Why Liberal States Accept Unwanted Immigration Author(s): Christian Joppke Source: World Politics, Vol. 50, No. 2 (Jan., 1998), pp. 266-293 Published by: Cambridge University Press Stable URL: http://www.jstor.org/stable/25054038 Accessed: 23/04/2010 03:34 Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in the JSTOR archive only for your personal, non-commercial use. Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at http://www.jstor.org/action/showPublisher?publisherCode=cup. Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed page of such transmission. JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]. Cambridge University Press is collaborating with JSTOR to digitize, preserve and extend access to World Politics. http://www.jstor.org LIBERAL STATES ACCEPT WHY UNWANTED IMMIGRATION By CHRISTIAN JOPPKE* of the more popular watchwords of our time is that the na tion-state ONE is in decline?"too small" to solve global problems, is often made related argument states to control immigration. to solve "too big" regional problems, as the goes. A topographical metaphor an of increasing regarding incapacity was the alarmist at the "Strangers gate" cry heard in the wake of 1989 and all that. The Economist (March 15, 1991) showed a ramshackle border guardhouse being overrun by a (and strangely giant bus bursting with all sorts of foreign-looking Such hyperbole has since disappeared, characters. cheerful) across Western a result of for asylum procedures tightened a restrictionist control there still seems to be a gap between an as partially states. But rhetoric and volume immigration reality. An influential comparative na the between control "[T]he gap argues: immigration goals of . . . and the actual results of in this tional immigration policies policy expansionist on area (policy outcomes) is growing wider democracies."1 gion accept Why more in all major industrialized re of the North Adantic the developed rhetoric restrictionist than their generally immigrants do states and policies intend? reflects the gap between immigration outcomes. Unwanted immi goals and expansionist as in the not is solicited states, by legal quota immigra gration actively it is accepted tion of the classic settler nations. Rather, by passively reasons and in of individual states, either for humanitarian recognition The phenomenon restrictionist policy of unwanted as in of labor migrants, and family reunification asylum-seeking rights, or because of the states' sheer to out, as in il keep migrants incapacity as the legal immigration. The gap hypothesis can thus be reformulated question,Why do liberal states accept unwanted immigration?2 * This Patterns and the article was first presented at the conference "Effects of Policy on Migration thanks to of Berlin, November of Immigrants," Humboldt 1-2,1996. University My Integration Rainer M?nz for the invitation. 1 and James Hollifield, (Stanford, eds., Controlling Immigration Cornelius, Philip Martin, Wayne Calif.: Stanford University Press, 1994), 3. 2 for example, Gary Freeman, "Can Liberal States While frequently used in the literature?see, and Social Science 534 Annals Control Unwanted Migration?" of Political of theAmerican Academy WorldPolitics 50 (January1998), 266-93 267 LIBERAL STATES& UNWANTED IMMIGRATION one of their contradicts accept unwanted immigration over the admission and expulsion of the sovereignty prerogatives: an eye to its totalitarian wrote with aliens. As Hannah aber Arendt more is nowhere than in matters of absolute rations, "Sovereignty states That core naturalization, emigration, nationality, and expulsion."3 Does the ac ceptance of unwanted immigration indicate a decline of sovereignty? A quick "yes," as in David Jacobson's Rights across Borders^ is premised on a simplistic and static notion of sovereignty, thus denying its historical and chronic variability imperfection.4 two To answer the question First, fully, things should be considered. to two separate aspects of sover it is important between distinguish to im and the empirical eignty, formal rule-making authority capacity to international rules. The former relations plement belongs theory, in which sovereignty is the defining characteristic of individual states as the units of the international state system;5 the latter falls within the domain of political and historical sociology, which has preferred the notions of state torically varying or to the his autonomy strength, capacity, investigate embodiments of the modern state.6 Gary Freeman has demonstrated that in both aspects there is little evidence for a decline to accept or of sovereignty control:7 the decision regarding immigration not been to actors other than the state, and aliens has reject relegated states has not decreased, the infrastructural but in capacity of modern creased, over ical capacity, Arendt time. Second, sovereignty s characterization. dependence admittance have whether has rarely been Internationally, put the brakes always because practices seen as hostility or judicial authority empir as absolute as conveyed by the exigencies of state inter on erratic or non expulsion against an alien might be and Hollifield notion of "unwanted" immigration (fh. 1), 5?the (1994), 17-30; Cornelius, Martin, it reifies states as collective indi may be criticized on analytical and normative grounds. Analytically, viduals with clear-cut preferences. Normatively, it endows a political righting term with academic re I wish to point out that "unwanted" such objections, is used here in a purely spectability. Against that occurs despite and against explicit state policies. Qualify sense, denoting immigration descriptive in the United States, the first case discussed here, as "unwanted" requires no ing illegal immigration in Europe, the second case, is rendered "unwanted" by uni further elaboration. Family immigration form zero-immigration policies since the early 1970s. 3 Hannah Arendt, The Origins of Totalitarianism (San Diego: Harcourt Brace Jovanovich, 1973), 278. 4 David Jacobson, Rights across Borders (Baltimore: Johns Hopkins Press, 1996). See University and Robert Keohane, eds., Ideas and Stephen Krasner, "Westphalia and All That," in Judith Goldstein Press, 1993). Foreign Policy (Ithaca, N.Y.: Cornell University 5 in International Relations," International Studies Quar See Janice Thomson, "State Sovereignty 39 (1995) ,213-33. terly 6 See Peter Evans, Dietrich and Theda the State Back In eds., Bringing Rueschemeyer, Skocpol, (New York: Cambridge University Press, 1985). 7 to theNation-State: of Sovereignty?" in Christian Gary Freeman, "The Decline Joppke, Challenge inWestern Europe and the United States (New York: Oxford University Press, 1998). Immigration 268 WORLD POLITICS interpreted as hostility against her state. In addition, international law both prohibits expulsion of the victims of race and the grounds in other states. Not persecution or nonadmittance on of political refoulement are under but also international states, individuals, only legal subjects are states law?a of the era?and postwar increasingly novelty obliged to respect an emergent states "law of Western Domestically, migrants."8 states are bound in qua constitutional by the rule of law, which impor tant respects protects and not just of citizens.9 the rights of persons Various authors have argued constraints that global force states to two such Saskia Sassen has identified accept unwanted immigration. on state constraints external sovereignty: an rise the of international human rights economic and globalization The of penetration regime.10 countries has multinational created the by push peripheral corporations of an uprooted and mobile labor force seeking entry into the core coun in the tries of the world the secondary labor market system. In addition, emer a countries for immigrants. An receiving powerful pull provides human international gent rights regime protects migrants, independent of their nationality, national devaluing limiting the discretion of states toward aliens and the work of Jacobson, Sassen a an shift "from has argues legitimacy undergone on the to self of the and exclusive sovereignty right emphasis people ... to of nationality."11 determination rights of individuals regardless the au Taken and political globalization "reduce[s] together, economic that the basis tonomy desperate populist citizenship. of state of the state attempts restrictionism. Echoing in immigration to renationalize the state's policy making,"12 despite this policy area under the sign of The diagnosis of globally diminished sovereignty indicates that the has partially created what not answer it But does gration. West it seeks to contain?international mi as to states the question why Western First, the space-indifferent accept unwanted immigrants. logic of glob as the some states, cannot alization such immigrant explain why at states of the Middle East, are very efficient oil-producing receiving 8 24 (1986), 699-715. International Migration R Perruchoud, "The Law ofMigrants," 9 identification of individual rights with citizenship rights, Luigi Ferrajoli decimates T. H. Marshall's is then construed as a departure. Instead, Ferra from which a new postnational "logic of personhood" never been invested in na joli shows that most individual (legal and social) rights in liberal states had tional citizenship and had always revolved around universal personhood. Ferrajoli, From the Rights of the Citizen to Rights of the Person (Manuscript, European Forum on Citizenship, European University see Yasemin to 1995-96). On the logic of personhood, Institute, Florence, Soysal, Limits Citizenship of Chicago Press, 1994), chap. 8. University (Chicago: 10 Saskia Sassen, Losing Control? Sovereignty in an Age of Globalization (New York: Columbia Uni versity Press, 1996), chap 3. 11 Jacobson (fh. 4); Sassen (fn. 10), 95. 12 Sassen (fn. 10), 98. LIBERAL STATES& UNWANTED IMMIGRATION or out, keeping unwanted back, sending immigrants.13 Only 269 liberal states are plagued by the problem of unwanted immigration. Second, globalists operate with a hyperbolic notion of strong sovereignty that never was. In terms of economic of the late the world transactions, one hundred years no less world than the century global to stay, while later.14 If the Bonn Republic its guest workers allowed resolute rotation and mass expulsions, Wilhelmine Germany practiced a state weakened cannot be the economic by globalization explanation. was nineteenth The state always had to vindicate itselfwithin and against an inherently to and related to this, the very reference capitalism. Third, to states accept is insufficient immi factors explain why or unwanted. the mo Economic grants, wanted explains globalization as in the of bilization well as the immigrants sending societies, potential globalizing economic in acquiring them, but not their actual employers one subscribes states. to the ques the Unless acceptance by receiving a state is always tionable view that the the task would tool of capitalism, em be to identify the domestic which, say, expansionist processes by out the restrictionist in interests interests cancel of the ployer public interest of domestic turn out to be in sovereignty would not human diminished. the international Fourth, ternally, externally, not so strong as to make states fear and tremble. Jack is rights regime it as a "relatively characterized strong promotional Donnelly regime," on norms and values, but lacks rests which widely accepted implemen times specific tation and places. and enforcement ternational human discourse.16 This tent with tailed listing But then powers.15 rights is better formal process-tracing" Devoid consists of hard of the the in legal powers, soft moral power of regime But globalists than nothing. have been con the "de titles, avoiding treaty and convention which their become soft may power by to trace. be little process there would Perhaps effective.17 domestically across For instance, the recent law and policy of asylum tightening states demonstrates Western that these states have been extraordinarily inventive in circumventing tional human rights regime, the single strongest the non-refoulement norm of the interna obligation.18 13 The Global Migration Crisis (New York: HarperCollins, 1995), 80-83. Myron Weiner, 14 of Sover and the Consolidation and Stephen Krasner, "Global Transactions Janice Thomson and James Rosenau, eds., Global Changes and Theoretical Challenges eignty,'' in Ernst-Otto Czempiel Books, 1989). (Lexington, Mass.: Lexington 15 "International Human Rights: A Regime Analysis," International Organization Jack Donnelly, 40, no. 3 (1986). 16 Soysal (fn. 9). 17 Martha Institution Politics: Insights from Sociology's Finnemore, "Norms, Culture andWorld alism," International Organization 50, no. 2 (1996), 339. 18 Christian Joppke, "Asylum and State Sovereignty," Comparative Political Studies 30, no. 3 (1997). 270 WORLD POLITICS In the following, I propose an alternative explanation. The capacity of states to control has not diminished immigration but increased?as every person landing at Schipohl or Sidney airports without visa would entry notice. painfully But for domestic a valid reasons, liberal states are kept from putting this capacity to use. Not globally limited, but self-limited sovereignty explains why states accept unwanted immi grants. Gary Freeman identified the political process in liberal democracies as one element major of self-limited sovereignty.19 In contrast to the Western globalist diagnosis of vindictive yet ineffective restrictionism in an starts with states, Freeman observation that the politics of opposing in fact, in liberal democracies and is, "broadly expansionist immigration reasons. two immi benefits of for which he the First, inclusive,"20 gives are concentrated, families) (such as cheap labor or reunited gration or are as its costs (such social expenses while increased overpopulation) diffused. action poses a collective of concentrated beneficiaries That organizable ethnic groups) will prevail over in which the easily or as (such employers the difficult-to-organize bearers of dif dilemma, benefits fused costs, that is, themajority population. Borrowing from J.Q^Wilson, in liberal states is "client poli Freeman argues that immigration policy in which small and well-organized tics ... a form of bilateral influence a in policy develop close working relation interested groups intensely Taking place out of public view shipswith officials responsible for it."21 and with little outside interference, the logic of client politics explains the expansiveness of liberal states vis-?-vis immigrants. Second, the universalistic idiom of liberalism prohibits the political elites in liberal of migrant the ethnic or racial composition from addressing streams. Freeman norm." Its most potent ex calls that the "antipopulist in the classic set is the principle of source country universalism pression screen no for their ethnic der nations, which potential immigrants longer norm will induce elites to seek consen or racial fitness. The antipopulist to remove the issue from sus on partisan politics. immigration policy and a under the sway of client domestic As I shall argue, process political liberal states accept unwanted is one reason why immigration. politics to Freeman's model. But I suggest two modifications states 19 States," International Mi Gary Freeman, "Modes of Immigration Politics in Liberal Democratic Review 29, no. 4 (1995). gration 20 Ibid., 881. 21 notion of client politics is built upon Mancur Olson's theory of col Ibid., 886. James Q?Wilson's states that the organized and active interest of small groups tends to lective action dilemmas, which over the nonorganized interest of large groups. The premise of this expected and nonprotected prevail outcome action on part of the individual. Wilson, is rational, self-interested ed., The Politics ofRegula tion (New York: Basic Books, 1980); Olson, The Logic of Collective Action (Cambridge: Harvard Uni versity Press, 1965). LIBERAL STATES& UNWANTED IMMIGRATION 271 as a second source of ex legal process toward immigrants in liberal states. In fact, the political pansiveness to is vulnerable sentiments process chronically populist anti-immigrant ?even as in the United the States, Congressional anti-immigrant Freeman First, the ignores backlash in thewake of Californias Proposition 187 testifies. Judges are as are to the such pressures, they only obliged of statutory and constitutional law. The legal pro cess is crucial to states continued explaining why European accepting since the early immigrants despite explicit zero-immigration policies shielded generally abstract 1970s. from from commands In open opposition client politics elitist to a restrictionist to popular and constitutional voked statutory In Europe, migrants. why executive, which interest politics, national switched courts in and family rights for im the political process explains residence the legal rather unwanted (family) than states accept In a second modification variations important immigration. to Freeman's model, I suggest that there are not in the processing of unwanted immigration just between the United States andWestern states themselves. European and postcolonial-based Freeman lumps Europe but within West together guest-worker and thus overlooks their immigration regimes such as Germany's, In a guest-worker the state regime, at one into lured the (de facto) immigrants country, and point actively not to at will once it de thus is morally of constrained them dispose a a course. In cides upon of such as regime, change postcolonial was never solicited but toler Britain's, actively immigration passively ated for the sake of a secondary goal?the maintenance of empire. Im different logics. migration policy is thus by definition a negative control policy against immigration that at no point has been wanted. Differently developed moral obligations toward immigrants in both regimes (among other factors) help explain variations ness toward immigrants. in European states' generosity or firm Discussing the two cases of illegal immigration in theUnited States and family immigration in Europe,221 suggest that liberal states are internally, rather than externally, impaired in controlling unwanted im migration. The failure of theUnited States to control illegal immigra 22 state responses to illegal immigration and family immigration may seem odd. Why Comparing not compare state responses to only one form of immigration, be it illegal or family-based? Illegal im too recent and protean to warrant a comparison with the U.S., where inWestern migration Europe is in the United it has been a recurrent stake of political debate for two decades. Family immigration in the sense of occurring against the backdrop of explicit zero-im States is not unwanted immigration, in the U.S. is the major principle of selecting wanted migration policies. Rather, family reunification even over the criterion of skills. It would have been new possi having precedence quota-immigrants, the third major source of unwanted ble to compare state responses to mass asylum-seeking, immigra tion in liberal states, but it raises additional issues of refugee law and politics. I have discussed asylum see policy separately, Joppke (fn. 18). WORLD POLITICS 272 is due primarily to the logic of client tion, particularly from Mexico, and politics a strong self-description emphatic norm antipopulist as a universal that feeds "nation upon of America's and immigrants" upon the civil rights imperative of strict nondiscrimination. In Europe, legal and moral immigration constraints after policies zero states from rigorous pursuing kept new and guest the closing of postcolonial worker immigration in the late 1960s and early 1970s, respectively. Jux cases the extreme taposing that these constraints were I further of Germany and Britain, most distributed unevenly across suggest Europe, partially reflecting the different logics of guest-worker and postcolonial regimes. Immigration Illegal America's enduring in the United to control incapacity illegal States is the root immigration cause of its heated immigration debate today. Before investigating this incapacity, it is first necessary to destroy the public myth that the United States has lost control over its borders. This myth, shared by policymakers alike, was academics and 1981 report of the U.S. Select Commission on Immigration Policy, Refugee Immigration Policy was "out of control," lated that immigration policy and Interest. in theNational U.S. by the established powerfully It stipu and that the contain ment of illegal immigration had to be the first step in regaining control. That stating perspective, a sequence of loss and recovery, is mislead ing; there had never been a golden age of control. The problem of ille a unified, gal immigration is a by-product of the attempt to build national Western system of control, The immigration. immigration hemisphere which no three-step longer effort exempted entailed: (1) stopping (under the pressure of domestic labor unions) the Bracero guest-worker program in 1964, which for more than two decades had providedWestern growers with cheap foreign fruit pickers; (2) estab a ceiling of 120,000 immi lishing through the 1965 Immigration Act grant visas for the Western hemisphere, which had formerly been exempted from numerical restrictions; and (3) applying, in 1976, the Eastern hemisphere nual visas toWestern instantly developing and nationalization an thousand limit of twenty individual-country in Mexico which resulted countries, hemisphere a loss of control, but the a severe visa backlog. Not is the control of U.S. immigration of the proper premise origins illegal immigration. of the stock used as indicators figures?widely apprehension Tellingly, in and flow of illegal immigrants?rose steeply after the end of Bracero standardization for understanding LIBERAL STATES& UNWANTED IMMIGRATION 273 1964. They first crossed the one million mark in 1976, at the very mo ment the first national immigration regime, which applied the same criteria control to Eastern and Western was countries, Hemisphere completed.Without belittling the physical dimension of a two thousand mile land border that divides the First from theThird World, the prob lem of illegal immigration is quite literally a social construction. Given caveat this of a control that never was, and bracketing the physical problem of policing an inherendy difficult border, the incapac ity of the U.S. to stop illegal immigration is due to the logic of client politics, as predicted by Gary Freeman. I will illustrate this, first, through the career of the 1986 Immigration Reform and Control Act (irca), and, second, through the failure in the 1990s. controls immigration IRCA carried its restrictionist to be vastly however, expansionist, of the U.S. intention legalizing to establish effective in its name. It turned out, the status of three million illegal immigrants in theUnited States, while failing to establish effec tive measures The ence the inflow of new illegal immigrants. against is responsible client groups for this outcome: civil rights groups, who and mobilized effectively argued and employers, sanctions; legedly discriminatory employer ethnic and against al of two influ particularly a for that became growers, program pushed guest-worker a second, of the features small acceptable only through adopting workers. for amnesty temporary In a settler nation, where immi nation building has coincided with who Western gration, immigration policy is a highly which pro-immigrant policy-making. ranks among During the more interests a have the first round embattled institutionalized legitimate, of the six-year process, in entrenched role in IRCA saga, which of recent times, the op legislations to the introduction interest groups of Hispanic of employer was on to any legislation key preventing temporarily illegal in As recommended the Select Commission the 1981, immigration. by stick of employer sanctions was to accompany the carrot of amnesty. position sanctions Unless oned itwas illegal for employers the Select Commission?the viso was not to be beaten.23 to employ illegal workers?so of the infamous Texas legacy But because formed reck Pro the majority illegal immi Hispanics in the U. S., any measure illegal immigrants against as senator As Republican grants must have appeared anti-Hispanic. a re Alan ofWyoming, leader of immigration congressional Simpson of 23 Act at the behest of Texan growers, the so Inserted in the 1952 Immigration and Nationality called Texas Proviso stated that employing the criminal act of "harboring." illegals did not constitute itwas legal to employ illegal immigrants, although they were still subject to deportation. Accordingly, 274 WORLD POLITICS form throughout the 1980s and 1990s, put it, "Any reference to immi turns out, to be a code word for unfortunately, em to the In their opposition "anti-Hispanic" or control gration reform ethnic discrimination."24 ployer sanctions, the Hispanic lobby skillfully exploited the fact that was the slightest hint of ethnic or racial discrimination over in the era of civil in In the battle fact, rights. employer even anathema sanctions, Hispanics first emerged as a unified national force capable of blocking legislation detrimental to their perceived interest. Twice, in 1982 and 1983, theHispanic lobby succeeded in stalling theHouse version of the Simpson-Mazzoli (immigration reform) bill after it had won comfort in the able majorities Senate. Democratic House majority leader Thomas P. (Tip) O'Neill caustically defended his refusal to hold a vote on the second Simpson-Mazzoli bill inOctober 1983: "[I]t has to be to the Hispanic acceptable Caucus."25 The Hispanics were joined by civil rights groups, who feared that the of an employment introduction verification (dubbed system a "national ID card")would be detrimental to civil liberties in general, and lead to a "culture of suspicion."26 This perception was columnist spectrum. A leading conservative shared across the ideological of the introduction branded con an ID card as "this generation's largest step toward totalitarianism," to tolerate the movement aliens that is and "it better of cluding illegal even criminals than to tolerate the constant of the free."27 surveillance In his refusal Mazzoli a vote to have on the second version of the Simpson struck a similar chord: "Hitler did this to the Jews, bill, O'Neill them wear a you know. He made sition, which linked the civil rights imperative of nondiscrimination with traditional American dog antistatism, tag."28 Against the plan such wide of a standardized oppo em ployment verification scheme had to be dropped. A first severe crack in the control dimension of IRCAhad been inflicted. During the second broke their round initial of IRCA, compromise-seeking agricultural the less compromise-prone alliance with employers as the a ethnic and civic groups, but demanded program guest-worker an in for their of law. control The support price immigration growers' satiable appetite for cheap immigrant laborwas equally disliked by was honest but quixotic mission Simpson, whose in the national interest: "The greed law and policy to craft immigration is of the growers... 24 New York Times, August 16,1982, A12. 25 New York Times, October 5,1983,1. 26 Rick Swartz, interview with author, Washington, D.C., March 26,1994. 27 William Saffire, "The Computer Tattoo," New York Times, September 9,1982, 28 Ellis Cose, A Nation 1992), 167. of Strangers (New York: Morrow, A27. LIBERAL STATES8cUNWANTED IMMIGRATION insatiable. There is no way can be satisfied. they Their entire 275 function in life is thatwhen the figs are ready, the figs should be harvested and need they four thousand human to do beings third, more that."29 A drastic version of the Simpson Senate bill, introduced in spring 1985, brought themoderate part of theHispanic lobby aboard by threatening to drop the amnesty provision altogether. In this "final inning" of the Simpson-Mazzoli saga,30 the joint energy of control immigration ad vocates and of the ethnic and civil rights lobby focused on neutralizing the growers' initiative for a guest-worker program. This spearheaded by the later immigration foe PeteWilson, can initiative was then aRepubli from California, who asked for an annual contingent of to to workers harvest for nine fruits 350,000 up foreign perishable a year. months was liked no one except the idea of guest workers Interestingly, by the growers, with in mind. the European negative firmly experience senator to consist of beefing up the civil rights of the workers they asked for.Mediated by The inevitable with compromise the growers thus had trans liberal Congressman Charles the eventual compromise Schumer, into a second amnesty. The so-called formed the guest-worker program a part of IRCA, Schumer which became permanent proposal, provided resident status, and eventually citizenship, for illegal aliens who had worked inAmerican agriculture for at least ninety days fromMay 1985 through April 1986, while granting the same possibility to "replenish ment" workers in the future. said an exuberant Lawrence "For the first Fuchs, time "outsiders in American brought temporary jobs would be given the full Constitutional many of the privileges history," in to difficult, protections and of insiders."31 Signed into law in earlyNovember 1986, the Immigration Reform a "left-center Act was the control bill,"32 inwhich certainly to an end the Texas IRCA im visible. aspect barely Putting proviso, on a sanction who hired scheme knowingly illegal im posed employers a to and employers, sanctions concession But in Hispanics migrants. and Control was would be abolished if the General Accounting Office were to find dis crimination tantly, or undue IRCA included a on in the future. Most impor employers that antidiscrimination provision far-reaching burdens 29 Lawrence Fuchs, "The Corpse That Would Not Die: of 1986," Revue Internationales Europ?enne desMigrations 30 1990. "The Immigration Reform Aristide Zolberg, ed., Immigration spective,'' in Virginia Yans-McLaughlin, The Immigration Reform and Control Act 6, vol. 1 (1990). and Control Act of 1986 inHistorical Per Reconsidered (New York: Oxford University Press, 1990), 326-35. 31 Fuchs (fn. 29). 32 Charles Congressman York Timesy October Schumer, quoted in the New 12,1984,17. 276 WORLD POLITICS added the concept of "alienage" to Tide VII of the Civil Rights Act, prohibiting employment discrimination on the basis of citizenship. This to the "only expansion amounted whole Of of civil rights in the protection era."33 Reagan IRCA s dual amnesty-sanctions agenda, only the amnesty compo nent worked as intended. Nearly 1.8 million illegal immigrants applied status under for legal the general legalization and 1.3 million program, under the small amnesty of the Special Agricultural Worker (SAW)pro gram. But IRCAfailed to reduce the stock and flow of illegal immi grants. After a temporary drop of apprehension figures in 1987 and less to the effectiveness 1988?attributable and-see than to await of sanctions 1989 the illegal among potential response immigrants?by back to pre-IRCA levels.34 In 1993 the size of the illegal popu as ten years to be as in the U.S. was estimated high ago?be three and four million persons.35 flow was lation tween Why did IRCAfail to control illegal immigration? A major reason is a toothless sanctions resulted from the "odd coalition" scheme, which and employers.36 From early on, a good-faith pressure by Hispanics clause had been inserted into the Simpson-Mazzoli released bill, which from any obligation a document check employers documents: "affirmative to check conducted the authenticity in good faith of employees' an constituted not had that the respective employer In effect, employers hire" misdemeanor.37 defense" the "knowing committed were immune from punishment if they filled out and filed away routine 1-9 forms that attested to the document check. Because the introduction of a national some been blocked, twenty-nine documents?including to so-called breeders?served U.S. faked birth certificates, satisfy easily incentive was affirmative-defense the control requirement. The positive ID card had a incentive: antidiscrimination demanding by complemented negative an "unfair a ID constituted related immigration employment specific were better off the document So employers pas accepting practice." sively offered by the prospective employee. As David Martin put it, 33Swartz(fn.26). 34 to the United and Jeffrey Passel, eds., Undocumented Migration See Frank Bean, Barry Edmonston, States (Washington, D.C.: The Urban Institute, 1990). 35 in the United States and U.S. Responses,'' Demetrios Papademetriou, "Illegal Mexican Migration International Migration 31, nos. 2-3 (1993), 314-48. 36 reason for IRCA's failure is that it does not even touch the problem of visa overstayers, Another to "The Obstacles which account for over 60 percent of the undocumented population. David Martin, of the Immigration Laws in the United States" (Paper presented at the Effective Internal Enforcement on German-American and Refugee Policies, Cambridge, Mass., AAAS/GAAC Conference Migration March 23-26,1995), 37 Kitty Calavita, (fh.l),71. 3. "U.S. Immigration and Policy Responses," in Cornelius, Martin, and Hollifield 277 LIBERAL STATES& UNWANTED IMMIGRATION IRCA's sanctions even avoid scheme "tells employers of discrimination an appearance that it is more important it is to wind up em than to ploying unauthorized workers."38The civil rights imperative of nondis crimination has obviously stood in the way of effective immigration control. As Iwould movement like to argue in a second step, even the anti-immigration to do away with of the 1990s has been unable expansive client politics. The inability of political elites to deal effectively with il legal immigration provoked the biggest anti-immigrant backlash in In November years. seventy passed Proposition which overwhelmingly 187, dubbed the "SaveOur State" (SOS) Initiative, bar health most by the Transmitted earthquake. voters Californian most in services, illegal aliens from state-provided care and education. This was no less than a political would cluding 1994, conservative a in half Congress control in the same century, with both houses falling to Republican was felt inWashing immediately only of illegal, but also of legal immigra to be in the tion seemed the clock back before 1965, turning making, to mass the legislative of Two years America immigration. opening a to tremor. is restriction the reduced of The later, earthquake planned November ton. A the aftershock elections, overhaul sweeping not legal immigration has been shelved, perhaps indefinitely. Until itwas signed into law as the Immigration Control and Financial Responsibil ityAct of 1996, an initially drastic proposal to combat illegal immigra tion was watered down significantly. Once again, client came politics in theway of "put[ting] the interests of America first."39 It is no accident that the anti-immigrant earthquake had its epicen ter inCalifornia. Initially rural and peopled by thewhite farmers' flight from the dust-bowl misery of 1930s Oklahoma, California not only lacks with the "nations of the East Coast of immigrants" cities, nostalgia more im but of Liberty and other new world symbols, it also is the residence of almost half of the estimated national the Statue portantly, total of four million that they cost gency medical lion aliens in state appear illegal immigrants. The Urban Institute calculated emer in education, the mil $732 this, the state close to $2 billion per year and incarceration. Against and income services, revenues from sales, property, taxes on illegal paltry.40 38 Martin (m. 36), 6f. 39 from Texas, used this phrase to characterize L?mar Smith, Republican representative ing House bill that dealt joindy with legal and illegal immigration. "House G. O. P.Moves New York 77m?, June 22,1995. migration," 40 of 187," The American Prospect 85 (1995). Peter Schuck, "The Meaning his sweep to Cut Im 278 WORLD POLITICS California epitomizes three problems of contemporary immigration its extreme to the U.S.: costs incurred terms of federal federal welfare concentration; regional state governments, while some by taxes and the disproportionate the main benefits are social in by the security payments reaped and the increasing focus on immigration's negative labor-market the leaders implications. Accordingly, Wil staunchest Pete governor supporter, Republican government; rather than of SOS and son, went their out of their way to stress that Proposition 187 was not about immigration control (which is the prerogative of the federal govern but about a squeezed budget. The crunch was real, given ment), budget was severe economic most that California recession its just undergoing war restruc resulted from the post-cold since the first oil crisis, which turing of the U.S. defense industry. Itwas clear up front that Proposition 187, which openly defied the v. DoeyA1 would get stuck in local and ruling in Plyler Supreme Court courts. also supported by one-third and the federal of Latino However, was a 187 Asian and black of voters, essentially majority Proposition re measure so to the elites who had evaded symbolic political recklessly alities and responsibilities for years.And ifCongress picked up the ball at the national level the more (this was than and eventually Congress on mission state the restrictionist uphold of the reasoning symbolic initiative leaders) the Supreme Court might reconsider Plyler v. Doe law. indeed picked up the ball without delay. A federal Com Reform Immigration immediately drastic proposed changes of existing immigration law and policy. Headed by Barbara Jordan, the and spiked by liberal pro black Congresswoman from Texas, in its final report and academics, the commission immigrant politicians former inMarch 1995 recommended that legal immigration should be cut by the extended one-third, family should categories be scrapped alto gether, and employers should find itmore difficult and costly to hire foreign professionals. Interestingly, but myth, nation-of-immigrants to be a nation should continue ported also Proposition by the Clinton the commission stated that did not "the U.S. touch has been of immigrants."42 But this proposal, even further went administration, 187 and Governor Wilson, the and sup than who had targeted only illegal immigration. 41 In its Plyler v. Doe decision (1982), the Supreme a grants have the constitutional right to public school political process under the sway of client politics, the in the U.S. For the lack of space, I cannot immigrants "The Transformation 42 Barbara Jordan, of illegal immi to a Plyler indicates that, in addition legal process has bolstered the position of illegal discuss this further here, but see Peter Schuck, of Immigration Law," Columbia Law Review 84, no. 1 (1984). "The Americanization 11,1995. Ideal," New York Times, September Court ruled that the children education. LIBERAL STATES& UNWANTED IMMIGRATION 279 Regarding illegal immigration, the commission already in late 1994 a national had advocated verification system, which would of all citizens and legal it mandatory and make for em employment social security to work in the U.S. the names and compile aliens authorized numbers ployers to call it up before hiring new workers. The proposal stopped a national short of introducing ID card, which to be anath continues ema in the U.S. But, predictably, itwas seen by a plethora of ethnic, civil rights, and business organizations as being just that: a national ID card in commission's The disguise. were recommendations incorpo rated in similarHouse and Senate bills, introduced by Lamar Smith, a from Texas, congressman Republican bills centered around three measures: the nonnuclear family and Senator cut and categories legal reducing Alan Simpson. Both immigration by slashing skilled immigration; combat illegal immigration by screening the workplace more tightly and fortifying the borders; in a windfall and, from the parallel congres sional effort of welfare reform, making illegal and legal aliens ineligible for most public services. Hardly had the ink dried, when the machine of client politics was set in motion. An unusually broad on Coalition "Left-Right Immigration" included not just the usually odd immigration bedfellows of employers and ethnic and civil rights groups, but also theHome School Network, a Christian fundamentalist group sures to curtail rallying against the antifamily Americans for Tax Reform, who legal immigration; with Microsoft, Intel, liked?along Manufacturers?to have employers mea dis and the National Association of a on tax each pay heavy foreign worker and the National Rifle Association, upset by they sponsored; to the employment verification system (If you're going register people, not to the Richard the chief counsel shouted).43 why guns? they Day, Senate Subcommittee, Judiciary "Washington groups" against for "some breathing space" from as client migration politics. The first success characterized this unusual "the American who immigration.44 of the client machine was as line-up had asked people," Such is the logic of im to split the omnibus bill in two.The machine was helped in this by divisions within the Repub lican Party. A large section of free-market and family-value Republi cans (such as Jack Kemp, William Bennett, and Dick Armey) favored In from addition, Republicans California, where the legal immigration. problem of illegal immigration was most pressing, feared that rifts over 43 "The Strange Politics of Immigration," New York Times, December 31,1995. 44 over Plan," New York Times, October "Unlikely Allies Battle Congress Anti-Immigration 1995. 11, WORLD POLITICS 280 legal immigration would improperly delay the impatiently awaited crackdown on illegal immigration. InMarch 1996, the Senate Judiciary Committee, with the parallel House committee following suit, decided to postpone on legislation legal immigration and to concentrate on ille gal immigration first.The "big one" had suddenly shrunk to a smallish tremor. immigration Only a few months earlier, Republican Lamar Smith had boasted that "the question is no longerwhether legal immi gration should be reformed, but how it should be reformed."45 Now he lay flattened by the client machine. "Congress has listened to lobbyists more After lobby an angry wrote foe.46 immigration opinion," the omnibus bill, the effort of the pro-immigration than public cracking concentrated on smoothening some drastic features of the re maining bill on illegal immigration. One target was the proposal for a mandatory, a libertarian Senator verification system, denounced by employment "47 An amendment '1-800 Brother.' by "dialing Big down the proposal, which was to be Kennedy watered nationwide, critic as Edward to a in variety of voluntary pilot programs eight years, after three years. states, to be reviewed by Congress high-immigration new meant that there would without The weakened legislation, proposal an was This be no nationwide verification system. impor employment on Immi tant step away from the recommendation of the Commission national which had called a mandatory verification Reform, gration in place within an In addition, system the linchpin of combating illegal immigration. a Orrin amendment Senator Hatch, pro-immigration Republican by a in fines against increase from Utah, eliminated hefty employers who owners. for small business hired aliens?a victory knowingly illegal When signed into law by President Clinton in early October 1996, the "Maginot line against illegal immigration"48 looked more like a Swiss cheese, with big holes eaten into it by America's clients of immi gration policy. The drastic Gallegly amendment in the House (named after its sponsor, California Republican Elton Gallegly), which would states to bar the children from public schools of illegal immigrants turn into national law California's and thus would 187, was Proposition veto. from the final bill, also because of a safe presidential dropped to fix is verification A watered-down system unlikely employment allow the biggest deficit in illegal immigration control, ineffective workplace 45 on Immigration," New York Times, September 25,1995. "Congress Plans Stiff New Curb 46 Roy Beck, "The Pro-Immigration Lobby," New York Times, April 30,1996. 47 Plan to Register "House Panel Approves 22, Status," New York Times, November Immigration 1995. 48 in "Senate Votes Bill to Reduce Influx of Illegal Aliens," New York Times, May 3,1996. Quoted 281 LIBERAL STATES& UNWANTED IMMIGRATION in the new law and employer sanctions. The control screening impetus thus boils down to stricter border enforcement; the number doubling of border patrol agents to ten thousand 2000: the the year by requiring Service (INS) to build a fourteen-mile Immigration and Naturalization long, ten-foot high, fence triple-steel south of San Diego; and impos ing stiff penalties on the flourishing business of smuggling aliens into the U.S. This only reinforces existing policy. As in its various border operations, or "Hold "Gatekeeper" the Line," the Clinton administra tion had cleverly preempted Republicans from monopolizing discourse during the 1996 Presidential migration-control the im election means it chooses, the It must be conceded that, whatever campaign. to United States can perhaps never expect to reduce illegal immigration zero. As Peter Schuck nation "A with vast, prosperous correctly noted, values and a 2,000-mile border strong due process and equal protection with the Third World hope to manage cannot eliminate illegal migration; are that it."49 Chances the Immigration it can only Control and Financial Responsibility Act of 1996 will not be of much help in ac complishing this task. Family Whereas America's debate in Europe Immigration about illegal immigration is alive and evolv ing every day, Europe's debate about family immigration is historically on both a fundamental in immigration difference closed, reflecting a recurrent In the United is sides of the Atlantic. States, immigration even severe most in the last backlash the Not process. anti-immigrant mass to immi and the Golden has slam Door, seventy years managed continues unabated. and By contrast, Europe gration (legal illegal) over twenty years ago. Postwar im closed its doors to new immigration a nonrecurrent, to has been unique pro historically Europe migration cess, with immigrants acquired not by will, but by default. The family became colonial immigration, ual rights of migrants and post the site for closing down guest-worker vectors of the individ the opposite states to admit or reject and the right of sovereign torn between aliens. In this, European family immigration differs from American family immigration, which is defined in the language of quotas, not rights, and has become the chief mechanism states did not immigrants. European of the spouses and children, not new wanted of acquiring solicit the belated arrival actively to mention the extended family, of its labormigrants. They had to accept family immigration, recognizing the 49Schuck(m.40),91. 282 WORLD POLITICS moral and legal rights of those initially admitted. In this sense, Euro pean family immigration is unwanted immigration. As I shall argue, its can not acceptance in terms be understood no entrenched pro-immigration United States. the After to shift of client is There politics. lobby in Europe comparable to the zero-immigration from policies the late 1960s to early 1970s, the European politics of immigration became national interest client, strongest now States politics. uniformly in cheap interested employers their single disregarded labor, and acted foreign on behalf of collective goals such as social integration or the integrity of nationhood. The immigration that still occurredwas as of right ormorally a state that would tolerated pen It pitted immigration. the against immigrant who unity. deny?family In handling family of and guage primary United States. worker regime, only immigration, sought what European secondary immigration is actively immigration Primary or passively tolerated in a rather not states liberal states that see it accepted is unknown hap cannot a lan in the as in a guest recruited, as in the absence of restrictions, occurs after the re immigration regime. Secondary postcolonial cruitment in recognition of restrictions, of the stop or the introduction state there is a of In each family rights immigrants. primary European core of such as South Asians historically primary particular immigrants, or Afro-Caribbeans a in Great Britain or Turks in Germany, for whom moral elaborate discourse of and evolves. specific, rights obligations states to act This and gen approach has allowed European humanely once those the door to every admitted, while erously toward slamming one else. In this sense, the principle of source-country and universalism of not addressing the ethnic composition of migrant streams, saw across liberal states, has not which Freeman established universally were established itself in Europe.50 Primary immigrants simply sub to the as usual; not trans nation of did jected exigencies building they into self-conscious form Europe nations of immigrants. Thus, toward the norm the outer layers of secondary (or even tertiary) immigration, the sense of moral obligation and the family rights of migrants had to become successively weaker. gration would have immigration would In the absence forever have of such gradations, immi primary new nonrecurrent off and spun immigration, turned into recurrent U.S. immigration, style. 50 A second example for the absence of source-country universalism in European immigration pol or the of ethnic-priority such as the "patri?is" in Britain icy is the phenomenon immigration, "Aussiedler" (ethnic German there is no parallel in the U.S. resettlers) inGermany, for which liberal & unwanted immigration 283 in Germany Generous A states in scholarly writings about German immigration tendency the state for its "not a country of immigration" philosophy, so immi No the denies country's immigration reality.51 patently tiresome is to chastise which ever contradict it is because the state's philosophy, reality could gration a normative statement Bonn Republic's the self-description reflecting as a homeland in communist East of the subjugated German diaspora ern formula was In fact, the not-a-country-of-immigration Europe.52 introduced when fourmillion foreigners already resided in (West) Ger does many and showed no signs of leaving. Only against this backdrop unre make the philosophy any sense at all. Further complicated by its more solved national articulated, only extremely, question, Germany of immigration. countries were?not countries all European on German A second shortcoming of scholarly writings immigration a on the is their fixation process, grim picture of de drawing political as state. That perspec of a repressive facto immigrants hapless victims al of the legal process, which tive overlooks the pivotal importance to turn into settlers with lowed guest workers permanent-resident what rights and even to grow in numbers family immigration. To be sure, the invocation unfettered constitutionally protected rights for guest workers law that enshrined of an immigration no to and conceded rights whatsoever of constitutional the backdrop against executive discretion occurred through the foreigner. Paragraph 2(1) of the Foreigner Law of 1965 stipulates: of the foreigner does permit may be issued if the presence Residence of the Federal the interests permits Republic." were issued for a year, on a renewable basis, but initially there were no than temporary for more stays on German territory. Before provisions "A residence not harm of 1978, regulation" ??ufenthaltsverfestigung) not stabilize, the foreigner's but jeopardized long-term status because the official "no-immigration" it contradicted policy. Fol of the for conceived the logic of a guest-worker regime, which lowing as a return-oriented, of carrier of labor isolated power, devoid eigner no De reunification. rules for ties, family originally provided family the so-called "permanence did residence tailed rules for reuniting foreign families were not devised before 1981, and their after thrust was the recruitment 51 to close major source of unwanted immigration stop. See Thomas Faist, "How to Define 52 "Ausl?nderrecht Kay Hailbronner, (1983), 2113. a no. 2 (1994). Foreigner?" West European Politics 17, und Verfassung," Neue Juristische Wochenschrift 36, no. 38 a WORLD POLITICS 284 For of government years, the political branches twenty-five managed an archaic to escape their to Law to the adjust responsibility Foreigner new and to replace the rule by adminis reality of de facto immigration trative decree by the proper rule of law.An activist judiciary stepped into this vacuum, and expansively and defend aggressively interpreting on so could do the basis of a consti ing the rights of foreigners. They tution that drew two fundamental lessons from recent German history: first, to subordinate to grant the most tionality. The human rights, state power fundamental first seven independent to the and second, rights of individuals; to na of these rights without respect articles of the Basic Law protect universal of national citizenship. Article 1 makes that point emphatically: "The dignity of the individual is untouchable." The article also introduces the principle of self-limited sovereignty, obliging and "protect" the dignity of the individual. In a state tradition, from the Ger Germany's departure "strong" Basic Law puts the individual first, the state second; it is conceived state the to "respect" conscious man in the spirit of limiting state sovereignty by individual rights. a series of Constitutional these grounds, Court rules obliterated the official In the so-called policy.53 "not-a-country-of-immigration case of 1973, an immediate Arab the court invalidated deportation On contacts with ter accused of harboring against two Palestinians rorist groups, that constitutional the had arguing plaintiffs liberty rights that outweighed the public interest in their immediate removal. In the so-called Indian case of 1978, the court repealed a lower court rule that to an Indian who had affirmed the nonrenewal of a residence permit order since 1961. Instead, the court ar continuously routine renewal of residence permits had created gued that the previous a on part "reliance interest" {Vertrauensschutz) constitutionally protected of the plaintiff in continued residence. Against this reliance interest, the had lived official dence in Germany no-immigration permit renewal policy it is not was moot: sufficient "For a to of the resi rejection to the general maxim point is no country of Republic immigration."54 were Once the residence secured, rights of guest workers stitutional Court turned to the issue of family reunification?a that the Federal the Con much trickier terrain. It did not involve the rights of established residents but of new residence Since the recruitment granting permits. of families of guest workers was (next stop of 1973, the chain migration to one of the two avenues of flows asylum) major continuing migration the New initial 53 See Gerald L. Neuman, and Judicial Review "Immigration York University Journal of 'International Law 23 (1990). 54 Decision of 26 September 1978 (1 BvR 525/77), 186. in the Federal Republic of Germany," LIBERAL STATES& UNWANTED IMMIGRATION to Germany, in patent to the official contradiction icy.55Since December no-immigration 285 pol 1981, the federal government has recommended states spouses severely restrict the entry of foreign was to Such family reunification guest workers. an residence minimum of the resident eight-year that the responsible of second-generation be contingent upon spouse and a postmarriage restrictions were imposed no one year. By contrast, period of waiting on The fed workers. guest first-generation eral government defended this differential policy before the Constitu tional Court on moral grounds: "Because of its recruitment of foreign workers the Federal Republic has accepted a special responsibility to wards the recruited; spanning federalism, tions on it has not obliged itself to accept a generation of German of family members."56 Typical the federal recommenda {L?nder) implemented but immigration the states unevenly. immigration highly marriage second-generation to five years; restric Hesse lowered the residence requirement to three years; the waiting tionist Bavaria increased period for spouses the elite broke and hyper-restrictionist existing Baden-W?rttemberg ex consensus not of immigration by marriage limiting first-generation Liberal the three-year tending workers. guest waiting period from second- to first-generation In theTurkish and Yugoslav case of 1987, the Constitutional Court stopped short of recognizing a constitutional right of family reunifica to Article deci 6 of the Basic Law.57 In a complicated tion, according to control a reluctance to restrict the state's sion that betrayed capacity a source of unwanted 6 the court held that Article immigration, major (which protects the integrity of the family) did not imply a constitutional right of entry for nonresident nonresident proportionality, spouses. But family members to the of according principle still possessed family rights under Article 6 that foreigner law and policy had to respect.58 In this court residence requirement the challenged eight-year upheld light, the measures were neces these that and the one-year waiting rule, arguing to of the resident economic and the social sary guarantee integration 55 inWest Germany fell from 2.595 mil Between 1973 and 1980, the number of foreign workers lion to 2.070 million; during the same period, the absolute number of foreigners increased from 3.966 1880-1980 to 4.450 million. Ulrich Herbert, A History million (Ann of Foreign Labor in Germany, Arbon University of Michigan Press, 1990), 188. Because the number of asylum seekers was small be can account for the increase. fore 1980, only family reunification 56 Quoted inDecision of 12May 1987 (2BvR 1226/83,101,313/84), p.33f. 57 Court thus did not go as far as the French Conseil d'Etat, which The German Constitutional (in in a famous 1978 decision. effect) recognized a constitutional right of family reunification 58 had rights under the Constitu The Court thus argued that even aliens not residing inGermany tion. As Neuman (fn. 53) notes, this went far beyond the most generous rulings of the U.S. Supreme Court regarding the rights of aliens. WORLD POLITICS 286 and to prevent sham marriages, But the court spouse respectively. struck down Bavaria and rule three-year waiting Baden-W?rttembergs as and destructive of young marriages. disproportionate Interestingly, the court criticized extension of the especially Baden-W?rttembergs three-year rule to the first generation, waiting it violated because the Federal Republic's "special responsibility toward the recruited guest workers." The German political process regarding de facto immigration only caught up with positions that had been long established by the legal Its development process. may be read as the successive canceling out of drastic solutions, culminating in the liberalized Foreigner Law of 1990. rested not just on a negative of legal recognition consensus but on an emergent moral the among political re to cope with the consequences of the guest-worker humanely This liberalization constraints elites cruitment. moderate consensus That ical moments when and centrist after Immediately in three crit forged and reinforced as to a solutions emerged competitors became drastic foreigner policy. the recruitment stop of November led federal government 1973, the SPD declared that "no legally employed foreign to return home," while the proposal rejecting set terms the for the strictly vol system.59 This shall be forced worker... to introduce a rotation the return migration of unem inducing especially were schemes that from France without ployed guest workers, copied success in the a "reason much 1980s. A for early right-wing proposal rotation able and humanitarian system" emerged during the first soci schemes untary of in the early 1980s, debate the minister guest worker ety-wide allowing of the interior to make the moral obligation toward the guest workers In have not come here spontaneously. explicit: "[The foreign workers] ... we have brought them into this country since 1955 if Even stead, are without we have jobs, they obligations was the conservative ical moment crusade tion of minister children under six years, fought the new Kohl government, above them."60 A third crit against the family by the hard-line immigra interior toward Friedrich Zimmermann (CSU).Aside from being constitutionally questionable, this drastic pro posal the threshold of the morally or in North America," Europe crossed country "No comparable acceptable. Commis said the outraged sioner for Foreigner Affairs Lieselotte Funcke (FDP), "would condone such a family-hostile proposition." Pointing at the moral 59 November 9,1974. 60Frankfurter Allgemeine Zeitung, Gerhard Baum (FDP), quoted inDas Parlament 32, no. 9 (1982). impossibility 287 LIBERAL STATES& UNWANTED IMMIGRATION of implementing thismeasure, her colleague Burkhart Hirsch (FDP)en visioned "with horror what would happen here if an older child who a visit was from its parents and thrown overstayed forcibly separated out of the veto FDP Genscher, by Hans-Dietrich country." An unusual chief and foreign minister for whom opposition to the interior minis ter's illiberal foreigner policy became a litmus test of party identity within the new coalition government, the proposal. buried The new Foreigner Law of 1990 only put into lawwhat administra tive and constitutional country-of-immigration of encouraging objective court not-a The long established. to be found in its text. The is nowhere rules had formula the return migration of foreigners has been dropped. The new law is conceived in the spirit of replacing executive discretion by individual rights to be held against the executive. For to constitutional) and residence (in addition statutory even went In the law several respects, beyond existing ad family rights. and ministrative period for second legal practice. The one-year waiting eigners now have marriages, okayed by In addition, spouses of residence rights, independent third-generation foreigners who generation abolished. given the workings in 1987, was their own granted the head of family. Finally, second- or had temporarily returned home were the Constitutional and measures to return. These right not of moral obligations, just of Court were children indicate legal the constraints. independent The new Foreigner Law sticks to the old premise of wrapping up a historically unique ization eigner immigration as possible episode, while perhaps within the inherently as much containing limited framework liberal of "for two con policy." Firm in Britain In Britain also, family immigration has been subject to the flicting imperatives of controls and rights: closing down a historically the family rights of im respecting episode, while immigration case the came to in But the German whereas migrants. rights predom case the in inate over the controls the British opposite imperative, unique are at least two reasons for this outcome: the pecu happened.61 There awritten and the absence liar character of postcolonial of immigration constitution protecting individual rights. has been, from immigration its political processing Accordingly, Postcolonial gration. 61 This immi the start, unwanted can at no point be under is recognized in the literature as the "exceptional" efficacy of British immigration control. Gary even argues: "The British experience demonstrates that it is possible to limit unwanted immi and Hollifield (fh. 1), 297. gration." Freeman, 1994b. "Britain, the Deviant Case," in Cornelius, Martin, Freeman 288 WORLD POLITICS stood in terms of client politics,62 as expressed in the widely noted (and criticized) absence of economic considerations in British immigration to In contrast policy.63 Germany or France, the first oil crisis marks no turning point in Britain. Primary New Commonwealth immigration was effectively halted before 1973 for entirely political reasons. If Britain had acquired its colonial empire in a fit of absentmindedness, its initial This to approach immigration to the illusion long was of an empire passing of the first Commonwealth million subjects of the Crown, in which was similar. strikingly too elites who stuck by the sun never sets. Until the immigration postcolonial at best tolerated passively Immigrants Act in 1962, some 800 inhabiting one-fourth landmass, had the right of entry and settlement hostile modern most dramatic secular decline that a by the aggrieved had ever gone shook the elites out of their through, As if to compensate for past inattention, successive Tory to stern alike have since stuck the governments imperative that New Commonwealth but the earth's public, nation complacency. and Labour moral of in Britain. Only a immigration had to be stopped. A sense of even not been obligation, guilt, has it has been channeled into the buildup absent among of an elaborate British elites, race relations never known an active immigration regime. British policy has phase of it has been from the start a negative control policy to keep recruitment; out. Directed tout court, against unwanted immigration immigrants British immigration policy has been only weakly affected by moral considerations. Nor it been mellowed has reason is the second why constraints, by legal-constitutional over the the controls prevailed rights which impera tive inBritish family immigration policy. In Britain, which lacks awrit ten constitution and the principle of legal review, there has been little the branches of government blockading political by recalcitrant courts. is in Parliament, and invested firmly Sovereignty unequivocally no to which its lawmaking knows constitutional limits In im powers. of entails a dualism of ex arrangement executive in the absence and closure, which, openness legislative to the interests of is detrimental of a client machine, Par immigrants. migration treme policy, this institutional in the formulation of immigration openness policy keeps restrictionist within the confines of a pervasively public a Once closure policy has been decided upon, there is executive liamentary lawmakers opinion. in its implementation, with theHome Office firmly and uncontestedly 62 This processing contrasts the German guest-worker policy, which followed the logic of client pol itics before the oil crisis and the recruitment stop of 1973. 63 See, for example, Sarah Spencer, ed., Strangers and Citizens (London: Rivers Oram Press, 1994). 289 LIBERAL STATES& UNWANTED IMMIGRATION in charge. In the orthodox view, Britain's "political constitution"64 is good for democracy because it lets elected officialsmake decisions that, in other in practice it entails executive, rather systems, unelected judges make. But or it with than and leaves with minorities, sovereignty, parliamentary out to the whims of the majority. vulnerable extremely citizenship, over the in the controls of The rights imperative predominance British family immigration policy can be demonstrated along the fate its abolishment in of Section 1(5) of the 1971 Immigration Act?until in It secured for all British law. the 1988, immigration only family right New Commonwealth men legally settled in Britain before 1973 the right to be joined by their nuclear family from abroad,without any state thus expressed Britain's and special moral it when its However, primary legal obligations immigrants. came into the way of Section 1(5) secondary immigration, controlling was a vote in Parliament. abolished by simple majority simply interference.65 Section 1(5) toward story of the slashing of Section 1(5) is amost extraordinary The story because it demonstrates that for the sake of firm immigration controls the British elites have allowed the family rights not just of immigrants, but of all British citizens, to sink below the European standard. It all started with the campaign by the incoming Thatcher and fianc?s of fe the foreign husbands government against admitting treatment to Britain. male of men and Such immigrants asymmetrical an women law shot drastic of is only a more immigration example on the sex discrimination, that the wife with premise through operating as head of the was. But most im should be where the husband family thus blurring and fianc?s were male husbands immigrants, portantly, were the line between Husbands and secondary primary immigration. a strained as stealth labor primary immigrants, crowding perceived market. Accordingly, theMinister of State defended his new immigra tion rules of 1979-80, which barred foreign husbands and fianc?s from settlement in Britain: "We have a particular cut back aim?to on pri male mary When review band immigration."66 on Human the European Commission the cases of three British immigrant wives rule, the British government responded with Rights harmed a for accepted the hus by prophylactic rule The Modern Law Review 42, no. 1 (1979). "The Political Constitution," 64J.A. G. Griffith, 65 Section 1(5) of the 1971 Immigration Act stipulated: "The rules shall be so framed that Com at the coming into force of this Act and their wives monwealth citizens settled in the United Kingdom in the rules, any less free to come into and go from the and children are not, by virtue of anything United Kingdom than if this Act had not been passed." 66 in P. Thornberry, "Seven Years On: East African Asians, Immigration Rules and Human Quoted Rights," Liverpool Law Review 2 (1980), 146. 290 WORLD POLITICS change in 1982-83. Whereas rules exempted ther born or from (in racially discriminatory intent) the old the husbands ancestrally related ban only (white) "patrial" women to the U.K., the new rules allowed ei all female British citizens, irrespective of birth or ancestry, to be joined by their foreign husbands and fianc?s. This could not be the end of the women still remained settled, noncitizen immigrant never their husbands. there has been a con However, separated was a new re not offset in British that cession by immigration policy a the old immigration rules contained elsewhere. striction Already ex women were to those who number of "safeguards" applied patrial because matter, from empted from the husband ban: most importantly, they and their was to prove that the spouses "primary purpose" of their marriage were not In the 1982-83 these rules, immigration. safeguards tightened had through shifting the burden of proof from the state to the applicant. its venomous rule could unfold now, the primary-purpose pow Only the perfect the government tool to close the loop with ers, providing front. hole that had opened up at the sex equalization Predictably, the European Court of Human Rights, in itsAbdulaziz, Cabales and Balkandali landmark decision ofMay 1985, found that the sex. The on the rules were discriminatory ground of immigration remove trace to the last of sex the rule forced government Strasbourg rules. As Home Minister Leon from its immigration discrimination 1980 Brittan two reckoned in the House sets of choices.67 The of Commons, the government faced or between "narrowing" "widening" in settled immigrant men from bringing first was rule: to prevent their spouses, or to permit settled immigrant wives the government would Narrowing imply dishonoring the husbands to bring in theirs. to commitment the family rights of settled immigrant men, enshrined in Section 1(5). But in that case, the the government opted for widening. Accordingly, two thousand more annual intake of an estimated additional immigrant husbands had to be offset by new safeguards. That decision predeter or "ex the government's second choice between mined "abandoning" to tests tests. To currently applied drop the to strict be to go back on our firm commitment to be control." But if the tests were kept, the mandate immigration men and women. was to to of the Strasbourg rule apply them equally tending" husbands its marriage only "would As the home minister concluded his sharp syllogistic exercise, "[W]e cannot giving Court expect the European treatment wives preferential 67Parliamentary Debates, Commons, ... to endorse vol. 83 (1985), by not making cols. 893-96. the continuation them subject of to 291 LIBERAL STATES& UNWANTED IMMIGRATION the same a Labour railed against front-bencher one must the government's and vindictive admire course,"68 "spiteful court indictment the cleverness of turning a European into a means of even firmer control. immigration As While requirements." sharp as it appeared, the home minister's syllogism was faulty. The commitment to Section 1(5), which motivated his choice towiden the husband rule, was destroyed by his second choice to extend the as Section 1(5) was safeguards. As long the rule, could primary-purpose cluding in force, the marriage tests, in men not be used on immigrant who had setded in Britain before 1973. If safeguardswere to be main tained, the logic of the Strasbourg rule implied the removal of this priv even the one bit of ilege. Accordingly, generosity to the rule was a chimera. response Strasbourg in the government's Because Section 1(5), which finally stood in the way of full sex equality inBritish policy on secondary immigration, had the status of a statutory right, it could be removed only through a change of statutory successfully removed Section 1(5) in law.The 1988 Immigration Act law in seventeen years. Marked by lit change of immigration or an of Section the was, 1(5) nonetheless, protestation, repeal the first tle noise extraordinary event; it had been the only family right that had existed in British under massive law. Only pressure, including immigration rule the House of Lords, had it been elevated from discretionary to statutory law in the 1971 Act. Successive governments Immigration from had reaffirmed But to honor their commitment all rights are relative in British this right. as the painless law, removal of Sec tion 1(5) by a simple parliamentary majority epitomizes. In dropping it, the one moral commitment it had un the government also abandoned its primary New Commonwealth dertaken vis-?-vis immigrants.69 Now no limit to the sway of firm immigration there was control, affecting even ordinary Britons. Section 1(5) had so far protected white patrial men from the excrutiating too. The immigration marriage tail came were subject they the vast nonimmigrant tests. Now to beat to them rest. Conclusion "Can recently liberal states asked.70 His control answer unwanted was: yes, Gary migration", but, it depends?yes, Freeman because 68 Gerald Kaufman, quoted in ibid., col. 901. 69 Renton of State Timothy by sought to soften this break of commitment Interestingly, Minister out that those who now profited from Section 1(5) had been infants in 1971: "Those who are pointing are not those who were adult males at the time of the 1971 Act but receiving the benefit of section 1(5) the young children who had then just been born.* Renton, quoted in Ibid., col. 856. 70 Freeman (fh. 2). 292 WORLD POLITICS states modern of considerable dispose infrastructural powers that have not diminished, but increased over time; it depends, because capacity varies across Such attention and across states to context swer of the yes-or-no Freeman's Turning in the cases ally do variety. 1994 question that liberal so. That to control. the type of migration subject a an and detail precludes quick and generic liberal states accept states do so on a edged in Cornelius, Martin, a identifies growing this article around, unwanted large and Hollifield's gap between explored why, actu immigration, they scale has been acknowl "gap hypothesis," which restrictionist policy intent and an ex pansionist immigration reality.A variety of globalist analyses explained this gap in reference to an externally conditioned decline of sovereignty. views of mobilized and par These analyses offered generic immigrants the actual mechanisms that make cer alyzed states, without identifying tain states certain accept types of unwanted immigration. the diagnosis of globally limited sovereignty, this article Against an alternative start of self-limited sovereignty, suggested diagnosis the with interest Freeman's observation that of group pol dynamics ing in liberal states makes itics ("client politics") them inherently expan is only one pillar sionist vis-?-vis But the political process immigrants. a one that is of self-limited sovereignty, fully entrenched only in classic settler States. had like the United regime, client politics only until the oil regimes European guest-worker crisis, and a pure postcolonial regime (like Britain) never had it.Thus, other factors must be respon sible if such states legal constraints accept unwanted in combination with In European states, immigration. moral obligations toward histor the logic of client poli immigrant ically particular populations?not tics?account for continuing (family) immigration general despite are constraints But these legal and moral policies. zero-immigration across states. distributed with highly unevenly Germany, European both a strong constitution human and the moral celebrating rights an extreme case of self-limited sov is burdens of a negative history, one of the most it ereignty, making expansive immigrant-receiving countries in the world. immigration but world, citizens. more Britain has managed than any other effectively at the cost of trampling on to contain unwanted in the Western country own the family rights of her the risk of stating a tautology, unwanted is accepting immigration in the liberalness the hegemony inherent of liberal states. Under of the At United States, liberalism has become the dominant Western idiom in 293 LIBERAL STATES& UNWANTED IMMIGRATION the postwar period,71 and the rule of law. At indicating the same a human respect for universal semantics were time, nationalist rights dele gitimized because of their racist aberrations under Nazism. Only from their firm grounding in the key states of theWest, could the liberal principles of human rights and the rule of law triumph as "global dis course" sis these around liberal states Western the world. It is therefore now principles that are reduced strange that in globalist analy as external on constraints reappear to the nationalist, sovereignty-clinching caricatures they perhaps had been hundred years earlier, in the high noon of imperialism. Among the global factors either absent or inef fective in this discussion of the political and legal processing of un wanted perhaps discourse. that has has been the "international immigration the single most inflated construction Of its absence course, to be demonstrated. may human in recent be the flaw rights regime," social science of this analysis. But 71 on John has suggested that Building Ruggie's analysis of "embedded liberalism," James Hollifield states. liberalism" has undermined effective immigration controls inWestern domestic, "rights-based is similar to the argument presented here. Hollifield, This Relations," "Migration and International International Migration Review 26, no. 2 (1992).