ORIGINAL ARTICLE Effects of cervical headgear and edgewise appliances on growing patients Marcia R. E. A. Schiavon Gandini, DDS, MS, PhD,a Luiz G. Gandini, Jr, DDS, MS, PhD,b Joel C. da Rosa Martins, DDS, MS, PhD,† and Marinho Del Santo, Jr, DDS, MS, MSD, PhDc Araraquara, São Paulo, Brazil Maxillary basal bone, dentoalveolar, and dental changes in Class II Division 1 patients treated to normal occlusion by using cervical headgear and edgewise appliances were retrospectively evaluated. A sample of 45 treated patients was compared with a group of 30 untreated patients. Subjects were drawn from the Department of Orthodontics, Araraquara School of Dentistry, Brazil, and ranged in age from 7.5 to 13.5 years. The groups were matched based on age, gender, and malocclusion. Roughly 87% of the treated group had a mesocephalic or brachicephalic pattern, and 13% had a dolicocephalic pattern. Cervical headgear was used until a Class I dental relationship was achieved. Our results demonstrated that the malocclusions were probably corrected by maintaining the maxillary first molars in position during maxillary growth. Maxillary basal bone changes (excluding dentoalveolar changes) did not differ significantly between the treated and the untreated groups. Molar extrusion after the use of cervical headgear was not supported by our data, and this must be considered in the treatment plan of patients who present similar facial types. (Am J Orthod Dentofacial Orthop 2001;119:531-9) S keletal Class II malocclusion may be characterized by maxillary protrusion, mandibular retrusion, or a combination of both.1 Although there is no rigorous operational rule for differentiating skeletal and dental limits in Class II malocclusion,2 according to Angle’s classification scheme, the Class II Division 1 malocclusion most likely includes some degree of incisor overjet. Overjet of 3 mm or more is present in 55% of the US population,3 suggesting that the incidence of Class II Division 1 malocclusion in the US population is significant. The incidence of skeletal Class II malocclusion in growing Brazilian patients who seek orthodontic treatment is also significant.4,5 When radiographic and clinical assessments show maxillary skeletal protrusion, the main treatment goal for growing patients is correction of the abnormal maxillofacial relationship. This is often done by applying orthopedic forces to the maxilla. Headgear appliances are frequently used to apply orthopedic forces to the maxilla. It has been demon- aPrivate Practice, Araraquara, Brazil. of Orthodontics, Araraquara School of Dentistry, UNESP, Araraquara, Brazil. cPrivate Practice, São Paulo, Brazil. †Deceased. Reprint requests to: Luiz G. Gandini, Jr, Faculdade de Odontologia de Araraquara, Departamento de Clinica Infantil, Rua Humaita, 1680, 14801-903 Araraquara, Brazil. Submitted, October 1999; revised and accepted, August 2000. Copyright © 2001 by the American Association of Orthodontists. 0889-5406/2001/$35.00 + 0 8/1/113266 doi:10.1067/mod.2001.113266 bDepartment strated that headgear appliances produce important changes in growing and adult animals.6-12 Distal movement of the maxillary molars occurs, and the normal downward and forward growth of the nasomaxillary complex can be changed, with significant resorption occurring at the maxillary sutures and the flexure of the cranial base.6-12 However, human studies have not clearly demonstrated that maxillary basal bone changes (excluding dentoalveolar bone changes) are possible. Experimental models provide important biological information, but they cannot be directly compared with human studies. First, the force applied in patients is lighter than the force used in animal protocols.13 Second, treated patients have malocclusions; experimental animals do not. Third, the therapeutic limits are different because in human studies the application of force is deemphasized when a dental Class I relationship is achieved.13 Some authors claim that headgear therapy causes skeletal maxillary changes in humans, but others deny its effects.2,13-17 In fact, dentoalveolar changes have been clearly demonstrated concomitantly with the downward relocation of the palatal plane in the anterior region and remodeling of A point.2,14,15,17-21 In growing patients who have skeletal Class II malocclusions, dentoalveolar headgear effects alone appear to be less than the ideal goal; however, changes in the eruption pattern may be a suitable mechanism to compensate for skeletal maxillomandibular discrepancies.22,23 Normal dental eruption contributes significantly to individual facial features.23 Posterior alveolar height is directly related to mandibular rotation, which influences 531 532 Gandini et al Table I. Age American Journal of Orthodontics and Dentofacial Orthopedics May 2001 and length of observation of treated patients and control subjects (in years) Age T1 Group Gender Treated Female Male Combined Female Male Combined Untreated Age T2 Period observed Sample (N) Mean SD Mean SD Mean SD 26 19 45 18 12 30 10.9 11.2 11.0 10.2 10.3 10.2 1.1 1.5 1.3 1.8 1.3 1.6 14.4 15.0 14.6 11.5 11.7 11.6 1.1 1.6 1.4 1.5 1.2 1.4 3.5 3.8 3.6 1.3 1.4 1.3 1.3 1.3 1.3 0.8 0.9 0.8 the anteroposterior chin projection and, consequently, the overall facial profile.24-26 Because dental eruption does not strictly follow genetic patterns but is strongly influenced by forces governing occlusal development,23 headgear appliances may affect the path and the degree of dental eruption and thus the facial growth pattern. Headgear dental effects can be academically divided into horizontal and vertical components. Horizontal effects, maintaining or moving maxillary first molars distally, have been extensively described.2,13-21,27-33 However, vertical effects, especially when cervical headgear appliances are used, are not well understood. Extrusion of the maxillary molars has been described as an important side effect of cervical headgear.2,21 In other studies, extrusion of the maxillary molars has been suspected or negated.16,19,27 Clinically, understanding the effects of cervical headgear is vital for its correct application. The purpose of this study was to evaluate skeletal and dental changes in the maxillary and mandibular first molar regions of growing Class II Division 1 patients treated with cervical headgear and edgewise appliances.27 MATERIAL AND METHODS A sample of 75 Brazilians of European descent with ages ranging from 7.5 to 13.5 years was divided into 2 groups: 45 subjects who had been treated with cervical headgear and fixed edgewise appliances and 30 subjects who had not been treated (Table I).27 Records were collected retrospectively from the database of the Department of Orthodontics, Araraquara Dental School (UNESP), São Paulo, Brazil. The patients were treated by graduate students enrolled in the orthodontic program. The criteria for selection in the treated group were that the patient have a Class II Division 1 (molar and canine) malocclusion, with an overjet of 3 mm or greater, that had been treated to a Class I relationship with nonextraction therapy. The untreated group was matched to the treated group by age, gender, and mal- occlusion. Rejection criteria included poor-quality records, craniofacial disorders, or previous orthodontic or orthopedic treatment. The cephalometric landmarks and measurements used for this study are described in Table II.34 After the selection, the sample was classified according to the Siriwat and Jarabak index.35 This index is defined as the proportion between posterior facial height (sella to gonion) and anterior facial height (nasion to menton) × 100. Dolicocephalic subjects tend to have a smaller proportion of posterior facial height to anterior facial height than do mesocephalic subjects, and brachicephalic subjects tend to have a larger proportion of posterior facial height to anterior facial height than do mesocephalic individuals. The treated group included 26 mesocephalic (58%), 6 dolicocephalic (13%), and 13 brachicephalic (29%) patients; the untreated group included 20 mesocephalic (67%), 5 dolicocephalic (17%), and 5 brachicephalic (17%) subjects. The cephalometric indices measured in the treated and untreated groups did not present a statistically significant difference between the groups. All the cephalograms were traced by the same operator (M. S. G.). Ten cephalograms were randomly chosen and measured twice, 1 week apart, to calculate the systematic and random errors. Systematic error was not significant for any of the variables. Random error was calculated by the Dahlberg36 method (ME = ∑ (x 1–2 x/2 )2n) and ranged from 0.16 to 0.38. The changes were annualized, that is, alterations in millimeters were divided by the observation period, which allowed for comparison of the changes observed in different intervals. Cervical headgear appliances were adjusted to have a 20° upward angulation of the headgear external bow, to apply 400 g of force per side on the maxillary first molars for 14 to 18 hours per day until a Class I relationship was achieved, and to apply the same force for Gandini et al 533 American Journal of Orthodontics and Dentofacial Orthopedics Volume 119, Number 5 Table II. Definitions of landmarks used Landmark Abbreviation Definition Sella turcica34 Nasion34 S N Sella–nasion –7° Sella–nasion –7° perpendicular Upper first molar apex34 Upper first molar center of resistance Upper first molor cusp34 Lower first molar apex34 Lower first molar center of resistance Lower first molar cusp34 A point34 SN–7° SN–7° Perp Point in center of pituitary fossa of sphenoid bone Junction of frontonasal suture at most posterior point on curve at bridge of nose Constructed line from SN line minus 7° Constructed line 90° to SN minus 7° UA UCR Mesiobuccal root apex of maxillary first molar Furcation; union of 3 roots of maxillary first molar UC LA LCR Mesial cusp tip of maxillary first molar Apex of the mesial root of mandibular first molar Furcation; union of 2 roots of mandibular first molar LC A B point34 B SNA SNB ANB SN.palatal plane SN.occlusal plane SN. mandibular plane AO point BO point AO-BO distance SNA SNB ANB SN.PP SN.OP SN.GoMe AO BO Wits Mesial cusp tip of mandibular first molar Most anterior point on curve of maxilla between anterior nasal spine and supradentale Most posterior point to line from infradentale to pogonion on anterior surface of symphyseal outline of mandible Angle between SN line and A point Angle between SN line and B point Difference between SNA and SNB angles Angle between SN line and palatal plane Angle between SN line and occlusal plane Angle between SN line and mandibular plane Projection of A point onto occlusal plane Projection of B point onto occlusal plane Distance from AO point to BO point 8 to 10 hours per day thereafter.27 The edgewise appliance prescription presented a –6° angulation (distal tip) on the mandibular first molars. Lateral cephalograms were taken at the beginning and at the end of treatment. Cranial base (Fig 1), maxillary (Fig 2), and mandibular superimpositions were performed to evaluate maxillary basal bone and dental changes.37,38 Total superimposition was based on the cranial base37 and included dental, dentoalveolar, and maxillary basal bone changes. Partial superimpositions were used to evaluate dentoalveolar and dental changes in the maxilla and the mandible because differentiation between the two was not possible. Maxillary basal bone changes were calculated as the difference between the total and the partial superimpositions and represent the skeletal maxillary alteration or, in other words, the repositioning of the upper jaw. The results were represented by pitchfork diagrams.39 DFP Plus software (Dentofacial Software, Toronto, Ontario, Canada) was used to digitize the landmarks, and all data were computed with the use of SPSS 9.0 software (SPSS, Chicago, Ill). Mean and SDs were used to describe central tendencies and dispersion of the variables. Variables that presented positive skewness or kurtosis were compared by the Mann-Whitney U test. A Student t test was used for variables that presented normal distribution (P < .05). RESULTS SNA and ANB angles and Wits distances changed significantly (Table III). Moreover, slight counterclockwise rotation of the occlusal plane and clockwise rotation of the palatal plane were observed (Table III). Partial superimposition showed significant distal relocation (negative sign) in the apex, center of resistance (furcation region), and cusp of the maxillary first molars, including dentoalveolar and dental changes. However, maxillary basal bone changes were not significantly different between the treated and untreated groups (Table IV). Distal dental relocation was more significant in the apex of the maxillary molars and gradually decreased in the center of resistance and in the molar cusp (Table IV). On the other hand, potential skeletal changes were more pronounced in the region of the molar cusp and gradually decreased in the region of the center of resistance and the apex. Vertically, none of the skeletal or dental changes in the apex, center of resistance, or molar cusp were significant (Table V). Combined horizontal and vertical effects on the maxillary molars are illustrated in Figure 3. 534 Gandini et al Fig 1. Superimposition on cranial base (total superimposition). Superimposition made on bold areas. SN-7° was determined to be the horizontal plane, with vertical plane perpendicular to horizontal. ∆X is anteroposterior difference and ∆Y is vertical difference between initial and final cephalograms. American Journal of Orthodontics and Dentofacial Orthopedics May 2001 A Mandibular skeletal or dental horizontal changes were not significant when the treated and untreated groups were compared (Table VI). Furthermore, the mandibular molars did not present any significant vertical change (Table VII). The mandibular molar cusp showed a tendency to move back, but the center of resistance and especially the apex displayed a tendency to move forward. Combined horizontal and vertical effects on the mandibular molars are shown in Figure 4. Horizontal maxillomandibular changes (skeletal and dental) are shown in Figures 5 and 6, and vertical changes (skeletal and dental) are shown in Figures 5 and 7. DISCUSSION Angular and linear changes support the notion that cervical headgear appliances may have corrected the Class II Division 1 malocclusion to Class I. Such a suggestion must be differentiated from a clear conclusion. The limitation is based on a lack of independence between our selection criteria and our results. Because only Class II Division I patients who had been successfully treated by cervical headgear were included in our sample, the possible efficiency of the cervical headgear was known before the material was analyzed, and such bias does not allow certainty. The changes observed in A point do not necessarily confirm alterations of the maxillary basal bone B Fig 2. A and B, Superimposition on maxillary and mandibular basal bone (partial superimposition). ∆X refers to horizontal differences, and ∆Y refers to vertical differences. Differences calculated for 3 areas: dental apex, dental center of resistance (CR), and dental cusp. because they may be due to distal relocation of the dentoalveolar bone.40 The differences between experimental and clinical studies are explained by the lack of matched protocols, and results cannot be directly compared.13 Skeletal Gandini et al 535 American Journal of Orthodontics and Dentofacial Orthopedics Volume 119, Number 5 Table III. Jaw relationship (degrees per year and Wits in millimeters per year) Treated Untreated Variables Mean SD SNA SNB ANB SN.PP SN.OP SN.GoMe Wits –0.58 0.23 –0.81 0.25 –0.81 –0.07 –0.44 0.53 0.38 0.53 0.60 0.94 0.74 0.63 Mean SD Difference 0.28 0.35 –0.07 0.09 –0.46 0.03 0.12 0.66 0.69 0.60 0.76 0.78 1.2 0.71 0.86** 0.12 0.88** 0.16* 0.35* 0.1 0.56** *P < .05; **P < .01. Horizontal changes of maxillary molars (millimeters per year) Table IV. Treated Fig 3. Each small diagram represents spatial change for dental apex, dental center of resistance, and dental cusp (in millimeters) for maxillary molar. changes have been described in human studies; however, the term skeletal may include alterations on the maxillary basal bone or in the dentoalveolar region.2,14-16,21 There is no clear description of the nature of the effect. Our results did not show significant maxillary basal bone differences (again, excluding dentoalveolar bone changes) between the treated and the untreated groups, supporting the results of Bernstein et al13 and Sandusky,17 who evaluated the repositioning of the maxillary basal bone, but not dentoalveolar changes. Conversely, maxillary dental changes (including dentoalveolar changes) were confirmed, agreeing with results extensively demonstrated in other studies.13-20 Maxillary superimposition showed significant distal relocation in all 3 dental areas (ie, the apex, the center of resistance, and the molar cusp). The most significant change occurred in the apex area, which suggests distal apex tipping. Changes observed in the apex are due to the 20° upward angulation of the headgear external bow combined with the backward and downward pull of the cervical headgear. The overall results show that the headgear appliances maintained the position of the maxillary molars but did not significantly influence the Untreated Variables Mean SD Mean SD Difference A, skeletal A, dental A, total CR, skeletal CR, dental CR, total C, skeletal C, dental C, total 0.46 –0.47 0.03 0.48 –0.34 0.17 0.45 –0.25 0.31 0.78 0.75 0.79 0.77 0.71 0.79 0.82 0.75 0.85 0.85 0.33 0.97 0.88 0.29 1.01 1.14 0.29 1.27 1.81 1.33 1.19 1.46 1.20 1.14 1.80 1.22 1.21 –0.39 –0.80* –0.94* –0.40 –0.63* –0.93* –0.69 –0.54* –0.96* *P < .01. A, Apex; CR, center of resistance; C, cusp. Vertical changes of maxillary molars (millimeters per year) Table V. Treated Variables A, skeletal A, dental A, total CR, skeletal CR, dental CR, total C, skeletal C, dental C, total Untreated Mean SD Mean SD Difference 0.66 1.16 1.82 0.67 1.19 1.87 0.73 1.16 1.86 1.10 0.75 0.73 1.09 0.76 0.71 0.94 0.78 0.71 0.49 1.14 1.81 0.44 1.07 1.78 0.45 1.12 1.77 1.09 0.95 1.07 0.93 0.94 1.03 1.12 1.02 1.08 0.17* 0.02* –0.01* 0.23* 0.12* 0.09* 0.28* 0.04* 0.09* *NS. A, Apex; CR, center of resistance; C, cusp. growth of the maxillary jaw. Our results could not negate the null hypothesis that the headgear appliance does not modify the growth pattern of the skeleton; however, lack of rejection of the null hypothesis is not proof that the opposite is true. 536 Gandini et al American Journal of Orthodontics and Dentofacial Orthopedics May 2001 Table VI. Horizontal changes of mandibular molars (mil- limeters per year) Treated Variables A, skeletal A, dental A, total CR, skeletal CR, dental CR, total C, skeletal C, dental C, total Untreated Mean SD Mean 0.94 0.93 1.77 0.85 0.74 1.59 0.81 0.58 1.39 1.33 0.79 1.20 1.09 0.64 1.01 1.05 0.64 0.93 1.12 0.53 1.48 1.01 0.60 1.44 0.83 0.63 1.30 SD 1.30 0.99 1.25 1.33 0.86 1.21 1.18 0.88 1.03 Difference –0.18* 0.40* 0.29* –0.16* 0.14* 0.15* –0.02* –0.05* 0.09* *Not significant. A, Apex; CR, center of resistance; C, cusp. Vertical changes of mandibular molars (millimeters per year) Table VII. Treated Fig 4. Each small diagram represents spatial changes for dental apex, dental center of resistance, and dental cusp (in millimeters) for mandibular molar. Untreated Variables Mean SD Mean SD Difference A, skeletal A, dental A, total CR, skeletal CR, dental CR, total C, skeletal C, dental C, total 3.12 –0.83 2.29 3.09 –0.89 2.20 3.03 –0.99 2.03 1.25 0.80 0.86 1.25 0.84 0.85 1.25 0.89 0.80 3.06 –0.97 2.16 2.97 –0.92 2.05 2.87 –0.85 2.02 1.45 0.94 1.13 1.42 0.99 1.13 1.48 0.86 1.22 0.06* 0.14* 0.13* 0.12* 0.03* 0.15* 0.16* –0.14* 0.01* *Not significant. A, Apex; CR, center of resistance; C, cusp. Fig 5. Template describes numbers found in Figs 6 and 7. Vertical extrusion of the maxillary molars has been reported as a detrimental effect of cervical headgear appliances.2,15,19,32 Such an effect was not confirmed by our study, which agrees with the results of Boecler,16 Weinberger,20 and Ringenberg and Butts.28 Extrusion of the maxillary molars is not necessarily unfavorable. Brachicephalic patients have low anterior–posterior height proportions, and extrusion of the maxillary molars would compensate for excessive vertical mandibular ramus growth, increasing the anterior facial height and consequently improving the facial profile.25,26 Because the maxillary molars did not significantly extrude, mandibular molars are not expected to change vertically, and the mandibular rotation pattern is not expected to change. Mandibular molars did not present horizontal or vertical changes. The tendency for forward movement of the mandibular molar apex is possibly due to the 6° angulation in the edgewise prescription and may not be related to headgear mechanics. Clinically, our results demonstrated that the cervical headgear appliances corrected the Class II malocclusion to a Class I relationship (molars and canines) in the successful cases. The lack of statistically significant maxillary basal bone changes does not necessarily mean that the treatment was unsuccessful because dentoalveolar corrections may camouflage skeletal discrepancies.1 A limitation of this study was that the changes were annualized, a choice of method based on the assumption Gandini et al 537 American Journal of Orthodontics and Dentofacial Orthopedics Volume 119, Number 5 Fig 6. Horizontal changes for the maxillary basal bone, mandibular basal bone, and maxillary and mandibular first molars. Arrows represent repositioning in space (forward or backward). Circles represent differences between maxillary and mandibular arches. Difference diagram shows differences between untreated and treated groups. Fig 7. Vertical changes for maxillary basal bone, mandibular basal bone, and maxillary and madibular first molars. Arrows represent the repositioning in space (upward or downward). Circles represent differences between the maxillary and mandibular arches. Difference diagram shows differences between untreated and treated groups. that growth rate is linear, which may not be true. However, this was the best way to compare the experimental and the control groups that had had significantly different observation periods. Furthermore, our data do not evaluate pure headgear effects because lateral cephalograms taken immediately after the Class I relationship had been achieved were not available. The overall change for the entire period of treatment may hide the headgear effects because patients may have resumed normal growth patterns during the period in which headgear was used only to maintain the achieved Class I relationship. Another limitation is the potential treatment bias; mesocephalic or brachicephalic patients, for whom the cervical headgear is indicated, may have less of a tendency for extrusion of the maxillary molars because they have different masticatory forces than do dolicocephalic patients. Future studies evaluating a larger number of all facial types are suggested. CONCLUSION In this study, statistically significant maxillary basal bone changes did not occur. Cervical headgear appliances corrected the Class II Division 1 malocclusion to a Class I relationship by maintaining the maxillary first molars and redirecting dentoalveolar growth in the maxilla, rather than by significantly changing the growth of the maxillary jaw base. Vertical changes were not supported by our data. Absence of statistically significant extrusion of the maxillary molars after the use of cervical headgear in patients with Class II Division 1 malocclusion is a valuable piece of information for the clinician. REFERENCES 1. Proffit WR, Fields HW, Ackerman JL, Sinclair PM, Thomas PM, Tulloch JFC. Contemporary orthodontics. St. Louis: Mosby–Year Book; 1993. 2. Baumrind S, Korn EL, Isaacson RJ, West EE, Molthen R. Quantitive analysis of the orthodontic and orthopedic effects of maxillary traction. Am J Orthod 1983;84:384-98. 3. Brunelle JA, Bhat M, Lipton JA. Prevalence and distribution of selected occlusal characteristics in the US population, 19881991. J Dent Res 1996;75 Spec No:706-13. 4. Gandini MS. Estudo da oclusão dentária de escolares na fase da dentadura mista da cidade de Araraquara, São Paulo [thesis]. 1993. 5. Silva Filho OG, Freitas SF, Cavassan AO. Prevalência de oclusão normal e maloclusão na dentadura mista em escolares da cidade de Bauru (São Paulo). Rev Odontol Unive São Paulo 1989;43:287-90. 6. Droschl H. The effect of heavy orthopedic forces on the maxilla 538 Gandini et al 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. in the growing Saimiri sciureus (squirrel monkey). Am J Orthod 1973;63:449-61. Droschl H. The effect of heavy orthopedic forces on the sutures of facial bones. Angle Orthod 1975;45:26-33. Elder JR, Tuenge RH. Cepahlometric and histologic changes produced by extraoral high-pull traction to the maxilla in Macaca mulatta. Am J Orthod 1974;66:599-617. Thompson RW. Extraoral high-pull forces with rapid palatal expansion in the Macaca mulatta. Am J Orthod 1974;66:302-17. Meldrum RJ. Alterations in the upper facial growth of Macaca mulatta resulting from high-pull headgear. Am J Orthod 1975;67:393-411. Triftshauser R, Walters RD. Cervical retraction of the maxillae in the Macaca mulatta monkey using heavy orthopedic force. Angle Orthod 1976;46:37-46. Brandt HC, Shapiro PA, Kokich VG. Experimental and postexperimental effects of posteriorly directed extraoral traction in the adult Macaca fascicularis. Am J Orthod 1979;75:301-17. Bernstein L, Ulbrich WR, Gianelly A. Orthopedics versus orthodontics in Class II treatment: an implant study. Am J Orthod 1977;72:549-59. Klein PL. An evaluation of cervical traction on maxilla and the upper first permanent molar. Angle Orthod 1957;27:61-8. Jakobsson SO. Cephalometric evaluation of treatment effect on Class II, division 1 malocclusions. Am J Orthod 1967:53:446-57. Boecler PR. Skeletal changes associated with extraoral appliance therapy: an evaluation of 200 consecutively treated cases. Angle Orthod 1989;59:263-70. Sandusky WC. Cephalometric evaluation of the effects of the Kloehn type of cervical traction used as an auxiliary with the edgewise mechanism following Tweed’s principles for correction of Class II, division 1 malocclusion. Am J Orthod 1965;51:262-87. King EW. Cervical anchorage in Class II, division 1 treatment, a cephalometric appraisal. Angle Orthod 1957;27:98-104. Poulton DR. The influence of extraoral traction. Am J Orthod 1967;53:8-18. Weinberger TW. Extra-oral traction and functional appliances— a cephalometric comparison. Br J Orthod 1974;1:35-9. Brown PA. A cephalometric evaluation of high-pull molar headgear and face bow neck strap therapy. Am J Orthod 1978:74;621-32. Solow B. The dentoalveolar compensatory mechanism: background and clinical implications. Br J Orthod 1980;7:145-61. Solow B, Iseri H. Maxillary growth revisited: an update based on recent implant studies. In: Davidovitch Z, Norton LA, editors. Biological mechanisms of tooth movement and craniofacial adaptation. Boston: Harvard Society for the Advancement of Orthodontics; 1996. Schudy F. Cant of the occlusal plane and axial inclinations of teeth. Angle Orthod 1963;33:69-82. Schudy F. The rotation of the mandible resulting from growth: its implications in orthodontic treatment. Angle Orthod 1965;35:36-50. Bjork A, Skieller V. Facial development and tooth eruption. An implant study at the age of puberty. Am J Orthod 1972;62:339-83. Kloehn SJ. Guiding alveolar growth and eruption of teeth to reduce treatment time and produce a more balanced denture and face. Angle Orthod 1947;17:10-33. Ringenberg QM, Butts WC. A controlled cephalometric evaluation of single arch cervical traction therapy. Am J Orthod 1970;57:179-85. Barton JJ. High-pull headgear versus cervical traction: a cephalometric comparison. Am J Orthod 1972;62:517-29. American Journal of Orthodontics and Dentofacial Orthopedics May 2001 30. Wieslander L. Early or late cervical traction therapy of Class II malocclusion in the mixed dentition. Am J Orthod 1975;67:432-9. 31. Chaconas SJ, Caputo AA, Davis JC. The effects of orthopedic forces on the craniofacial complex utilizing cervical and headgear appliances. Am J Orthod 1976;69:527-39. 32. Cangialosi TJ, Meistrell ME Jr, Leung MA, Ko JY. A cephalometric appraisal of edgewise Class II nonextraction treatment with extraoral force. Am J Orthod Dentofacial Orthop 1988;93:315-24. 33. Aelbers CMF. Orthopedics in orthodontics: Part I, fiction or reality—a review of the literature. Am J Orthod Dentofacial Orthop 1996;110:513-9. 34. Behrents RG. An atlas of growth in the aging craniofacial skeleton. Monograph 18. Ann Arbor: Center for Human Growth and Development, University of Michigan; 1985. p. 1-13. 35. Siriwat P, Jarabak J. Malocclusion and facial morphology. Is there a relationship? An epidemiologic study. Angle Orthod 1985;55:127-38. 36. Dahlberg G. Statistical methods for medical and biological students. London: George Allen and Unwin; 1940. 37. Bjork A, Skieller V. Normal and abnormal growth of the mandible. A synthesis of longitudinal cephalometric implant studies over a period of 25 years. Eur J Orthod 1983;5:1-46. 38. Bjork A, Skieller V. Roentgen cephalometric growth analysis of the maxilla. Trans Eur Orthod Soc 1977;53:51-5. 39. Goldrich HN. The effects of a modified maxillary splint combined with a high pull headgear [thesis]. Dallas: Baylor College of Dentistry; 1994. 40. Taylor CM. Changes in the relationship of nasion, point A, and point B and the effect upon ANB. Am J Orthod 1969;56:143-63. COMMENTARY: RETROSPECTIVE STUDY REQUIRES CAREFUL INTERPRETATION The authors of this article have collected data from two types of Class II Division 1 subjects: those who wore cervical headgear and those who remained untreated. Although the groups were matched “by age, gender, and malocclusion,” we are not told specifically what that means. At the end of the observation periods, certain differences between the groups were observed, and the authors suggest that these differences can be attributed to the headgear. However, the use of cervical headgear was not the only difference between the groups. The time interval for the observation group was longer than that for the control subjects, and only those subjects who successfully achieved a Class I relationship were allowed to remain in the treated group. This limits the conclusions as to a “cause” that can appropriately be drawn from the study. The error the authors have made is somewhat subtle and is extremely common—my impression is that the same mistake has been made in more than half the clinical studies published during the past 30 years. It is good that the sophistication of our readers is such that we now detect errors of this sort. On the other hand, I believe it is dangerous to dismiss a report out of hand because it is not perfect. It is all very well to say that, on theoretical grounds, randomized clinical trials are the Gandini et al 539 American Journal of Orthodontics and Dentofacial Orthopedics Volume 119, Number 5 gold standard in human research and, by implication, are the best or even the only way to go. Twelve years ago, I believed that the best answers for orthodontics could be achieved only by textbook-perfect prospective studies, and I strongly disagreed with those who claimed such studies were not feasible in orthodontics. But experience has convinced me that I was wrong. To be sure, prospective clinical trials play a valuable role, but they are no more likely to produce perfect answers than are well-conducted retrospective studies. Indeed, there are two practical reasons why orthodontics is unlikely to see large prospective trials in the near future. The first is that, to be meaningful, prospective trials would have to span at least 15 to 20 years, whereas experience shows us that treatment strategies change sufficiently over such a time interval to preclude or seriously limit the generalization of results from one period to another. The second reason is that funding for well-controlled long-term prospective trials in orthodontics is simply not available—and is not likely to become available during the next decade. This leaves us, as a specialty, with the task of learning how to draw limited conclusions from limited studies, albeit with greater sophistication than was employed earlier. Future studies need to address questions of selection bias much more carefully than the present authors have done. There are strategies for retrospectively controlling for or minimizing the effects of such bias, both at the beginning of studies and, as in the present case, at the end—by limiting our post hoc generalizations. It seems evident to this reviewer that much careful work has gone into this study, and some meaningful findings regarding patterns of change within the treated group can be gleaned from it. However, I believe there is not sufficient evidence to allow the observed between-group differences to be ascribed to the use of cervical headgear. Shelly Baumrind, DDS, MS University of the Pacific, San Francisco, Calif 0889-5406/2001/$35.00 + 0 8/1/114283 doi:10.1067/mod.2001.114283 Am J Orthod Dentofacial Orthop 2001;119:538-9 Copyright © 2001 by the American Association of Orthodontists. RECEIVE THE JOURNAL’S TABLE OF CONTENTS EACH MONTH BY E-MAIL To receive the tables of contents by e-mail, send an e-mail message to [email protected] Leave the subject line blank, and type the following as the body of your message: Subscribe ajodo_toc You can also sign up through our website at http://www.mosby.com/ajodo. You will receive an e-mail message confirming that you have been added to the mailing list. Note that TOC e-mails will be sent when a new issue is posted to the website.