUN06 (2) Type of Vessel TM - General Cargo; TMO - Tanker; TMB - Bulk Carrier; TMF - Ferry; TU Fishing; TMT - Towing; TMC - Container ship; TME - RO-RO; TMM – Research; PLAT – Platform; TMGB – Ice breaker; TMK – Submarine Cable ship; TMH – Crane; TMOS – Special Liquids; FPSO – Platform Vessel. (3) Latitude and Longitude Latitude expressed by a group of 4 digits, in degrees and minutes, and complemented by "N" for north or "S" for south. Longitude expressed by a group of 5 digits, in degrees and minutes, and complemented by "E" for east or "W" for west. Example: 1830S for lat. 18° 30`S, and 03815W for long. 038° l5`W. (4) Route Information Information about the planned route, in the L-lines, is expressed between the yawing points, three points at least. A ship when entering the SAR area must insert in the first L-line of the type-1 message a lat/long of its position and a date-time of entry. In the Change-of-Route messages (type 3),in the first L line, the point-of-yawing data or the first observed point confirming a deviation (greater than 25 miles) from the planned route are expressed. (5) Medical Resources On Board Select adequately as follows: MD - physician ; PA - physician assistant or health supervisor ; NURSE - nurse ; NONE - none. (6) Optional Data These are useful data, but not mandatory In the type 2 message, the actual course is expressed in line E, in a 3-digit group, and the estimated average speed in line F, in a 3-digit group, in knots and decimals of knots. Example: E/234// for course 234° F/153// for speed 15.3 knots - 3-B-7 - NORMAM-08/DPC REV.1 ANNEX 3-B (7) Lines X and Y (Comments) Filling out is optional. Normally, reference data useful to the SISTRAM are included in line X , like the estimated date-time of next transmission, the type of cargo, the INMARSAT and EPIRB numbers, etc. Line Y may be used for any communication, at the vessel's discretion . ( 8 ) Change-of-Route Items Line I specifies a change in the port of destination, in a type-3 message. Example: I/SALVADOR/1258S/03831W/051800ZJUN06// For the case of a port of destination changed to Salvador. - 3-B-8 - NORMAM-08/DPC REV.1 ANNEX 3-C LONG RANGE IDENTIFICATION AND TRACKING SYSTEM FOR SHIPS – LRIT 1. PURPOSE OF THE LRIT Follow up the movement of Brazilian-flagged merchant ships subject to the SOLAS regulations, through standardized information of position supplied by the suppliers of tracking systems. The set up of the LRIT and its respective Data Centers will enable the timely interchange of information among the maritime traffic control systems of the signatory countries to the SOLAS Convention, for the use in their SAR systems and identification of their concerned maritime traffic. 2. TRANSMISSION OF LRIT MESSAGES LRIT messages will be transmitted via e-mail to the CDRL, which in Brazil is the COMCONTRAM, a Brazilian Navy office headquartered in Rio de Janeiro. Position messages of ships must be sent to the [email protected], which belongs to the COMCONTRAM, through their respective tracking service providers (ASP), every six hours or on request (‘polling’) or in relation to a SAR. These messages must contain the information indicated in item 3. 3. MESSAGE FORMATTING LRIT messages forwarded to the COMCONTRAM shall have the following format: The field Subject shall contain the text: ‘MSG LRIT’. The field Text shall be structured according to the XML standard. For the specification of this standard's formatting, the ‘XML Schema (XSD)’ was used, as defined in line a). a) Specification in the XSD standard <?xml version="1.0" encoding="windows-1252"?> <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema" elementFormDefault="qualified" attributeFormDefault="unqualified"> <xs:element name="LRIT"> <xs:complexType> <xs:sequence> <xs:element ref="ShipEqpt" /> <xs:element ref="ASP" /> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="ShipEqpt"> <xs:complexType> <xs:sequence> - 3-C-1 - NORMAM-08/DPC REV.1 ANNEX 3-C <xs:element name="Latitude" type="xs:decimal" /> <xs:element name="Longitude" type="xs:decimal" /> <xs:element name="Time" type="xs:dateTime" /> <xs:element name="UniqueShipEquipNum" type="xs:integer" /> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="ASP"> <xs:complexType> <xs:sequence> <xs:element name="MessageType"> <xs:simpleType> <xs:restriction base="xs:integer"> <xs:pattern value="[1-3]" /> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="MessageID" type="xs:string" /> <xs:element name="ReferenceID" type="xs:string" /> <xs:element name="IMONum" type="xs:integer" /> <xs:element name="MMSINum" type="xs:integer" /> <xs:element name="IRIN" type="xs:string" /> <xs:element name="ShipName" type="xs:string" /> <xs:element name="ServiceProvider" type="xs:string" /> <xs:element name="TimeReceived" type="xs:dateTime" /> <xs:element name="TimeTransmited" type="xs:dateTime" /> </xs:sequence> </xs:complexType> </xs:element> </xs:schema> b) Message Text Model A model follows with the description of each field and an example of text containing the information to be transmitted. <?xml version="1.0" encoding="windows-1252"?> <LRIT> <ShipEqpt> <Latitude>GG.DD</Latitude> <Longitude>GGG.DD</Longitude> <TimePosition>YYYY-MM-DDTHH:MM:SSZ</TimePosition> <UniqueShipEquipNum>123456789</UniqueShipEquipNum> </ShipEqpt> <ASP> <MessageType>1</MessageType> <MessageID>123-YYYY-MM-DDTHH:MM:SSZ </MessageID> <ReferenceID>123-YYYY-MM-DDTHH:MM:SSZ</ReferenceID> <IMONum>12345678</IMONum> - 3-C-2 NORMAM-08/DPC REV.1 ANNEX 3-C <MMSINum>123453467123</MMSINum> <IRIN>AAAAAA</IRIN > <ShipName>AAAAAAAAAAAAAAAAAAAAAAAA</ShipName> <ServiceProvider>AAAAAAAAAAAAAAAAAAAAAAAA</ServiceProvider> <TimeReceived>YYYY-MM-DDTHH:MM:SSZ</TimeReceived> <TimeTransmitted>YYYY-MM-DDTHH:MM:SSZ</TimeTransmitted> </ASP> </LRIT> 1) Example of message <?xml version="1.0" encoding="windows-1252"?> <LRIT> <ShipEqpt> <Latitude>-22.52</Latitude> <Longitude>-042.35</Longitude> <TimePosition>2006-10-20T10:10:10Z</TimePosition> <UniqueShipEquipNum>710000001</UniqueShipEquipNum> </ShipEqpt> <ASP> <MessageType>1</MessageType> <MessageID>0</MessageID> <ReferenceID>0</ReferenceID> <IMONum>12345678</IMONum> <MMSINum>123453467123</MMSINum> <IRIN>PWBL</IRIN > <ShipName>BRASIL</ShipName> <ServiceProvider>SHIP TRACKING LTD</ServiceProvider> <TimeReceived>2006-10-20T10:11:20Z</TimeReceived> <TimeTransmitted>2006-10-20T10:12:30Z</TimeTransmitted> </ASP> </LRIT> 2) Meaning of the message fields: (1) Elements Latitude and Longitude Represent the ship's position. Must be expressed in the following manner: - Latitude: A 4-digit group, in degrees and decimals of degrees separated by “.”, with the quadrants represented by the signs “+” for north or “-” for south. - Longitude: A 5-digit group, in degrees and decimals of degrees separated by “.”, with the quadrants represented by the signs “+” for east or “-” for west. (2) Element "TimePosition" Represents the date-time (GMT) group of the ship's position. Must be expressed in YYYY-MM-DDThh:mm:ssZ, where: - YYYY corresponds to the year with 4 digits, - MM corresponds to the month with 2 digits, - DD corresponds to the day with 2 digits, - T a fixed character to separate date from time, - hh corresponds to the hour with 2 digits, - mm corresponds to the minutes with 2 digits, - 3-C-3 NORMAM-08/DPC REV.1 ANNEX 3-C - ss corresponds to the seconds with 2 digits - Z a fixed character indicating the UTC time zone. Example: 2006-09-20T12:05:30Z 12 hours 5 minutes and 30 seconds of September 20, 2006 (GMT). (3) Element “UniqueShipEquipNum” Represents the number of the equipment (electronic beacon) used for satellite communications. Must be expressed in whole numbers, with the maximum size of 9 digits. (4) Element “MessageType” Represents the number of the message type, where: - '1' corresponds to a periodic message of position; - '2' corresponds to a position message sent in response to a request (‘polling’); and - '3' corresponds to a position message sent in response to a request by virtue of a SAR. (5) Element “MessageID" For Type 1 Messages, expressed by '0'. For messages type 2 and 3, must be expressed by 3 numerical digits identifying the Data Center requesting the pooling message or in response to a SAR request, and the date-time group of this request. (6) Element “ReferenceID" For Type 1 Messages, expressed by '0'. For messages type 2 and 3, must be expressed by 3 numerical digits identifying the Data Center requesting the pooling message or in response to a SAR request, and the date-time group of this request. (7) Element “IMONum” Represents the ship's identification number registered at the International Maritime Organization (IMO). Must be expressed in whole numbers, with the maximum size of 30 digits. (8) Element “MMSINum” Represents the ship's identification number registered at the Maritime Mobile Service Identity (MMSI). Must be expressed in whole numbers, with the maximum size of 12 digits. (9) Element “IRIN” Represents the ship's identification number corresponding to the International Radio Indicative (Call Sign). Must be expressed in alphanumeric characters, with the maximum size of 9 digits. (10) Element “ShipName” Represents the full name of the ship. Must be expressed in alphanumeric characters, with the maximum size of 64 digits. - 3-C-4 - NORMAM-08/DPC REV.1 ANNEX 3-C (11) Element “ServiceProvider” Represents the name of the tracking service provider (ASP) responsible for the transmission of this message to the COMCONTRAM. Must be expressed in alphanumeric characters, with the maximum size of 64 digits. (12) Elements “TimeReceived” and TimeTransmitted” Represent, respectively, the date-time groups of reception by the ASP of the information sent by the ship's equipment, and of the message's retransmission, added with information inherent to the ASP and the COMCONTRAM. Must be expressed in the same way as specified for the element "TimePosition". - 3-C-5 - NORMAM-08/DPC REV.1 ANNEX 3-C LONG RANGE IDENTIFICATION AND TRACKING SYSTEM FOR SHIPS – LRIT 1. PURPOSE OF THE LRIT Follow up the movement of Brazilian-flagged merchant ships subject to the SOLAS regulations, through standardized information of position supplied by the suppliers of tracking systems. The set up of the LRIT and its respective Data Centers will enable the timely interchange of information among the maritime traffic control systems of the signatory countries to the SOLAS Convention, for the use in their SAR systems and identification of their concerned maritime traffic. 2. TRANSMISSION OF LRIT MESSAGES LRIT messages will be transmitted via e-mail to the CDRL, which in Brazil is the COMCONTRAM, a Brazilian Navy office headquartered in Rio de Janeiro. Position messages of ships must be sent to the [email protected], which belongs to the COMCONTRAM, through their respective tracking service providers (ASP), every six hours or on request (‘polling’) or in relation to a SAR. These messages must contain the information indicated in item 3. 3. MESSAGE FORMATTING LRIT messages forwarded to the COMCONTRAM shall have the following format: The field Subject shall contain the text: ‘MSG LRIT’. The field Text shall be structured according to the XML standard. For the specification of this standard's formatting, the ‘XML Schema (XSD)’ was used, as defined in line a). a) Specification in the XSD standard <?xml version="1.0" encoding="windows-1252"?> <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema" elementFormDefault="qualified" attributeFormDefault="unqualified"> <xs:element name="LRIT"> <xs:complexType> <xs:sequence> <xs:element ref="ShipEqpt" /> <xs:element ref="ASP" /> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="ShipEqpt"> <xs:complexType> <xs:sequence> - 3-C-1 - NORMAM-08/DPC REV.1 ANNEX 3-C <xs:element name="Latitude" type="xs:decimal" /> <xs:element name="Longitude" type="xs:decimal" /> <xs:element name="Time" type="xs:dateTime" /> <xs:element name="UniqueShipEquipNum" type="xs:integer" /> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="ASP"> <xs:complexType> <xs:sequence> <xs:element name="MessageType"> <xs:simpleType> <xs:restriction base="xs:integer"> <xs:pattern value="[1-3]" /> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="MessageID" type="xs:string" /> <xs:element name="ReferenceID" type="xs:string" /> <xs:element name="IMONum" type="xs:integer" /> <xs:element name="MMSINum" type="xs:integer" /> <xs:element name="IRIN" type="xs:string" /> <xs:element name="ShipName" type="xs:string" /> <xs:element name="ServiceProvider" type="xs:string" /> <xs:element name="TimeReceived" type="xs:dateTime" /> <xs:element name="TimeTransmited" type="xs:dateTime" /> </xs:sequence> </xs:complexType> </xs:element> </xs:schema> b) Message Text Model A model follows with the description of each field and an example of text containing the information to be transmitted. <?xml version="1.0" encoding="windows-1252"?> <LRIT> <ShipEqpt> <Latitude>GG.DD</Latitude> <Longitude>GGG.DD</Longitude> <TimePosition>YYYY-MM-DDTHH:MM:SSZ</TimePosition> <UniqueShipEquipNum>123456789</UniqueShipEquipNum> </ShipEqpt> <ASP> <MessageType>1</MessageType> <MessageID>123-YYYY-MM-DDTHH:MM:SSZ </MessageID> <ReferenceID>123-YYYY-MM-DDTHH:MM:SSZ</ReferenceID> <IMONum>12345678</IMONum> - 3-C-2 NORMAM-08/DPC REV.1 ANNEX 3-C <MMSINum>123453467123</MMSINum> <IRIN>AAAAAA</IRIN > <ShipName>AAAAAAAAAAAAAAAAAAAAAAAA</ShipName> <ServiceProvider>AAAAAAAAAAAAAAAAAAAAAAAA</ServiceProvider> <TimeReceived>YYYY-MM-DDTHH:MM:SSZ</TimeReceived> <TimeTransmitted>YYYY-MM-DDTHH:MM:SSZ</TimeTransmitted> </ASP> </LRIT> 1) Example of message <?xml version="1.0" encoding="windows-1252"?> <LRIT> <ShipEqpt> <Latitude>-22.52</Latitude> <Longitude>-042.35</Longitude> <TimePosition>2006-10-20T10:10:10Z</TimePosition> <UniqueShipEquipNum>710000001</UniqueShipEquipNum> </ShipEqpt> <ASP> <MessageType>1</MessageType> <MessageID>0</MessageID> <ReferenceID>0</ReferenceID> <IMONum>12345678</IMONum> <MMSINum>123453467123</MMSINum> <IRIN>PWBL</IRIN > <ShipName>BRASIL</ShipName> <ServiceProvider>SHIP TRACKING LTD</ServiceProvider> <TimeReceived>2006-10-20T10:11:20Z</TimeReceived> <TimeTransmitted>2006-10-20T10:12:30Z</TimeTransmitted> </ASP> </LRIT> 2) Meaning of the message fields: (1) Elements Latitude and Longitude Represent the ship's position. Must be expressed in the following manner: - Latitude: A 4-digit group, in degrees and decimals of degrees separated by “.”, with the quadrants represented by the signs “+” for north or “-” for south. - Longitude: A 5-digit group, in degrees and decimals of degrees separated by “.”, with the quadrants represented by the signs “+” for east or “-” for west. (2) Element "TimePosition" Represents the date-time (GMT) group of the ship's position. Must be expressed in YYYY-MM-DDThh:mm:ssZ, where: - YYYY corresponds to the year with 4 digits, - MM corresponds to the month with 2 digits, - DD corresponds to the day with 2 digits, - T a fixed character to separate date from time, - hh corresponds to the hour with 2 digits, - mm corresponds to the minutes with 2 digits, - 3-C-3 NORMAM-08/DPC REV.1 ANNEX 3-C - ss corresponds to the seconds with 2 digits - Z a fixed character indicating the UTC time zone. Example: 2006-09-20T12:05:30Z 12 hours 5 minutes and 30 seconds of September 20, 2006 (GMT). (3) Element “UniqueShipEquipNum” Represents the number of the equipment (electronic beacon) used for satellite communications. Must be expressed in whole numbers, with the maximum size of 9 digits. (4) Element “MessageType” Represents the number of the message type, where: - '1' corresponds to a periodic message of position; - '2' corresponds to a position message sent in response to a request (‘polling’); and - '3' corresponds to a position message sent in response to a request by virtue of a SAR. (5) Element “MessageID" For Type 1 Messages, expressed by '0'. For messages type 2 and 3, must be expressed by 3 numerical digits identifying the Data Center requesting the pooling message or in response to a SAR request, and the date-time group of this request. (6) Element “ReferenceID" For Type 1 Messages, expressed by '0'. For messages type 2 and 3, must be expressed by 3 numerical digits identifying the Data Center requesting the pooling message or in response to a SAR request, and the date-time group of this request. (7) Element “IMONum” Represents the ship's identification number registered at the International Maritime Organization (IMO). Must be expressed in whole numbers, with the maximum size of 30 digits. (8) Element “MMSINum” Represents the ship's identification number registered at the Maritime Mobile Service Identity (MMSI). Must be expressed in whole numbers, with the maximum size of 12 digits. (9) Element “IRIN” Represents the ship's identification number corresponding to the International Radio Indicative (Call Sign). Must be expressed in alphanumeric characters, with the maximum size of 9 digits. (10) Element “ShipName” Represents the full name of the ship. Must be expressed in alphanumeric characters, with the maximum size of 64 digits. - 3-C-4 - NORMAM-08/DPC REV.1 ANNEX 3-C (11) Element “ServiceProvider” Represents the name of the tracking service provider (ASP) responsible for the transmission of this message to the COMCONTRAM. Must be expressed in alphanumeric characters, with the maximum size of 64 digits. (12) Elements “TimeReceived” and TimeTransmitted” Represent, respectively, the date-time groups of reception by the ASP of the information sent by the ship's equipment, and of the message's retransmission, added with information inherent to the ASP and the COMCONTRAM. Must be expressed in the same way as specified for the element "TimePosition". - 3-C-5 - NORMAM-08/DPC REV.1 ANNEX 3-D INSTRUCTIONS ABOUT THE SIMMAP 1. PURPOSE Establish the basic requirements to ensure the connectivity and interoperability between a tracking system and the SIMMAP, independently of the technical solution chosen for each vessel or group of vessels. 2. SYSTEMIC CONCEPTION: The vessels shall be fitted with an automatic tracking system, aiming at the automatic transmission of its position data to the MB via a Base Station. The choice of tracking system will be free and of responsibility of each vessel or group of vessels, however, the requirements here established for the integration of systems shall be met. From the issuing source (vessel) through the final destination (MB), the information shall travel along two (2) communications segments, being one vessel/shore (via radio - Vessel/Base Station) and the other onshore (Base Station/MB), as illustrated below. Tracking System Vessel Base Station Communication means SIMMAP -Internet- NAVY For such purpose, commercial systems covering the maritime area may be used, through the hiring of service providers. The providers shall be duly certified by ANATEL, when headquartered in the national territory. Internet will be the communications medium for the data file transfer between Base Station and MB, and the position data file shall be formatted according to one of the options contained in Appendix I. The monitoring system to be implemented, SIMMAP, will not allow the MB to interact directly with the maritime traffic and neither to respond in real time to situations arisen at sea. 3. BASIC REQUIREMENTS 3.1 - Onboard Station (Vessel) a) to be fitted with and automatic location system coupled with a communications system, capable of generating and transmitting the position data to a Base Station; b) transmit automatically the following position data: location (latitude and longitude), date/time (GMT) and vessel identification; c) the position data shall be referenced to the DATUM WGS-84; d) transmit automatically the position data to the Base Station, according to the following periodicity: - 3-D-1 - NORMAM-08/DPC REV.1 ANNEX 3-D I) II) III) IV) V) Maritime support: once every two hours; Transportation of oil, gas and derivatives: once every six hours; Data acquisition related to the oil industry: once every two hours; Drill Ship: once every twelve hours; and Drilling Platform: once every 24 hours. e) have electric power, main and emergency; f) be automatically supplied with emergency electric power in case of eventual failure or disconnection of the main electric power; g) allow for the automatic input of position data, without operator's interference; h) have an AVL with the following locating precision: circle of uncertainty with a radius no greater than 500 (five hundred) meters with a central point at the reported latitude/longitude; and i) have a communications channel (coordination) with the Base Station. 3.2 - Base Station a) retransmit automatically the position data coming from the onboard station to the MB with no delay. There is a tolerance of up to thirty (30) minutes in relation to the time of the message issued by the vessel. b) provide the data retransmission, via INTERNET, using one of the following transmission mechanisms: FTP (client or server version) or electronic mail. When operating in the FTP server version, the access will be as a specific user, through name and password previously agreed upon between the parties; c) format the position data in accordance with the transmission mechanism chosen (FTP or e-mail), in conformity with appendix I, in case the vessel does not process the required formatting; and d) have a communications channel (coordination) with the MB and the onboard station. 4. GENERAL CONSIDERATIONS a) The MB will not bear any type of onus related to the implementation and maintenance of the tracking system; and b) A change in periodicity of the position data transmissions specified above may be requested in special cases for any period of time, ate the discretion of the MB. 5. REGISTRATION OF VESSELS The previous registration of each vessel at the DPC is mandatory, aiming at: - the record of all its data (e.g.: name, IRIN, IMO number); and - the definition of technical aspects in the integration of the tracking system adopted and the SIMMAP (e.g.: transmission mechanism, position data format). Any change in the data informed will imply the vessel's re-registration. Appendix: I – Position Data Formats - 3-D-2 - NORMAM-08/DPC REV.1 ANNEX 3-E INSTRUCTIONS ON THE LONG RANGE IDENTIFICATION AND TRACKING SYSTEM FOR BRAZILIAN-FLAGGED VESSELS (LRIT) 1. PURPOSE To supply the necessary information for integrating the vessels to the Long Range Tracking System for Vessels (LRIT), in compliance with SOLAS Chapter V, regulation 19-1. 2. APPLICATION Applies to the following types of Brazilian-flagged vessels, to which the SOLAS Convention Chapter V applies, engaged or not in international voyages: a) passenger vessels, including high speed passenger vessels; b) cargo vessels, including high speed vessels, with a gross tonnage equal to or higher than 300; and c) mobile offshore drilling units (MODU). According to the SOLAS Convention Chapter V, regulation 19-1, paragraph 4.2, exemption from meeting the requirements of the LRIT System is granted to vessels, independently of their construction date, fitted with an automatic identification system (AIS), as defined in the SOLAS Convention Chapter V, regulation 19, paragraph 2.4, and operating exclusively inside maritime area A1, as defined in NORMAM-01/DPC. 3. DEADLINE FOR MEETING THE LRIT REQUIREMENTS a) Brazilian-flagged vessels, engaged in international voyages, as defined in item 2 of this Annex: - meet the deadline established in item 4.1 of IMO Resolution MSC.202(81), which introduced the new regulation 19-1 in Chapter V of the SOLAS Convention; and b) Brazilian-flagged vessels, NOT engaged in international voyages, as defined in item 2 of this Annex: - comply no later than the date of the annual survey for endorsement of the radio safety certificate, occurring after December 31, 2009. 4. SYSTEM OVERVIEW Appendix I presents a systemic block diagram and more detailed technical data, addressing the integration of the onboard equipment to the LRIT and its operation. The vessel will transmit, periodically, its position to the CDL via CSP / ASP. The Data Center may change this periodicity remotely, as well as, issue a position request at any time. The data received will be stored in the CDRL database. The CDRL, in turn, will retransmit them to another Data Center which supports the country of the ship's destination port, on request formulated. 5. COMPLEMENTARY INFORMATION The ASP must necessarily be associated with a CSP to render the required services, and the former is responsible for all the activity relevant to the LRIT system before the Shipowner (or its legal representative) and the MB. The Shipowner shall select the ASP to operate with. For such, it may: - 3-E-1 - NORMAM-08/DPC REV.1 ANNEX 3-E a) select a company by consulting the list of DPC-recognized ASP's, available on the website www.dpc.mar.mil.br; or b) select a company by consulting the ANATEL page on the internet (www.anatel.gov.br), which contains the list of companies duly authorized to render this specialized limited service. However, the company chosen shall be recognized by the MB through documentary analysis and performance of tests, in compliance with the procedures contained in Appendix I. The costs incurred with the implementation and operation of the LRIT system in vessel(s) will be a responsibility of the Shipowner (or its legal representative). 6. ONBOARD EQUIPMENT The LRIT system equipment on board shall comply with the performance standards and functional requirements established by the IMO. The compliance verification regarding the provisions of last paragraph will be done through the presentation of a document (e.g.: “Type Approval Certificate”), issued by a Classification Society recognized for acting on behalf of the Brazilian Maritime Authority, by way of a Recognition Agreement, in compliance with NORMAM- 06/DPC, verifying that the equipment was tested and found in compliance with the technical requirements established by the IMO regarding onboard LRIT equipment. 7. RECOGNITION OF THE ASP The companies interested in being recognized by the MB to perform activities related to the ASP shall submit themselves to the steps described below: a) Document analysis This step begins by forwarding an application to the DPC, in which the company formally states its intention of being recognized by the MB as an ASP, and also, agrees with the consequent requirements necessary to its recognition. The following documents shall be attached to the application: 1) CNPJ, showing in the field for description of the main economic activity, "activity related to the services of tracking, monitoring and remote acquisition of data from vessels"; 2) Articles of Incorporation, recorded in the Commercial Registry, showing as Purpose the supply of services of tracking, monitoring and remote acquisition of data from vessels; 3) Registry Certificate of legal person at the state’s CREA, showing as corporation purpose the activity related to the services of tracking, monitoring and remote acquisition of data from vessels; 4) Authorization Act, issued by ANATEL, containing the authorization to operate in the specialized limited service of tracking, monitoring and remote acquisition of data from vessels; 5) Contract with the satellite operator company which will exercise the activity of communications provider (CSP), verifying that the applicant has enough satellite space capacity to provide the LRIT service; and 6) Authorization Act, issued by ANATEL, showing that the satellite operator company intended for the CSP activity bears the grant to provide the spatial service via satellite. - 3-E-2 - NORMAM-08/DPC REV.1 ANNEX 3-E b) Technical Visit If the documentary analysis is satisfactory, a technical visit will be scheduled, to be performed by MB expert surveyors at the applicant's headquarters and its branches, if any. The applicant company will bear the resulting expenses. c) Functional Tests Once concluded satisfactorily the Technical Visit step, functional tests will be scheduled by the COMCONTRAM, with technical parameters as shown in Appendix I.. The COMCONTRAM will inform the applicant and the DPC the tests' final result. If this result is not satisfactory, the applicant may request new tests after correcting the deficiencies. However, if the final test result is satisfactory, the DPC and the ComOpNav shall be informed by the COMCONTRAM and the following actions shall be adopted: 1. The ComOpNav will request the ASP registration at the IMO, via CCA-IMO; 2. The DPC will issue the Ordinance recognizing the applicant as ASP, will have it published in the Union Official Diary (D.O.U.) and will update the list of recognized ASP's on its website; and 3. The COMCONTRAM will update the ASP data in the DDP and record the applicant's data in the LRIT System Database. 8. COMMISSIONING OF THE ONBOARD EQUIPMENT Commissioning is the set of actions that enables the inclusion of an equipment installed on board, in the LRIT system. It consists of four steps, in the following chronological order: documentary analysis, LRIT survey, remote test of conformance and issuance of the conformance test report. a) Document analysis The Shipowner (or its representative) will forward to the recognized ASP the following documentation for analysis: 1) request form of survey and conformance test, duly completed (the form is supplied by the ASP); 2) Cargo Ship Safety Radio Certificate; 3) Vessel Station License (issued by ANATEL); 4) Cargo Ship Safety Equipment Certificate; 5) Equipment Approval Certificate issued by a DPC-recognized Classification Society, showing the IMO standards about the LRIT that have been met during the approval test; and 6) arrangement of antennas, showing the position / identification of each irradiating system existing on board; b) LRIT Survey A survey on board the vessel shall be conducted by the ASP, in order to check if the technical requirements established in the IMO standards related to the LRIT system have been met. After the survey, the ASP will issue a - 3-E-3 - NORMAM-08/DPC REV.1 ANNEX 3-E LRIT Survey Report, the model of which is shown in Appendix II to this Annex, and forward it to the DPC. c) Remote Test of Conformance The remote test of conformance will only be performed if there are no discrepancies correlate to the LRIT survey, and within 60 days after the latter is concluded. In the hypothesis of a non-satisfactory result of the remote test of conformance, the ASP will issue a failure report and forward it to the DPC and the Shipowner (or representative), in order for the discrepancies to be resolved. d) Issuance of the Conformance Test Report After the above steps are completed, the ASP will issue the (Conformance Test Report), valid for five years, and the DPC may determine intermediate inspections if deemed as necessary. The ASP will forward the following documentation digitalized in CD-Rom: 1) To the DPC: I) Conformance Test Report in English and Portuguese versions, a model of which is contained in the IMO standard on the LRIT (MSC.1/Circ. 1307 of June 09, 2009 or other more updated version in replacement). II) LRIT Survey Report, English and Portuguese versions, a model of which is shown in Appendix II of this Annex, containing the requirements adopted when conducting the LRIT survey; III) Remote Conformance Test Report, English and Portuguese versions, a model of which is shown in Appendix III of this Annex, containing the requirements and procedures adopted when conducting the test; IV) Equipment Approval Certificate issued by a DPC-recognized Classification Society, showing the IMO standards about the LRIT that have been met during the approval test; V) A photographic report of the LRIT equipment installation (Installation Picture Report), English and Portuguese versions, with color photographs showing the installation layout and identification of the LRIT equipment, main electric power distribution panel serving the equipment, connecting circuit-breakers and installation place of the antenna; VI) Vessel Station License (issued by ANATEL); VII) Cargo Ship Safety Radio Certificate or Passenger Ship Safety Radio Certificate, according to the case, except for high-speed vessels; VIII) Cargo Ship Safety Equipment Certificate or Passenger Ship Safety Equipment Certificate, according to the case, except for high-speed vessels; and IX) High-Speed Craft Safety Certificate, for high-speed vessels fitting the requirements of the International Safety Code for high-speed vessels (1994 HSC Code or 2000 HSC Code); and 2) To the Shipowner (or representative): Conformance Test Report in English and Portuguese versions, a model of which is contained in the IMO standard on the LRIT (MSC.1/Circ. 1307 of June 09, 2009 or other more updated version in replacement). - 3-E-4 - NORMAM-08/DPC REV.1 ANNEX 3-E 9. VESSEL REGISTRATION AT THE CDRL After receiving the documentation, the DPC will analyze it and forward to the COMCONTRAM the Conformance Test Report, in order to enable the respective registration of the vessel in the LRIT database. 10. ACTIVATION OF THE LRIT SERVICE WITH THE ASP Upon reception of the Conformance Test Report, the Shipowner (or its representative) will proceed immediately to activate the service with the ASP, enabling the communications between the vessel and the CDRL When the LRIT equipment enters into operation, any technical problems arising eventually will be dealt with by the ASP directly with the CDRL. The vessel(s) which have the service activated with the ASP, and consequently, with established communications with the CDRL, may discontinue the transmission of position data via e-mail provided for in Annex 3-C of these Standards. 11. INTERRUPTION OF LRIT MESSAGE TRANSMISSION UNDER SPECIAL SITUATIONS The Shipowner shall inform the DPC in advance, when the vessel will undergo repairs, dry-docking or a deactivation process (lay-up), through a formal document clarifying the motive for disconnecting the equipment and the period of time in which there will be any interruption of LRIT message transmission. 12. GENERAL INFORMATION At any time, if the procedures or requirements established in this Annex and in documents issued by the IMO are not complied with, the recognition granted to the ASP by the MB may be canceled. In this case, the document canceling such recognition will be made available on the DPC website in the address “www.dpc.mar.mil.br", in order to divulge the act. 13. APPENDICES I - Web Service User Manual; II - LRIT Survey Report, English and Portuguese versions; and III - Remote Conformance Test Report, English and Portuguese versions. - 3-E-5 - NORMAM-08/DPC REV.1 ANNEX 3-F REPÚBLICA FEDERATIVA DO BRASIL (Federative Republic of Brazil) MARINHA DO BRASIL (Brazilian Navy) Diretoria de Portos e Costas (Directorate of Ports and Coasts) DENÚNCIA DE INVASÃO NA ÁREA DE SEGURANÇA DE PLATAFORMA DE PETRÓLEO E DEMAIS UNIDADES OFFSHORE (Denouncement of Invasion inside Security Area of Oil Platform and Offshore Unit) DADOS DA UNIDADE OFFSHORE (Offshore Unit Data) Nome da Unidade Offshore (Offshore Unit Name) Bandeira (Flag) IRIN (Call Sign) N° IMO (IMO number) Latitude Longitude Campo e Bacia Petrolífera (Oil Field and Basin) Empresa Operadora da Unidade (Unit’s Operator) Responsável pela Unidade (Unit’s Responsible) Telefone de Contato da Unidade (Unit’s Phone Number) DADOS DA EMBARCAÇÃO INFRATORA (Offender Vessel’s Data) Nome da Embarcação (Vessel’s Name) Bandeira (Flag) N° de Inscrição (only for Brazilian Flag) Porto de Inscrição (Port of Registry) Tipo da Embarcação (Type of Vessel) N° IMO (IMO number) Cor predominante do casco (Hull’s Colour) Cor predominante da superestrutura (Superstructure’s Colour) - 3-F-1 - NORMAM-08/DPC Mod.1 ANNEX 3-F Comprimento aproximado da Embarcação Tipo do material do casco (Hull material’s type) (Approximate Length of Vessel) Data-Hora da Verificação do Evento (Date-Time of Verification) Relato sucinto do Fato (Short Description of the Fact) Observações: (Remarks) 1) Anexar fotografias da embarcação infratora com resolução suficiente à identificação das características da embarcação, destacando o porto e n° de inscrição. (Please attach photocopies of the offender vessel with enough resolution to identify her, including the port and number of registry) 2) Encaminhar este Relatório para o Comando do Controle Naval do Tráfego Marítimo (COMCONTRAM), no endereço: [email protected] (Send this report to the Comando do Controle Naval do Tráfego Marítimo – COMCONTRAM, at the following e-mail address: [email protected]) , em Local (Place) de de . Data (Date) Assinatura do Representante da Embarcação (Signature of Vessel’s Representative) Nome e CPF (Name and document) TESTEMUNHA 1 (Witness 1) Nome e CPF (Name and document) TESTEMUNHA 2 (Witness 2) Nome e CPF (Name and document) - 3-F-2 - NORMAM-08/DPC Mod.1 ANNEX 4-A BRAZILIAN NAVY OFFICE NAME CERTIFICATE OF FISHING VESSEL UNDER A CLOSURE PERIOD NUMBER I hereby certify that the vessel ...................................................................................., flagged of .............................................................., registered at ......................................................................................................................................, is presently under a fishing closure period from ....................................................... through .................................................. CHARACTERISTICS AND COMPLEMENTARY INFORMATION Navigation Type: ...................................................................................................... Vessel Type: .............................................................................................. Length: ................................................................................................. ................................................................................................... Enrollment No.: .................................................... IRIN:................................................................. Total Gross Tonnage (AB) .................................... Deadweight: Construction Year: ........................................ Cruise Speed: ............................................................................................... Maximum Draught: .............................................. Shipowner: ......................................................................................................................................................................................................... Charterer: ........................................................................................................................................................................................................ Proprietor: ........................................................................................................................................................................................................ Liability Insurer for Damages from Oil Pollution: .............................................................................................................................................................................................................. Vessel's Insurer: ............................................................................................................................................................................................................. Vessel's Classification Society: ............................................................................................................................................................................................................. (Place) , on / / Harbormaster/Delegate/Agent - 4-A-1 - NORMAM-08/DPC REV.1 . ANNEX 4-B BRAZILIAN NAVY OFFICE NAME CERTIFICATE OF A VESSEL OFF-SERVICE BY OWNER'S REQUEST NUMBER I hereby certify that the vessel ...................................................................................., flagged of .............................................................., , registered at ..................................................................................................................................., is presently off-service on request by the Shipowner from ........................................... through .......................................... CHARACTERISTICS AND COMPLEMENTARY INFORMATION Navigation Type: ...................................................................................................... Nº IMO: ............................................................ Vessel Type: .............................................................................................. IRIN:................................................................. Total Length: ................................................................................................. Gross Tonnage (AB) .................................... Deadweight: ................................................................................................... Construction Year: ........................................ Cruise Speed: ............................................................................................... Maximum Draught: .............................................. Shipowner: ......................................................................................................................................................................................................... Charterer: ........................................................................................................................................................................................................ Proprietor: ........................................................................................................................................................................................................ Liability Insurer for Damages from Oil Pollution: .............................................................................................................................................................................................................. Vessel's Insurer: ............................................................................................................................................................................................................. Vessel's Classification Society: ............................................................................................................................................................................................................. (Place) , on / / Harbormaster/Delegate/Agent - 4-B-1 - NORMAM-08/DPC REV.1 . APPENDIX I TO ANNEX 2-C LISTA DE TRIPULANTES (ENTRADA) (Crew List) Processo de Despacho: DUV (Process Number) Nº: Nº: Agente (Agent) Nº IMO (IMO Number) 1. Nome da embarcação (Vessel’s Name) 2. Porto de Chegada / Partida (Arrival / Departure Port) 4. Bandeira do navio (Ship´s Flag) 7. Nome e sobrenome (Family name, given names) o IRIN (Call Sign) Página / Page N 3. Data Chegada / Partida (Arrival / Departure Date) 5. Porto de Procedência (Port arrived from) 8. Grau ou Função (Rank or Rating) 9. Nacionalidade (Nationality) 10. Data e lugar de nascimento (Date and place of birth) 6. CIR(*) ou Tipo/nº do Documento de Identidade (para não aquaviário) (Nature and nº of Identity Document - Seaman´s passport) (*) CIR – Caderneta de Inscrição e Registro – preencher com o nº de inscrição do aquaviário (Number of Seaman’s Passaport) Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente lista. (I am aware that I will be held liable before Administrative Law, Civil Law, or Criminal Law for any eventual incorrect data stated herein.) Local , em de (Place) de . (date dd.mm.yy) Assinatura/carimbo do Comandante, agente autorizado ou Oficial (Signature/stamp by Captain, authorized agent or Officer) - 2-C-I-1 - NORMAM-08/DPC REV.1 APPENDIX II TO ANNEX 2-C LISTA DE PASSAGEIROS (ENTRADA) (Passenger List) Processo de Despacho: DUV (Process Number) Nº: Nº: Página / Page No Agente (Agent) Nº IMO (IMO Number) IRIN (Call Sign) 1. Nome da Embarcação (Vessel’s Name) 2. Porto de Chegada / Partida (Arrival / Departure Port) 3. Data Chegada / Partida (Arrival / Departure Date) 4. Bandeira do navio (Ship´s Flag) 6. Nome e sobrenome (Family name, given names) 7. Nacionalidade (Nationality) 5. Porto de Procedência (Port arrived from) 8. Data e lugar de nascimento (Date and place of birth) 9. Tipo de Documento (Document Type) 10. Nº do Documento (Document nº) 11. Porto de embarque (Port of embarkation) 12. Porto de desembarque (Port of disembarkation) 13. Passageiros em trânsito ou não (Passenger in transit or not) Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente lista. (I am aware that I will be held liable before Administrative Law, Civil Law, or Criminal Law for any eventual incorrect data stated herein.) Local , em (Place) de de . (date dd.mm.yy) Assinatura/carimbo do Comandante, agente autorizado ou Oficial (Signature/stamp by Captain, authorized agent or Officer) - 2-C-II-1 - NORMAM-08/DPC REV.1 APPENDIX III TO ANNEX 2-C GMDSS DATA SPREADSHEET Processo de Despacho: DUV (Process Number) Nº: Nº: EPIRB DATA EPIRB NUMBER: MMSI NUMBER: MODEL: MANUFACTURER: OPERATIONAL SYSTEM: ( ) COSPAS-SARSAT ( ) INMARSAT COMPANY DATA COMPANY NAME: PRESIDENT'S NAME CHIEF OPERATING OFFICER: ADDRESS: CITY: Postal Code: TEL.: FAX: E-mail: VESSEL'S DATA ENROLLMENT No.: NAME: FLAG: No IMO IRIN (CALL SIGN): CLASSIFICATION: Navigation Type: (Acc. to item 0215 of NORMAM 01 / 02) PORT OF REGISTRY: GROSS TONNAGE: TOTAL LENGTH: MAXIMUM SPEED: HULL TYPE: (*) Activity /Service: BREADTH: HULL COLOR: SUPERSTRUCTURE TYPE: (*) SHIP TYPE: (*) SUPERSTRUCTURE COLOR: No OF CREW MEMBERS: o N OF PASSENGERS: RADIO TELEGRAPHY HF MF ( ) ( ) RADIOTELEX ( ) YES ( ) NO DRAUGHT: HF ( RADIO TELEPHONY MF VHF ) ( ) ( ) DSC CALLING CODE HF MF VHF ( ) ( ) ( ) OTHER EQUIPMENT o N OF INMARSAT - A STATION: No OF INMARSAT - B STATION: SART TRANSPONDER Y ( ) N( ) o NAVTEX ) ) o E-mail: N OF INMARSAT - C STATION: N OF INMARSAT - M STATION: Y( N( (*) THESE FIELDS TO BE COMPLETED WITH THE CODES SPECIFIED ON THE BACK OF THIS SPREADSHEET - 2-C-III-1 - NORMAM-08/DPC REV.1 APPENDIX III TO ANNEX 2-C HULL TYPES TYPE DESCRIPTION CA CATAMARAN MC MONOHULL TR TRIMARAN DP DOUBLE SUPERSTRUCTURE TYPES TYPE DESCRIPTION AM MIDSHIP AR AFT AV FORWARD SHIP TYPES TYPE TME TMF/PRR ROLL-ON ROLL-OFF PASSENGER/ROLL-ON ROLL-OFF TMFR FERRY BOAT TMGB ICEBREAKER TMH GENERAL CARGO TMK/ TMLS TMM TMOR TMOS TMOT OTHER VESSELS RESEARCH OIL TANKER CHEMICAL LIQUEFIED GASES TMP PASSENGER TMR REFRIGERATED CARGO TMT/TMTR/TMTS TU/TUB/TUR NCI DESCRIPTIO N TUGBOAT PUSHER FISHING TANKER SHIP DQF FLOATING DOCK NGR BULK CARRIER PSC PASSENGER/GEN.CARGO PLT NPC NSC SUP PLATFORM CONTAINER CARRIER DRILL SHIP SUPPLY - 2-C-III-2 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 2-D LISTA DE TRIPULANTES (PEDIDO DE DESPACHO) (Crew List) Processo de Despacho: DUV (Process Number) Nº: Nº: Agente (Agent) Nº IMO (IMO Number) 1. Nome da embarcação (Vessel’s Name) 2. Porto de Chegada / Partida (Arrival / Departure Port) 4. Bandeira do navio (Ship´s Flag) 7. Nome cpompleto (Family name, given names) IRIN (Call Sign) Página / Page N 3. Data Chegada / Partida (Arrival / Departure Date) 5. Porto de Procedência (Port arrived from) 8. Grau ou Função (Rank or Rating) 9. Nacionalidade (Nationality) o 10. Data e lugar de nascimento (Date and place of birth) 6. CIR(*) ou Tipo/nº do Documento de Identidade (para não aquaviário) (Nature and nº of Identity Document - Seaman´s passport) (*) CIR – Caderneta de Inscrição e Registro – preencher com o nº de inscrição do aquaviário (Number of Seaman’s Passaport) Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente lista. (I am aware that I will be held liable before Administrative Law, Civil Law, or Criminal Law for any eventual incorrect data stated herein.) Local , em de (Place) de . (date dd.mm.yy) Assinatura/carimbo do Comandante, agente autorizado ou Oficial (Signature/stamp by Captain, authorized agent or Officer) - 2-D-I-1 - NORMAM-08/DPC REV.1 APPENDIX II TO ANNEX 2-D LISTA DE PASSAGEIROS (PEDIDO DE DESPACHO) (Passenger List) Processo de Despacho: DUV (Process Number) Nº: Nº: Página / Page No Agente (Agent) Nº IMO (IMO Number) IRIN (Call Sign) 1. Nome da Embarcação (Vessel’s Name) 2. Porto de Chegada / Partida (Arrival / Departure Port) 3. Data Chegada / Partida (Arrival / Departure Date) 4. Bandeira do navio (Ship´s Flag) 6. Nome e sobrenome (Family name, given names) 7. Nacionalidade (Nationality) 5. Porto de Procedência (Port arrived from) 8. Data e lugar de nascimento (Date and place of birth) 9. Tipo de Documento (Document Type) 10. Nº do Documento (Document nº) 11. Porto de embarque (Port of embarkation) 12. Porto de desembarque (Port of disembarkation) 13. Passageiros em trânsito ou não (Passenger in transit or not) Estou ciente de que responderei administrativa, civil e penalmente pelos eventuais dados incorretos constantes da presente lista. (I am aware that I will be held liable before Administrative Law, Civil Law, or Criminal Law for any eventual incorrect data stated herein.) Local , em (Place) de de . (date dd.mm.yy) Assinatura/carimbo do Comandante, agente autorizado ou Oficial (Signature/stamp by Captain, authorized agent or Officer) - 2-D-II-1 - NORMAM-08/DPC REV. 1 APPENDIX I TO ANNEX 3-D POSITION DATA FORMATS (MESSAGE AND FILE) 1 - FTP - FILE WITH THREE (3) TYPES OF EXTENSION: a) .dpc (text file) The file may contain information on one or more vessels, and is formatted in columns separated by one blank space, as follows: 1st Column – Vessel Identification Code; 2nd Column – no use; 3rd Column – no use; 4th Column – Date (ddmmyy); 5th Column – Time (hhmmss); 6th Column – Latitude; 7th Column – Longitude; 8th Column – Control (if zero (0), record is discarded). Example 1: 518 2 4 101103 172518 -23.49663 -42.29595 1 Example 2: 0113 0 0 071103 143200 -3.94427 -63.15851 1 b) .inm (binary file – applied to communications via INMARSAT) Simulation of an INMARSAT MARITIME POSITION REPORT byte format assign values binary hex P=0C=1 1 P[1] C[1] TYPE[6] 0 1 000100 44 TYPE = 04h 00110000 30 DNID[8] DNDI invented 2 12345 = 3 DNID[8] 00110000 00111001 39 00111001 LES ID invented 4 LES ID[8] 11011110 DE 222 = 11011110 MEMBER NO 5 MEMBER NO[8] invented 16 = 00010000 10 00010000 65 CAT = 01 6CAT[2] H[1] DEG[5] MARITIME POSITION (01)(1)(22)(43)(12) = REPORT (01)(1)(0010110)(101011)( LAT = 22 43 500 01100) = 01 1 0010110 AB 7 DEG[2] MIN[6] S H = 1 DEG = 101011 01100 = 01100101 22 MIN = 43 10101011 01100 FRAC = (0.500 / 0.04) = 12.5 (12) FRAC[5] H[1] LON = 043 10 (01100) 64 8 DEG[2] 350 W H = 1 (1)(00101011)(001010)(01 10 MIN[4] FRAC[4] 10 FRAC = (.35 /0.04) = 7.95 (8) 10101100 10100100 0 A4 dec 68 48 57 222 16 101 171 100 164 - 3-D-I-1 NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-D MEM invented 55 = 0110111 ATTR[8] ? 00000000 ATTR[8] ? 00000000 CHKSUM[8] ? 00000000 CHKSUM[8] ? 00000000 P[1] C[1] TYPE[6] ? 00000000 SPEED = 3.5 SPEED[8] 3.5 / 0.2 = 17.5 (17) COURSE[8] COURSE = 225 COURSE[1] RESERV = 0 RESERV[7] 11 FRAC[1] MEM[7] 00110111 37 55 12 13 14 15 16 00000000 00000000 00000000 00000000 00000000 00 00 00 00 00 00 00 00 00 00 00010001 11 70 17 112 80 128 17 18 19 (225) = (011100001) = 01110000 10000000 Note: It is not mandatory to use extension .inm for communications via INMARSAT; there is no impediment on using files of extension .dpc , mentioned above, or .ORB as specified below. c) Name/identification of vessel.ORB (text file) The vessel's name/identification and file extension may be in upper or lower-case letters. The data come separated by comma, the file has a line format and will contain data by vessel, as in the following example: POSITION:LAT=-22.4433,LON=-40.0688,131000,28,01 After the comma which follows the longitude, the following data are entered: hour/minute/second, day, month. 2 - E-mail - The message may be of two types: vessel identification in the header or in the text. a) Vessel identification in the header This file is received via e-mail server (POP3) and converted to an extension “.txt” file with the following layout: Received: from alhena.mar.mil.br ([200.244.241.3]) by dtm20.mb (Lotus Domino Release 5.0.10) with ESMTP id 2003111108360195:613 ; Tue, 11 Nov 2003 08:36:01 -0300 Received: from alhena.mar.mil.br (polaris.mar.mil.br [200.244.241.11]) by dummy.domain.name (Postfix) with ESMTP id DA0D66A77 for <[email protected]>; Mon, 10 Nov 2003 09:22:54 -0200 (BRST) Received: from mail.mundo.com.br (www.mundo.com.br [216.53.184.80]) by alhena.mar.mil.br (Postfix) with SMTP id 40C466A76 for <[email protected]>; Mon, 10 Nov 2003 09:22:54 -0200 (BRST) Received: from AspEmail [216.53.184.80] by www.mundo.com.br [127.0.0.1] with SMTP (MDaemon.v3.1.2.R) for <[email protected]>; Mon, 10 Nov 2003 09:23:34 –0200 From: "[email protected]" <[email protected]> To: [email protected] Subject: [email protected] Date: Mon, 10 Nov 2003 09:23:34 -0200 MIME-Version: 1.0 X-MDRcpt-To: [email protected] - 3-D-I-2 NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-D X-MDRemoteIP: 216.53.184.80 X-Return-Path: [email protected] X-MDaemon-Deliver-To: [email protected] Reply-To: [email protected] Message-ID: <[email protected]> X-MIMETrack: Itemize by SMTP Server on dtm20/DITELM/Mar(Release 5.0.10 |March 22, 2002) at 11/11/2003 08:36:03 AM, Serialize by POP3 Server on dpc2/prtcos/Mar(Release 6.0.1CF1|March 04, 2003) at 11/11/2003 10:00:27, Serialize complete at 11/11/2003 10:00:27 POSITION:LAT=-5.266, LON=-32.752,110424,10,11 NOTES: This file's header is important, for it identifies the Vessel. In the example above, the Vessel's name is NACIONAL1. Figure containing Vessel Names b) Vessel identification in the text This file is received via e-mail (POP3) and converted to an extension “.txt” file with the following layout: Received: from alhena.mar.mil.br ([200.244.241.3]) by dtm20.mb (Lotus Domino Release 5.0.10) - 3-D-I-3 NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-D with ESMTP id 2003111108522534:1204 ; Tue, 11 Nov 2003 08:52:25 -0300 Received: from alhena.mar.mil.br (polaris.mar.mil.br [200.244.241.11]) by dummy.domain.name (Postfix) with ESMTP id EE1706777 for <[email protected]>; Sun, 9 Nov 2003 23:04:58 -0200 (BRST) Received: from svrj50.fw (unknown [200.214.2.10]) by alhena.mar.mil.br (Postfix) with SMTP id B0439677A for <[email protected]>; Sun, 9 Nov 2003 23:04:58 -0200 (BRST) Received: by svrj50.fw from svrj55.br.globalstar.com ([172.16.4.32]); Mon, 10 Nov 2003 01:21:03 GMT Received: from svrj55 (svrj55 [172.16.4.32]) by svrj55.br.globalstar.com (8.9.1b+Sun/8.9.1) with SMTP id XAA25948 for [email protected]; Sun, 9 Nov 2003 23:06:58 -0200 (EDT) Date: Sun, 9 Nov 2003 23:06:58 -0200 (EDT) From: [email protected] Message-Id: <[email protected]> X-Authentication-Warning: svrj55.br.globalstar.com: svrj55 [172.16.4.32] didn't use HELO protocol Subject: Globalstar Tracking To: <> X-MIMETrack: Itemize by SMTP Server on dtm20/DITELM/Mar(Release 5.0.10 |March 22, 2002) at 11/11/2003 08:52:28 AM, Serialize by POP3 Server on dpc2/prtcos/Mar(Release 6.0.1CF1|March 04, 2003) at 11/11/2003 09:57:36, Serialize complete at 11/11/2003 09:57:36 POSITION:LAT=-22.868611,LON=41.911111,005551,10,11,724880227128227,10000 NOTE: In this case, the Vessel's identification is in the text and not in the header. c) BD – Database: The file is received via SQLServer Database, and a position.txt file is generated in the format of columns separated by "TAB", as follows: 1st Column – Vessel ID Code jointly with the 2nd Column; 2nd Column – Vessel ID Code jointly with the 1st Column; 3rd Column – no use; 4th Column – Latitude; 5th Column – Longitude; 6th Column – Date/Time(yymmddhhmmss); 7h Column – no use. 778332 EMB5 0 0093822S 0351010W Km SE of BARRA DE SANTO ANTONIO - AL 031021074443 1 45.28 - 3-D-I-4 NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-EWEB SERVICE USER MANUAL 1 - INTRODUCTION .................................................................................................... 1 2 - SYSTEM COMPONENTS ...................................................................................... 1 3 - AVAILABLE INTERFACES ................................................................................... 2 3.1 - TRANSMISSION OF POSITION MESSAGES – FROM ASP TO CDRL............ 2 3.2 - MESSAGE RECEPTION – FROM THE CDRL TO THE ASP............................. 3 3.3 - HOMOLOGATION OF COMMUNICATIONS TESTS ......................................... 3 4 - COMMUNICATIONS' ARCHITECTURE ................................................................ 4 4.1 - CONCEPTUAL MODEL....................................................................................... 4 4.2 - TECHNICAL STANDARDS.................................................................................. 5 4.2.1 - COMMUNICATIONS STANDARD .............................................................................. 5 4.2.2 - OVERVIEW OF THE SIMPLE OBJECT ACCESS PROTOCOL (SOAP)........................... 5 4.2.3 - DIGITAL CERTIFICATE STANDARD.......................................................................... 5 4.2.4 - SUMMARY OF THE TECHNICAL STANDARDS............................................................ 6 4.3 - OPERATIONAL MODEL ............................................................................................. 7 4.3.1 - SERVICES............................................................................................................. 7 4.3.1.1 - DESCRIPTION OF THE WS STEPS SHOWN BY THE CDRL:...................................... 7 4.3.1.2 - DESCRIPTION OF THE WS STEPS SHOWN BY THE ASP: ....................................... 8 4.3.2 - XMLMESSAGE STANDARD.................................................................................... 8 4.3.3 - VALIDATION OF THE STRUCTURE OF MESSAGES XML.............................................. 8 4.3.4 - XML SCHEMAS .................................................................................................... 9 4.3.5 - ALTERATION IN VERSIONS OF SCHEMAS XML ........................................................ 9 5 - WEB SERVICES OF THE CDRL AND ASP PROVIDERS ................................... 10 5.1 - WSDL .................................................................................................................. 10 5.2 - SERVICES AND METHODS ........................................................................................ 11 5.2.1 - TABULAR REPRESENTATION OF SCHEMAS XML..................................................... 12 5.2.2 - WS SHOWN BY THE ASP...................................................................................... 12 5.2.2.1 - SHIPPOSITIONREQUEST .................................................................................... 12 5.2.2.2 - RECEIPT ........................................................................................................... 15 5.2.3 - WS SHOWN BY THE CDRL ................................................................................... 18 5.2.3.1 - SHIPPOSITIONREPORTASP................................................................................ 18 5.2.3.2 - RECEIPTASP..................................................................................................... 21 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL 1 - INTRODUCTION This annex has the purpose of presenting the definitions of specifications and technical criteria necessary for the usage of the LRIT System Web Service made available by the MB to the application service provider companies (ASP). The LRIT System aims at following up the movement of vessels subject to the SOLAS regulations, by way of standardized position information supplied by the ASP companies. The set up of the LRIT and its respective Data Centers will enable the timely interchange of information among the maritime traffic control systems of the signatory countries to the SOLAS Convention, for the use in their SAR systems and identification of their concerned maritime traffic. This interchange will be performed by the CDRL. The LRIT information messages contain the positioning of ships and their IMO registration number (IMO number). 2 - SYSTEM COMPONENTS The LRIT system includes the following components: Shipborne Equipment – equipment installed on board vessels for the transmission of LRIT information; CSP – Communications Service Provider; ASP – Application Service Provider; CDRL – LRIT Regional Data Center; IDC – LRIT International Data Center; - 3-E-I-1 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL LRIT Data Users – Users of LRIT Data; IDE – International LRIT Data Exchange; 3 - AVAILABLE INTERFACES Through the Web Service, the ASP companies will send LRIT information messages to the CDRL. Likewise, the ASP companies shall also provide a Web Service (WS) for their reception of messages from the CDRL. The available interfaces and their respective basic functionalities are summarized below. 3.1 - TRANSMISSION OF POSITION MESSAGES – FROM THE ASP TO THE CDRL The CDRL provides a WS to the ASP companies, enabling their sending of messages. The ASP companies, by using that interface, shall send the following LRIT information messages: a) TYPE 1 (Message Type 1): Periodic position message with a standard frequency of six (6) hours, or eventually with a modified frequency according to some request. b) TYPE 2 (Message Type 2): Position message issued in response to a position request. c) TYPE 3 (Message Type 3): Position message issued in response to a position request from an SAR service. d) TYPE 7 (Message Type 7): Receipt message, issued in response to a position request where some impossibility was found in relation to the LRIT data . The following diagram exemplifies the communications between ASP providers and the CDRL for message types 1, 2, 3 and 7: - 3-E-I-2 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL 3.2 - MESSAGE RECEPTION – FROM THE CDRL TO THE ASP As mentioned before, the ASP providers may get requests of LRIT information through messages sent by the CDRL. In order to enable the reception of messages, the ASP providers shall also make web services available, where the following message types may be received: a) TYPE 4 (Message Type 4): Eventual request of LRIT information, or change in the message issuing periodicity. b) TYPE 5 (Message Type 5): Request of LRIT information generated by a SAR service. The following diagram exemplifies the communications between ASP providers and the CDRL for message types 4 and 5: 3.3 - HOMOLOGATION OF COMMUNICATIONS TESTS This interface enables the homologation of communications tests between the ASP providers and the CDRL. For the homologation, the COMCONTRAM will issue a test certificate. After the tests are performed, the ASP provider will receive a definitive LRIT ID, which will enable the request of a valid digital certificate from the certifying company. - 3-E-I-3 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL 4 - COMMUNICATION ARCHITECTURE 4.1 - CONCEPTUAL MODEL The diagram below shows the conceptual communication flow, the conceptual model of communications, as well as the several communications segments (A through F) in the LRIT network: FIGURE-1 - COMPONENTS OF THE LRIT COMMUNICATIONS SYSTEM The communication architecture addressed in this Annex relates to communication B, which occurs between the ASP providers and the CDRL. For the transmission services of LRIT messages by the vessels, a Web Service (WS) will be made available by the CDRL. A specific address (url) in the same WS will be set up for homologation. For the reception of requests from the CDRL, the ASP shall provide a specific WS, following the same specifications of the WS of the CDRL. The available services will be asynchronous. The transmission of a ship's position XML message and the reception of the return XML message will be made through distinct connections. The XML messages must be validated, based on validation rules (Schemas). The successful reception of a message is responded with "success" through the Soap protocol. If validation errors of the XML Schema occur, the XML message content will not be processed and a return error message will be issued (soap fault). - 3-E-I-4 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL 4.2 - TECHNICAL STANDARDS 4.2.1 - Communication Standard The communication between the ASP information systems and the LRIT system of the CDRL is based on the Web Services made available by the CDRL and by the ASP. The way of communication used will be the Internet, through the HTTPS protocol, which besides ensuring a safe communication channel on the Internet, enables the identification of server and client by means of digital certificates, avoiding the need of identifying the user through the name or user code and password. By using WS, the communication becomes dynamic and especially secure, for there is no human intervention. The flow will always be started by means of a XML file. The message exchange between CDRL Web Services and systems of the ASP will be made in the SOAP version 1.2 standard. 4.2.2 - Simple Object Access Protocol (SOAP) Overview The application layer for LRIT message exchanges among the LRIT system components will be based on the SOAP version 1.2, as defined by the World Wide Web consortium(W3C). SOAP is an application layer protocol which enables a communication among the participants, without requiring any specific communication network, system operation or programming language. The specification of SOAP version 1.2 is available at http://www.w3.org/TR/soap12. As detailed under the SOAP mandatory section below, the SOAP messages will flow using HTTP as the underlying protocol. Although HTTP is by definition a request/response communication mechanism, it is suggested that designers and installers adopt asynchronous standard tests and mechanisms with no security blocking for receiving the http response message, ensuring a better performance. In regard to the application's execution, the message flow has only one path. The SOAP messages described in the text of the HTTP response include only information indicating the final stage of the request/response message exchange and may be of "success" or "failure" (soap fault). 4.2.3 - Digital Certificate Standard The digital certificates used in the LRIT System will be issued by a Certification Authority, accredited by the Infrastructure of Public Keys (ICP-Brazil), - 3-E-I-5 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL in types A1, A2, A3 or A4, containing the digital certificate owner's data in the field "Assunto" as described below: CN={Name of Host}, O={Complete Name of the ASP company}, OU={LRIT ID with 4 figures}, L={City}, S={State}, C={Country} An example follows: CN = Quest O = Quest Providers S/A OU = 7951 L = Florianópolis S = Santa Catarina C = Brasil When requesting any CDRL available service, the digital certificates will be required. The lack of certificate or the failure in filling up the field "Assunto" will imply in service denial. 4.2.4 - Summary of the Technical Standards The table below summarizes the main technological standards used: CHARACTERISTIC Web Services Logical communication media Logical communication medium Internet Protocol Standard of message exchange Standard of digital certificate XML Fulfillment Standards DESCRIPTIO N Standard defined by WS-1 Basic Profile (http://www.wsi.org/Profiles/BasicProfile-1.1-2006-04-10.html Web Services, provided by the LRIT System of the COMCONTRAM LRIT Regional Data Center Internet HTTPS with mutual authentication through digital certificates. SOAP version 1.2. X.509 version 3 issued by a Certification Authority accredited by the Infrastructure of Public Keys (ICP-Brazil), in types A1, A2, A3 or A4, containing necessarily the digital certificate owner's data in the field "Assunto", as in the example given below: CN = Quest (name of host) O = Quest Providers S/A (full name of the ASP company) OU = 7951 (LRIT Id with 4 figures) L = Florianópolis (City) S = Santa Catarina (State) C = Brasil (Country) Schema non-mandatory fields with no content will have their tags suppressed in the XML message. - 3-E-I-6 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL 4.3 - OPERATIONAL MODEL The communication is synchronous, ending with the SOAP protocol response. However, the LRIT information exchange will be asynchronous, therefore, both the CDRL and the ASP providers need to offer a WS. The ASP providers will utilize the CDRL WS, to send LRIT information. CDRL requests will be received through the WS offered by the own ASP provider. 4.3.1 - Services 4.3.1.1 - Description of the WS STEPS offered by the CDRL As mentioned before, the LRIT information will be sent by the ASP, utilizing the CDRL WS. Follows a figure with the simplified working flow. Figure 1 - WS OFFERED BY THE CDRL 1) The ASP provider's system starts the connection by sending a message XML type 1, 2 or 3 to the CDRL WS; 2) If not possible to respond a message with LRIT information for some reason, instead of a message type 1, 2 or 3, the ASP sends a message type 7, containing a text field explaining the reason for not processing the LRIT information. 3) The message delivery confirmation will be made through the SOAP protocol. The CDRL Web Service validates the message in accordance with the XML Schema, returning to the sender: "success" if the message is valid, or "soap fault", if the message is not valid. The valid message is received and forwarded to the LRIT system, which realizes the processing and records the LRIT information. The connection is ended. - 3-E-I-7 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL 4.3.1.2 - Description of the WS Steps offered by the ASP Figure 2 - WS OFFERED BY THE ASP 1) The ASP provider's system starts the connection by sending a message XML type 4 or 5 to the CDRL WS; 2) The message delivery confirmation will be made through the SOAP protocol. The CDRL Web Service validates the message in accordance with the XML Schema, returning to the sender: "success" if the message is valid, or "soap fault", if the message is not valid. The connection is then ended. 4.3.2 - Standard of XML Messages The specification adopted for XML messages is the recommended W3Cfor XML 1.0, available on www.w3.org/TR/REC-xml, the codification will be in UTF-8 and the set of characters in LATIN-1. 4.3.3 - Validation of the structure of XML Messages A XML Schema defines the content of a XML message, describing its attributes, elements and organization, besides establishing rules for completing the content and the obligingness of each element or information group. In this manual, the nomenclature XML Schema will be used to refer to the .xsd file. Any structural divergence of the XML message in relation to its respective XML Scheme will cause a validation error of the XML Schema. In this case, the service request XML message content cannot be processed. The message receiver will effect the validation according to the XML. In case of no validation, it will generate an error message (SOAP fault) and no message will be received by the CDRL - 3-E-I-8 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL Therefore, the systems of ASP providers transmitting or receiving the messages must be prepared to generate XML messages in their respective XML Schemes in force. Likewise, the ASP providers must also provide Web Services able to receive requests from the CDRL validating the Center's messages, with the same XML and WSDL schemas described in the next subsection. 4.3.4 - XML Schemas For each XML request or return message utilized by the CDRL Web Service, a corresponding .xsd file is provided (XML schema). The WSDL is a WS describer. For each WS there is a corresponding .wsdl file. The XML Schemas may be obtained on the internet by accessing the COMCONTRAM site, in the address www.comcontram.mar.mil.br. As mentioned already, these same schemas must be used by the Web Services offered by the ASP providers. 4.3.5 - Amendments in Versions of XML Schemas The files have their versions controlled and may undergo amendments. When some change in format of XML messages occurs, the corresponding XML schemas are updated. At each change in the schema's version, the validity period and deadline for adequacy of the ASP systems to the new schema will be determined. It must be stressed that the use of old XML schemas will make the communication between ASP and CDRL impossible. Within each XML schema there will be a reference to its version. The schemas used are: a) CDRL WS: - ShipPositionReportASP.xsd (XML schema for transmitting the Ship's Position) - ReceiptASP.xsd (Warning XML schema for receiving a message which cannot be processed for some reason) ASP WS: - ShipPositionRequest.xsd (XML schema for requesting the position of a ship) - Receipt.xsd (Warning XML schema for receiving a message which cannot be processed for some reason) - 3-E-I-9 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL The file contains Types.xsd (XML schema of the data types used by the LRIT). The majority of XML schemas used by the LRIT System Web Services have definitions of simple and complex types, which may be defined in other XML schemas (e.g.: Types.xsd). In these cases, a change of version in the basic schema will be reflected in the main schema. The changes of XML schemas in the LRIT may be caused by technical needs or by changes in international laws. Deadlines for their implementation will be published in due time. 5 - WEB SERVICES OF THE CDRL AND ASP PROVIDERS The CDRL Web Services provide the services to be used by the ASP information systems. The CDRL Web Services utilization mechanism follows the following assumptions: 1) All services will use the CDRL Web Services. The communication is synchronous, ending with the SOAP protocol receipt. However, the services provided, meaning, the exchange of LRIT information, will be asynchronous. Therefore, the transmission of type 1, 2, 3 and 7 XML messages will be done by the ASP to the CDRL WS. 2) For each service type there will be a Web method. Firstly, each LRIT system message will be received by the WS for validation of its respective XML schema (XSD file). If validation errors of the XML schema occur, the XML message content will not be processed and a return XML message will be issued containing the error(s) occurred (soap fault). 3) The WS offered by the ASP will work in the same way and with the same characteristics mentioned above. The reception of type 4 and 5 messages sent by the CDRL (request messages) will be done by the ASP WS. 5.1 - WSDL WSDL (Web Service Description Language - a language to describe the web service) is a language based on XML with the purpose of documenting the XML messages accepted by the WS (service requests) and which generate return messages. This standard mechanism facilitates the interpretation of contracts by developers and the use of development tools. - 3-E-I-10 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL The notation used by the WSDL file to describe message formats is based on the XML standard, meaning that it is a neutral programming language based on standards, which makes it adequate for describing the interfaces of web services accessible to a wide variety of platforms and programming languages. Besides describing the content of messages, WSDL defines where the service is available and which communication protocols are used for "talking" to the system. Therefore, the WSDL file defines all that is necessary for writing a program which uses the XML Web Service. There are several tools available for reading a WSDL file and generating the code to communicate with the XML Web Service. WSDL files become accessible by a great variety of platforms and programming languages, describing the message content, defining where the service is available and which communication protocols are used for "talking" to the service. Therefore, the WSDL file defines all that is necessary for writing a program which uses the XML Web Service. There are several tools available for reading a WSDL file and generating the code to communicate with the XML Web Service. The ASP providers, as clients, shall use the WSDL file. Besides describing the service, the WSDL specifies how to access it and which operations or methods are available, informing which parameters must be sent to the LRIT System WS and which parameters will be returned. As servers, the ASP shall use other schemas for their WS, making it possible for these providers to receive LRIT information requests. The necessary WSDL documentation may be obtained on the internet, by accessing the COMCONTRAM address (http://www.comcontram.mar.mil.br). 5.2 - SERVICES AND METHODS Follows the description of each one of the services offered by the WS, as well as their respective methods and XML schemas for request and report. It is emphasized that these services are for describing the ones provided by the CDRL WS as well as for being used as models for the WS to be offered by the ASP providers. - 3-E-I-11 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL 5.2.1 - Tabular Representation of the XML Schemas In the following sections are described the fields used in their respective XML schemas. 5.2.2 - WS offered by the ASP 5.2.2.1 - ShipPositionRequest 1) Description: This method is responsible for a ship's position request. These messages are the ones sent by the CDRL to the ASP. They may be (messages type 4 or 5). 2) Method: ShipPositionRequest 3) XML Message: The parameter "Message" shall be filled in according to the table below: Parameter provided by FIELD TYPE FORMAT messageTypeType nn msgIDType nnnnYYYYMMDDHHmmssnnnnn imoNumType nnnnnnn lritIDType nnnn AccessType Entitlement of user requesting information Composed by a single digit: "0" restart/delete previous periodicity configurations "1" Coast, "2" Flag, "3" Port with distance from the last update sent from a port or port facility, "4" Reserved for future use, "5" Port with time trigger, and “6” SAR (valid only for message type 5) accessTypeType n Port Represents the code for the port where the ship is berthed. Valid only for Access type = 3 or 5 locodeType MessageType MessageId IMONum DataUserProvider User of LRIT data DESCRIPTION “4” (position request of ships). “5” (tracking request for SAR) message unique identifier Generated by user IMO identification number of ship LRIT identification number (LRIT ID) of LRIT data user Port Facility PortFacility Valid only for Access type = 3 or 5 c1…cn (accepts space or UN/LOCODE or IMO number of port facility) c1…cn imoPortFacilitiyNumber (accepts space or UN/LOCODE or Type: IMO number of port facility) cccnnn Place Represents the location code placeCodeType ccc (letters A through Z,with 3 digits) nnn ( numbers 0 through 9, with 3 digits) - 3-E-I-12 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL Parameter provided by FIELD Distance DESCRIPTION Distance in nautical miles from a port or port facility where the tracking begins Valid only for AcessType 3. Represents the type of request: “1” Interrogates the position once (valid only for messages type 5) “2” Periodicity of 15 min “3” Periodicity of 30 min “4” RequestType Periodicity of 1 hour “5“ Periodicity of 3 hours “6” Periodicity of 6 hours 1 “8” For transmitting a position “10” Periodicity of 12 hours “11” Periodicity of 24 hours Time of beginning the transmission of LRIT information and/or ending the RequestDuration transmission. If "start", when null, assumes the standard which is the current time. If "stop", when null, assumes infinity LRIT identification number (LRIT DataUserRequest ID) of the user that made the original or request Date and time at which the LRIT Data User transmitted the message to the CDRL Number of the DDP version used by DDPVersionNum the CDRL TimeStamp CDRL Test schemaVersion 1– Indicates if the message is a test message or a regular LRIT message "0" Regular LRIT message "1" Test message Number of the XML scheme version associated to all the LRIT messages TYPE FORMAT distanceType nnnn requestTypeType n requestDurationType YYYY-MM-DDThh:mm:ssZ lritIDType nnnn dateTime Yyyy-MM-DDThh:mm:ssZ ddpVersionNumType N1...Nn:N1...Nn n testType (accepts 0 or 1) decimal nn The RequestType “7” and “9” are not applicable to the ASP providers. Schema of Type-4 and 5 Messages (Message Type 4 / 5) - ASP Reception <xs:schema version="1.0" targetNamespace="http://gisis.imo.org/XML/LRIT/positionRequest/2008" xmlns="http://gisis.imo.org/XML/LRIT/positionRequest/2008" xmlns:lrit="http://gisis.imo.org/XML/LRIT/types/2008" xmlns:xs="http://www.w3.org/2001/XMLSchema" elementFormDefault="qualified"> <xs:import namespace="http://gisis.imo.org/XML/LRIT/types/2008" schemaLocation="Types.xsd"/> <xs:simpleType name="messageTypeType"> <xs:restriction base="xs:integer"> <xs:enumeration value="4"/> <xs:enumeration value="5"/> </xs:restriction> </xs:simpleType> <xs:simpleType name="accessTypeType"> <xs:restriction base="xs:integer"> <xs:enumeration value="0"/> <xs:enumeration value="1"/> - 3-E-I-13 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL Schema of Type-4 and 5 Messages (Message Type 4 / 5) - ASP Reception <xs:enumeration value="2"/> <xs:enumeration value="3"/> <xs:enumeration value="5"/> <xs:enumeration value="6"/> </xs:restriction> </xs:simpleType> <xs:simpleType name="requestTypeType"> <xs:restriction base="xs:integer"> <xs:enumeration value="0"/> <xs:enumeration value="1"/> <xs:enumeration value="2"/> <xs:enumeration value="3"/> <xs:enumeration value="4"/> <xs:enumeration value="5"/> <xs:enumeration value="6"/> <xs:enumeration value="7"/> <xs:enumeration value="8"/> <xs:enumeration value="9"/> <xs:enumeration value="10"/> <xs:enumeration value="11"/> </xs:restriction> </xs:simpleType> <xs:complexType name="requestDurationType"> <xs:attribute name="startTime" type="xs:dateTime" use="optional"/> <xs:attribute name="stopTime" type="xs:dateTime" use="optional"/> </xs:complexType> <xs:simpleType name="distanceType"> <xs:restriction base="xs:integer"> <xs:minInclusive value="0"/> <xs:maxInclusive value="9999"/> </xs:restriction> </xs:simpleType> <xs:element name="ShipPositionRequest" type="ShipPositionRequestType"/> <xs:complexType name="ShipPositionRequestType"> <xs:sequence> <xs:element name="MessageType" type="messageTypeType"/> <xs:element name="MessageId" type="lrit:msgIDType"/> <xs:element name="IMONum" type="lrit:imoNumType"/> <xs:element name="DataUserProvider" type="lrit:lritIDType"/> <xs:element name="AccessType" type="accessTypeType"/> <xs:choice minOccurs="0"> <xs:element name="Port" type="lrit:locodeType"/> <xs:element name="PortFacility" type="lrit:imoPortFacilityNumberType"/> <xs:element name="Place" type="lrit:placeCodeType"/> </xs:choice> <xs:element name="Distance" type="distanceType"/> <xs:element name="RequestType" type="requestTypeType"/> name="RequestDuration" type="requestDurationType" <xs:element minOccurs="0"/> <xs:element name="DataUserRequestor" type="lrit:lritIDType"/> <xs:element name="TimeStamp" type="xs:dateTime"/> <xs:element name="DDPVersionNum" type="lrit:ddpVersionNumType"/> - 3-E-I-14 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL Schema of Type-4 and 5 Messages (Message Type 4 / 5) - ASP Reception </xs:sequence> <xs:attribute name="test" type="lrit:testType" use="optional" default="0"/> <xs:attribute name="schemaVersion" type="xs:decimal" use="required"/> </xs:complexType> </xs:schema> Example of Type-4 Message (Message Type 4) – Reception from the ASP <ShipPositionRequest xmlns='http://gisis.imo.org/XML/LRIT/positionRequest/2008' schemaVersion="1.2"> <MessageType>4</MessageType> <MessageId>10182008052716362600008</MessageId> <IMONum>1234561</IMONum> <DataUserProvider>1018</DataUserProvider> <AccessType>1</AccessType> <Port>BRAB0</Port> <Distance>0</Distance> <RequestType>1</RequestType> <RequestDuration startTime='2008-03-25T18:34:29.612Z' stopTime='2008-03-25T20:34:29.612Z' /> <DataUserRequestor>1018</DataUserRequestor> <TimeStamp>2008-03-25T19:34:29.612Z</TimeStamp> </ShipPositionRequest> Example of Type-5 Message (Message Type 5) – Reception from the ASP <env:Envelope xmlns:env='http://schemas.xmlsoap.org/soap/envelope/'> <env:Header></env:Header> <env:Body> <ShipPositionRequest test='1' xmlns='http://gisis.imo.org/XML/LRIT/positionRequest/2008'> <MessageType>5</MessageType> <MessageId>22222008032513565123400</MessageId> <IMONum>1234561</IMONum> <ShipName>Amazonia</ShipName> <DataUserProvider>1005</DataUserProvider> <AccessType>1</AccessType> <Distance>0</Distance> <RequestType>1</RequestType> <RequestDuration startTime='2008-03-25T12:56:51.981Z' stopTime='2008-03-25T14:56:51.981Z' /> <DataUserRequestor>1234</DataUserRequestor> <TimeStamp>2008-03-25T13:56:51.981Z</TimeStamp> </ShipPositionRequest> </env:Body> </env:Envelope> 5.2.2.2 - Receipt 1) Description: This method is responsible for the transmission of a receipt message where there has been some impossibility regarding the LRIT information - 3-E-I-15 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL . The CDRL sends to the ASP. It is a message type 7. 2) Method: Receipt Message: The 3) XML shall Parameter Provided by CDRL and ASP FIELD MessageType MessageId ReferenceId ReceiptCode Destination Type of the message "7" receipt message TYPE FORMAT messageTypeTy pe nn msgIDType nnnnYYYYMMDDHHmmssnnnnn refIDType nnnnYYYYMMDDHHmmssnnnnn ReceiptCodeTyp e nnn identifier. message identifier (Message ID) that was received “4” CSP not available “5” Ship does not respond “6” Ship not available “7” Failure occurred and not 1 defined in other codes LRITID of the addressee lritIDType nnnn Originator LRITID of the sender lritIDType nnnn Message Text showing the message nature dateTime text Date and time in which the LRIT Data User transmitted the message to the CDRL dateTime YYYY-MM-DDThh:mm:ssZ TimeStamp DDPVersionNum Test schemaVersion 1– be filled in according to the table below: DESCRIPTION Message unique Generated by user parameter "Message" of the DDP ddpVersionNum Type: version d b thif itCDRL Indicates is a test message or a regular LRIT message testType "0" Regular LRIT message "1" Test message Number Number of the XML schema version associated with all LRIT messages. decimal n1...nn:n1...nn n (accepts 0 or 1) nn The ReceiptCode 0,1,2,3,8 and 9 are not applicable to the ASP providers Receipt.xsd Schema <xs:schema version="1.0" targetNamespace="http://gisis.imo.org/XML/LRIT/receipt/2008" xmlns="http://gisis.imo.org/XML/LRIT/receipt/2008" xmlns:xs="http://www.w3.org/2001/XMLSchema" xmlns:lrit="http://gisis.imo.org/XML/LRIT/types/2008" elementFormDefault="qualified"> <xs:import namespace="http://gisis.imo.org/XML/LRIT/types/2008" schemaLocation="Types.xsd"/> <xs:simpleType name="messageTypeType"> <xs:restriction base="xs:integer"> <xs:enumeration value="7"/> - 3-E-I-16 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL Receipt.xsd Schema </xs:restriction> </xs:simpleType> <xs:simpleType name="receiptCodeType"> <xs:restriction base="xs:integer"> <xs:minInclusive value="0"/> <xs:maxInclusive value="256"/> <xs:enumeration value="0"/> <xs:enumeration value="1"/> <xs:enumeration value="2"/> <xs:enumeration value="3"/> <xs:enumeration value="4"/> <xs:enumeration value="5"/> <xs:enumeration value="6"/> <xs:enumeration value="7"/> <xs:enumeration value="8"/> <xs:enumeration value="9"/> </xs:restriction> </xs:simpleType> <xs:element name="Receipt" type="ReceiptType"/> <xs:complexType name="ReceiptType"> <xs:sequence> <xs:element name="MessageType" type="messageTypeType"/> <xs:element name="MessageId" type="lrit:msgIDType"/> <xs:element name="ReferenceId" type="lrit:refIDType"/> <xs:element name="ReceiptCode" type="receiptCodeType"/> <xs:element name="Destination" type="lrit:lritIDType"/> <xs:element name="Originator" type="lrit:lritIDType"/> <xs:element name="Message" type="lrit:messageType"/> <xs:element name="TimeStamp" type="xs:dateTime"/> <xs:element name="DDPVersionNum" type="lrit:ddpVersionNumType"/> </xs:sequence> <xs:attribute name="test" type="lrit:testType" use="optional" default="0"/> <xs:attribute name="schemaVersion" type="xs:decimal" use="required"/> </xs:complexType> </xs:schema> Example of Type-7 Message (Message Type 7) – Reception from the ASP <Receipt xmlns='http://gisis.imo.org/XML/LRIT/receipt/2008' schemaVersion="1.2"> <MessageType>7</MessageType> <MessageId>10182008072918533986752</MessageId> <ReferenceId>12392008052716362600024</ReferenceId> <ReceiptCode>7</ReceiptCode> <Destination>1018</Destination> <Originator>4499</Originator> <Message>System internal error. Impossible to process.</Message> <TimeStamp>2008-07-29T18:53:39.652Z</TimeStamp> </Receipt> - 3-E-I-17 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL 5.2.3 - WS offered by the CDRL 5.2.3.1 - SHIPPOSITIONREPORTASP 1) Description: This method is responsible for the transmission of a ship's position message, sent by the ASP. These messages are the ones sent by the ASP to the CDRL. They may be of type 1, 2 or 3. 2) Method: ShipPositionReport 3) XML Message: The parameter "Message" shall be filled in according to the table below: Parameter provided by FIELD Latitude Longitude Onboard equipment DESCRIPTION Latitude of the Ship's Position (Based on WGS84) with “N” for North and “S” for South TYPE FORMAT latitudeType nn.nn.nn.c Longitude of the Ship's Position (Based on WGS84) longitudeType with “E” for East and “W” for West nnn.nn.nn.c TimeStamp1 Date-time associated with the position of the GNSS - Global Navigation Satellite dateTime ShipborneEquipmentId Identifier used by the ship's onboard equipment string c1…cn ASPId ID number of the ASP (LRIT ID) which received the LRIT information. lritIDType nnnn MessageType YYYY-MMDDThh:mm:ssZ “1” (corresponds to the periodic message transmitting a position), messageTypeTy pe “2” (position requested by the CDRL) and nn “3” (course of SAR). MessageId ASP Message unique Generated by user identifier. msgIDType nnnnYYYYMMD DHHmmssnnnnn refIDType nnnnYYYYMMD DHHmmssnnnnn imoNumType nnnnnnn It is the Message ID associated with the message request. ReferenceId If messageType = 1 the field may be null (indicating a periodic message). If filled in, means to be resulting from a request If messageType = 2 or 3 the field must necessarily be filled in IMONum IMO identification number of ship - 3-E-I-18 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL Parameter provided by FIELD MMSINum DESCRIPTION TYPE FORMAT MMSI number (Maritime Mobile Service Identity) of the mmsiNumType ship nnnnnnnnn TimeStamp2 Date-time in which the ASP received the message dateTime YYYY-MMDDThh:mm:ssZ TimeStamp3 Date-time in which the ASP transmitted the message dateTime YYYY-MMDDThh:mm:ssZ ShipPositionReportASP.XSD Schema <xs:schema version="1.0" targetNamespace="http://gisis.imo.org/XML/LRIT/positionReport/2008" xmlns="http://gisis.imo.org/XML/LRIT/positionReport/2008" xmlns:lrit="http://gisis.imo.org/XML/LRIT/types/2008" xmlns:xs="http://www.w3.org/2001/XMLSchema" elementFormDefault="qualified"> <xs:import namespace="http://gisis.imo.org/XML/LRIT/types/2008" schemaLocation="Types.xsd" /> <xs:simpleType name="messageTypeType"> <xs:restriction base="xs:integer"> <xs:enumeration value="1"/> <xs:enumeration value="2"/> <xs:enumeration value="3"/> </xs:restriction> </xs:simpleType> <xs:element name="ShipPositionReport" type="ShipPositionReportASPType"/> <xs:complexType name="ShipPositionReportASPType"> <xs:sequence> <xs:element name="Latitude" type="lrit:latitudeType"/> <xs:element name="Longitude" type="lrit:longitudeType"/> <xs:element name="TimeStamp1" type="xs:dateTime"/> <xs:element name="ShipborneEquipmentId" type="xs:string"/> <xs:element name="ASPId" type="lrit:aspLRITIDType"/> <xs:element name="CSPId" type="lrit:cspLRITIDType" minOccurs="0"/> <xs:element name="MessageType" type="messageTypeType"/> <xs:element name="MessageId" type="lrit:msgIDType"/> <xs:element name="ReferenceId" type="lrit:refIDType"/> <xs:element name="IMONum" type="lrit:imoNumType"/> <xs:element name="MMSINum" type="lrit:mmsiNumType" minOccurs="0"/> <xs:element name="TimeStamp2" type="xs:dateTime"/> <xs:element name="TimeStamp3" type="xs:dateTime"/> </xs:sequence> <xs:attribute name="schemaVersion" type="xs:decimal" use="required"/> </xs:complexType> </xs:schema> Example of Type-1 Message (Message Type 1) - Transmission from the ASP to the CDRL - 3-E-I-19 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL Example of Type-1 Message (Message Type 1) - Transmission from the ASP to the CDRL <ShipPositionReport xmlns='http://gisis.imo.org/XML/LRIT/positionReport/2008' schemaVersion="1.2"> <Latitude>47.37.00.N</Latitude> <Longitude>052.10.00.W</Longitude> <TimeStamp1>2008-03-25T11:55:42.084Z</TimeStamp1> <ShipborneEquipmentId>SEQU</ShipborneEquipmentId> <ASPId>4499</ASPId> <CSPId>4499</CSPId> <MessageType>1</MessageType> <MessageId>10182008052716362600000</MessageId> <ReferenceId></ReferenceId> <IMONum>1234562</IMONum> <MMSINum>123451232</MMSINum> <TimeStamp2>2008-03-25T11:55:42.084Z</TimeStamp2> <TimeStamp3>2008-03-25T11:58:42.084Z</TimeStamp3> </ShipPositionReport> Example of Type-2 Message (Message Type 2) - Transmission from the ASP to the CDRL <ShipPositionReport xmlns='http://gisis.imo.org/XML/LRIT/positionReport/2008' schemaVersion="1.2"> <Latitude>66.15.37.N</Latitude> <Longitude>011.58.20.W</Longitude> <TimeStamp1>2008-03-25T11:55:42.084Z</TimeStamp1> <ShipborneEquipmentId>SEQU</ShipborneEquipmentId> <ASPId>4499</ASPId> <CSPId>4499</CSPId> <MessageType>2</MessageType> <MessageId>10182008052716362600019</MessageId> <ReferenceId>10182008052716362600018</ReferenceId> <IMONum>1234562</IMONum> <MMSINum>123451232</MMSINum> <TimeStamp2>2008-03-25T11:55:42.084Z</TimeStamp2> <TimeStamp3>2008-03 Example of Type-3 Message (Message Type 3) - Transmission from the ASP to the CDRL <ShipPositionReport xmlns='http://gisis.imo.org/XML/LRIT/positionReport/2008' schemaVersion="1.2"> <Latitude>66.15.37.N</Latitude> <Longitude>011.58.20.W</Longitude> <TimeStamp1>2008-03-25T11:55:42.084Z</TimeStamp1> <ShipborneEquipmentId>SEQU</ShipborneEquipmentId> <ASPId>4499</ASPId> <CSPId>4499</CSPId> <MessageType>2</MessageType> <MessageId>10182008052716362600019</MessageId> <ReferenceId>10182008052716362600018</ReferenceId> <IMONum>1234562</IMONum> <MMSINum>123451232</MMSINum> <TimeStamp2>2008-03-25T11:55:42.084Z</TimeStamp2> <TimeStamp3>2008-03-25T11:58:42.084Z</TimeStamp3> - 3-E-I-20 - NORMAM-08/DPC REV.1 APPENDIX I TO ANNEX 3-E WEB SERVICE USER MANUAL Example of Type-3 Message (Message Type 3) - Transmission from the ASP to the CDRL </ShipPositionReport> 5.2.3.2 - ReceiptASP 1) Description: This method is responsible for the transmission of a receipt message where there has been some impossibility regarding the LRIT information. It is a (message type 7), and is sent by the ASP to the CDRL. 2) Method: ReceiptASP 3) XML Message: The difference from the Receipt.xsd schema is that here the fields DDPVersionNum and "test" have been suppressed. The parameter "Message" shall be filled in according to the table below: Parameter Provided by Field Type Format messageTyp eType Nn msgIDType NnnnYYYYMMDDHHmmssnnnnn refIDType NnnnYYYYMMDDHHmmssnnnnn ReceiptCode Type: Nnn LRITID of the addressee lritIDType Nnnn Originator LRITID of the sender lritIDType Nnnn Message Text showing the message nature dateTime Text Date and time in which the LRIT Data User transmitted the message to the CDRL dateTime YYYY-MM-DDThh:mm:ssZ decimal Nn MessageType MessageId ReferenceId Descriptio n Type of the message "7" receipt message Message unique identifier. G t db identifier Message (Message ID) that was received “4” CSP not available “5” Ship does not respond ReceiptCode “6” Ship not available “7” Failure occurred and not defined in other codes 1 CDRL and ASP Destination TimeStamp Number of the XML schema schemaVersion version associated with all LRIT messages. 1– The ReceiptCode 0,1,2,3,8 and 9 are not applicable to the ASP providers Note: The basic types of fields used in the LRIT system, common to all schemes, are defined in Types.xsd. - 3-E-I-21 - NORMAM-08/DPC REV.1 APPENDIX II TO ANNEX 3-E LRIT Survey Report - MSC.1/Circ_ Relatório da Vistoria LRIT – MSC.1/Circ _ Issued by Emitido por on behalf of DIRECTORATE OF PORTS AND COASTS Diretoria de Portos e Costas Name of ship / Nome do navio: Port of registry /Porto de registro : Distinctive number or letters: Indicativo de chamada ou IRIN: IMO Number / Número IMO: Maritime Mobile Service Identity (MMSI): Identidade no Serviço Móvel Marítimo: Gross tonnage / Arqueação bruta: Sea areas in which ship is certified to operate: Áreas Marítimas nas quais o navio é certificado a operar: Inmarsat Mobile Number (IMN): Número móvel do Inmarsat (IMN): Serial Number / Número de série: Name of Manufacturer / Nome do Fabricante: Model / Modelo: THIS IS TO CERTIFY that the shipborne equipment designated to transmit LRIT information and specified below: Este documento CERTIFICA que o equipamento designado para transmissão de informação LRIT e abaixo especificado: .1 has been found to meet the requirements provided in regulations V/19-1.6 and V/19-1.7, as well as the performance standards and functional requirements for the long-range identification and tracking of ships adopted by resolution MSC.263(84) and: encontra-se de acordo com os requerimentos previstos nas regras V/19-1.6 e V/19-1.7, assim como aos padrões de desempenho e requisitos funcionais para identificação e acompanhamento de navios à longa distância adotados pela resolução MSC.263(84) e: .1 is of a type approved by the Administration in accordance with the provisions of regulation V/19-1; or é de tipo aprovado pela Administração de acordo com o previsto na regra V/19-1; ou Yes No Sim Não .2 is of a type approved by the Administration in accordance with the provisions of regulation IV/14; or é de tipo aprovado pela Administração de acordo com o previsto na regra IV/14; ou Yes No - 3-E-II-1 - NORMAM-08/DPC REV.1 APPENDIX II TO ANNEX 3-E .3 .4 Sim Não has been certified by the Administration as meeting the Requirements of IEC 60945 (2002-08) and IEC 60945 Corr.1 (2008-04) on Maritime navigation and radio communication equipment and systems - General requirements Methods of testing and required test results; or foi certificado pela Administração como atendendo aos requisitos da IEC 60945 (2002-08) e da IEC 60945 Corr.1 (2008-04) sobre equipamentos e sistemas de navegação e radiocomunicação marítimos - requisitos gerais - métodos de testes e resultados de testes exigidos; ou Yes No Sim Não has been certified by the Administration as meeting the requirements provided in regulation XI-2/6; and of resolution MSC.136(76) on Performance standards for a ship security alert system / resolution MSC.147(77) on Adoption of the Revised performance standards for a ship security alert system; foi certificado pela Administração conforme os requisitos previstos da regra XI-2/6; e na resolução MSC.136(76) sobre Padrões de Performance para o SSAS / resolução MSC.147(77) sobre a Adoção do Padrão de Performance revisado para um SSAS (Ship Security Alert System). Yes No Sim Não TEST REQUIREMENT / REQUISITO DO TESTE CTN1 - Establish the sea areas where the ship is certified to operate based on the Cargo Ship Safety Radio Certificate, Cargo Ship Safety Certificate, Passenger Ship Safety Certificate or equivalent. Estabelecer as áreas marítimas que o navio está certificado a operar a partir de certificado de segurança rádio para navios de carga, certificado de segurança para navios de passageiros ou equivalente. Yes No Sim Não CTN4b - The equipment GNSS position information is based upon the WGS84 datum. A Informação de posição do equipamento GNSS é baseada no padrão WGS84. Yes Sim No Não CTN5b - The equipment date and time information is in UTC. A informação de data e hora do equipamento está no padrão UTC. Yes Sim No Não CTN5c - The equipment transmits a Time Stamp relative to when the position was generated (not the CSP receipt time). O equipamento transmite um registro de data e hora relativo a quando a posição foi gerada (não quando foi recebida pelo CSP). Yes No Sim Não CTN6 - The equipment is of a type approved by the Administration. O equipamento é de tipo aprovado pela Administração. Yes Sim - 3-E-II-2 - No Não NORMAM-08/DPC REV.1 APPENDIX II TO ANNEX 3-E CTN8 - The equipment is compliant with provisions of resolution A.694(17). The equipment has been tested for electromagnetic compatibility (refer to resolution A.813(19)). O equipamento está conforme o previsto na Resolução A.694 (17). O equipamento foi testado para compatibilidade eletromagnética (referir-se à Resolução A.813 (19)). Yes No Sim Não CTN11 - The equipment interfaces directly with the shipborne global Navigation satellite system equipment, or has internal positioning Capability. O equipamento interfaceia diretamente com o equipamento do sistema global de navegação por satélite ou tem capacidade interna de posicionamento. Yes No Sim Não Internal GPS GPS interno or external GPS ou GPS externo Maker and type: Fabricante e modelo: Power supply: Main Fonte de alimentação: Principal Emergency Emergência Reserve Reserva CTN12 - The equipment is supplied with energy from the main and emergency electrical power source (If LRIT via GMDSS terminal, the equipment should be provided with energy sources as specified in regulation IV/13 - main, emergency and reserve source of energy). O equipamento é alimentado com energia da fonte de energia elétrica principal e de emergência (se o LRIT for via terminal GMDSS o equipamento deverá ser provido com a fonte de energia conforme especificado na regra IV/13 - fontes de energia principal, de emergência e de reserva): Stand-alone LRIT equipment Equipamento LRIT dedicado Yes Sim No Não LRIT via GMDSS terminal LRIT via terminal GMDSS Yes Sim No Não LRIT via SSAS LRIT via SSAS Yes Sim Power Supplies Fontes de alimentação Voltage Voltagem No Não Circuit Breaker Disjuntor Eletrical panel / Capacity (AH) Painel elétrico / Capacidade (AH) Main source of electrical power: Fonte de alimentação principal: Emergency source of electrical power: Fonte de alimentação de emergência: Reserve source of energy: Fonte de alimentação reserva: - 3-E-II-3 - NORMAM-08/DPC REV.1 APPENDIX II TO ANNEX 3-E Survey Details / Detalhes da Vistoria: The Test Survey was satisfactorily completed on A vistoria do teste foi terminada satisfatoriamente em (test completion date (data da conclusão do teste) Issued at _ on (place of issue ) (local de emissão) (date of issue) (data de emissão) (name and signature of authorized person issuing the report) (nome e assinatura da pessoa autorizada que emite o relatório) I confirm the above information is correct Eu confirmo que a informação acima está correta - 3-E-II-4 - _ Captain's signature and stamp assinatura e carimbo do Comandante NORMAM-08/DPC REV.1 APPENDIX III OF ANNEX 3-E Remote Conformance Test Report– MSC.1/Circ_ Relatório de Teste de Conformidade Remoto – MSC.1/Circ issued by emitido por Brazilian Maritime Authority Recognized ASP ASP reconhecido pela Autoridade Marítima Brasileira Name of ship: Nome do navio: Inmarsat Mobile Number (IMN): Número móvel do Inmarsat (IMN): Serial Number: Número de série: Name of Manufacturer: Nome do Fabricante: Model: Modelo: THIS IS TO CERTIFY that the shipborne equipment designated to transmit LRIT has been tested in requirements specified below: accordance with the MSC.1 / Circ Este documento CERTIFICA que o equipamento designado para transmissão de informação LRIT foi testado de _ abaixo especificados: acordo com os requisitos da MSC.1 / Circ TEST REQUIREMENT / PROCEDURE Requisito de Teste / Procedimento CTN EL1 - The equipment is activated into the ASP system. O equipamento é ativado no sistema do ASP. Procedure: ASP issues an activation command. ASP emite um comando de ativação. Yes Sim No Não CTN 9a - The equipment is re-configured to automatically transmit LRIT information at 15-min intervals. O equipamento é reconfigurado para transmitir informação LRIT Automaticamente, em intervalos de 15 minutos. Yes Sim No Não Procedure: ASP issues the Start-15 min reporting command O ASP emite um comando para iniciar a reportar a cada 15 minutos. The following tests are validated in conjunction with CTN9a. Os seguintes testes são validados em conjunto com o CTN9a. • • • • CTN 2 - The equipment automatically transmits an LRIT information; O equipamento transmite informação LRIT automaticamente. CTN3 - The equipment identity is included in the received LRIT information; A identidade do equipamento está presente na informação LRIT recebida. CTN4a - The latitude and longitude are included in the received LRIT information A latitude e a longitude estão presentes na informação LRIT recebida. CTN5a - The date and time are included in the received LRIT information A data e a hora estão presentes na informação LRIT recebida. Acceptable results: a minimum of 40 out of 48 transmissions are received (>82% success rate) um mínimo de 40 entre as 48 transmissões são recebidas (>82% taxa de sucesso) - 3-E-III-1 - NORMAM-08/DPC REV.1 Remote Conformance Test Report– MSC.1/Circ_ Relatório de Teste de Conformidade Remoto – MSC.1/Circ CTN 9b - The equipment is re-configured to automatically transmit LRIT information at 60-min intervals demonstrating that a change in transmitting interval has been successfully achieved. O equipamento é reconfigurado para transmitir informação LRIT automaticamente em intervalos de 60 minutos demonstrando que a mudança no intervalo de transmissão foi realizado com sucesso. Yes Sim No Não Procedure: ASP issues the Start-60 min reporting command ASP emite um comando para reportar a cada 60 minutos. Acceptable results: a minimum of 10 out of 12 transmissions are received (>82% success rate) um mínimo de 10 entre as 12 transmissões são recebidas (>82% taxa de sucesso) CTN 9e - LRIT information is available within 15 min from the time it is transmitted by the ship. A informação LRIT está disponível em até 15 minutos após ter sido transmitida pelo navio. Yes Sim No Não Procedure: Comparison of the UTC time stamp of when the LRIT information was generated against the UTC time stamp of when the information was received by the ASP. Comparação da data e hora UTC de quando a informação LRIT foi gerada contra a data e hora UTC de quando a informação foi recebida pelo ASP. Validated in conjunction with CTN9a and CTN9b . Validado em conjunto com a CTN9a e com a CTN9b. Satisfactory: a minimum of 50 out of 60 transmissions are received (>82% success rate) um mínimo de 50 entre 60 transmissões são recebidas (>82% de taxa de sucesso) CTN 10 - The equipment transmits LRIT information (subsequent to the ASP issuing a poll command) and the LRIT information is available within 30 min from the time the ASP has requested the information. O equipamento transmite a informação LRIT (em seguida ao ASP emitir um comando poll) e a informação LRIT está disponível dentro de 30 minutos a partir do tempo que o ASP requisitou a informação). Yes Sim No Não Yes Sim No Não Procedure: ASP issues a Send-Request for Position command . O ASP emite um comando enviar requisição de posição. Satisfactory: a minimum 1 out of 1 transmissions are received (100% success rate) um mínimo de 1 entre 1 transmissão é recebida (100% de taxa de sucesso) CTN7 - The equipment is switched off on board or ceases the distribution of LRIT information. O equipamento é desligado a bordo ou cessa a distribuição da informação LRIT. Procedure: ASP isues the Program-Stop command O ASP envia o comando parar-programa - 3-E-III-2 - NORMAM-08/DPC REV.1 Remote Conformance Test Report– MSC.1/Circ_ Relatório de Teste de Conformidade Remoto – MSC.1/Circ Acceptance Criteria : CSP acknowledgement received and nil LRIT information are transmitted within 90 min Recebido o aviso de recnhecimento do CSP e nenhuma informação LRIT é transmitida dentro de 90 minutos. CTN9c - The equipment automatically transmits the LRIT information at 6-h intervals O equipamento transmite automaticamente a informação LRIT em intervalos de 6 horas Yes Sim No Não Acceptance Criteria: Confirmed by ASP or manufacturer or by validation of the technical specification Confirmado pelo ASP ou pelo fabricante ou por validação da especificação técnica CTN9d - The equipment is re-configured to automatically transmit LRIT information at 24-h intervals O equipamento é reconfigurado para transmitir automaticamente a informação LRIT em intervalos de 6 horas Yes Sim No Não Acceptance Criteria: Confirmed by ASP or manufacturer or by validation of the technical specification Confirmado pelo ASP ou pelo fabricante ou por validação da especificação técnica CTN13 - The equipment automatically transmits LRIT information via CSP to the ASP in a reliable and secure manner O equipamento transmite automaticamente informação LRIT via CSP para o ASP em um modo confiável e seguro. Yes Sim No Não Acceptance Criteria: Confirmed by the ASP recognized by the Administration or approved to conduct conformance testing based upon confirmation that all communication links: terminal – satellite – CSP – ASP are direct and secure with no third parties involved with the ASP Confirmado pelo ASP reconhecido pela administração ou aprovado para conduzir o teste de conformidade baseado na confirmação de que todos os links de comunicação do terminal - satélite - CSP - ASP são diretos e seguros sem envolvimento de uma terceira parte com o ASP. EL2 - The equipment is de-activated and released from the LRIT system O equipamento é desativado e liberado do sistema LRIT - 3-E-III-3 - Yes Sim No Não NORMAM-08/DPC REV.1 Remote Conformance Test Report– MSC.1/Circ_ Relatório de Teste de Conformidade Remoto – MSC.1/Circ CTN EL1 9a 9b 9e 10 7 EL2 TOLERANCES / TOLERÂNCIAS 3 attempts separated by a minimum of 15 min 3 tentativas separadas por no mínimo 15 minutos 3 attempts separated by a minimum of 15 min 3 tentativas separadas por no mínimo 15 minutos Acceptable results: a minimum of 40 out 48 Resultado Aceitável: no mínimo 40 de 48 3 attempts separated by a minimum of 15 min 3 tentativas separadas por no mínimo 15 minutos Acceptable results: a minimum of 10 out 12 Resultado Aceitável: no mínimo 10 de 12 a minimum of 50 out 60 transmissions received no mínimo 50 de 60 transmissões são recebidas 3 attempts separated by a minimum of 15 min 3 tentativas separadas por no mínimo 15 minutos 3 attempts separated by a minimum of 15 min 3 tentativas separadas por no mínimo 15 minutos 3 attempts separated by a minimum of 15 min 3 tentativas separadas por no mínimo 15 minutos TOTAL TOTAL Test Details / Detalhes do Teste MAXIMUM DURATION DURAÇÃO MÁXIMA The Remote Conformance Test was satisfactorily completed on (Month / Date / Year). O Teste de Conformidade Remoto foi concluído satisfatoriamente em Issued at (Place – Country) Emitido em - 3-E-III-4 - on em NORMAM-08/DPC REV.1